Insider · CIK 0001265119

SCHMAL DENNIS

Reports to the SEC for 4 companies · GLOUCESTER, MA

sec.gov

Transactions

Companies

Filings

CIK

0001265119

Forms 4 and 5

Insider transactions

44 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-03-29	Owens Realty Mortgage, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−3,000 sh	—	—	0
2016-12-27	BLUE CALYPSO, INC.A Award	Director	AAward	+100K sh	—	—	158,824
2016-03-02	BLUE CALYPSO, INC.P Purchase	Director	PPurchase	+58.8K sh	$0.85	+$50K	58,824
2016-03-02	BLUE CALYPSO, INC.Warrant to Purchase Common Stock (right to buy)P Purchase	Director	PPurchase	+14.7K sh	—	—	14,706
2015-08-24	Owens Realty Mortgage, Inc.P Purchase	Director	PPurchase	+500 sh	$14.25	+$7,123.4	2,500
2015-08-24	Owens Realty Mortgage, Inc.P Purchase	Director	PPurchase	+500 sh	$14.24	+$7,120	3,000
2015-05-19	BLUE CALYPSO, INC.Options (Right to Buy)A Award	Director	AAward	+20K sh	—	—	20,000
2013-08-20	Owens Realty Mortgage, Inc.P Purchase	Director	PPurchase	+2,000 sh	$11.10	+$22.2K	2,000
2012-05-15	Merriman Holdings, IncJ Other	Director	JOther	−136K sh	$0.63	−$85.4K	7,402
2012-05-15	Merriman Holdings, IncSeries E Preferred StockJ Other	Director	JOther	+161K sh	—	—	160,774
2012-05-15	Merriman Holdings, IncWarrants to Purchase Common StockJ Other	Director	JOther	−10.8K sh	—	—	0
2012-05-15	Merriman Holdings, IncWarrants to Purchase Common StockJ Other	Director	JOther	+80.4K sh	—	—	80,387
2011-12-14	Merriman Holdings, IncS Sale	Director	SSale	+5,362 sh	$0.46	+$2,466.52	35,759
2011-11-10	VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INCD Disposition to Issuer	Director	DDisposition to Issuer	−5,428 sh	$63.00	−$342K	22,695
2011-11-07	VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INCM Exercise/Conversion	Director	MExercise/Conversion	+13.5K sh	$17.89	+$242K	41,623
2011-11-07	VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INCS Sale	Director	SSale	−13.5K sh	$62.97	−$850K	28,123
2011-11-07	VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INCNon-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−13.5K sh	$62.97	−$850K	0
2011-03-07	VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INCM Exercise/Conversion	Director	MExercise/Conversion	+10.7K sh	$15.71	+$167K	28,123
2011-03-07	VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INCNon-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10.7K sh	—	—	0
2011-03-02	VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INCM Exercise/Conversion	Director	MExercise/Conversion	+5,100 sh	$15.71	+$80.1K	22,573
2011-03-02	VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INCS Sale	Director	SSale	−5,100 sh	$48.82	−$249K	17,473
2011-03-02	VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INCNon-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,100 sh	$48.82	−$249K	10,650
2011-02-17	VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INCA Award	Director	AAward	+2,407 sh	—	—	17,473
2010-09-29	Merriman Holdings, IncP Purchase	Director	PPurchase	+2,491 sh	$3.01	+$7,497.91	30,397
2010-06-03	VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INCS Sale	Director	SSale	−3,856 sh	$32.45	−$125K	15,066
2010-03-31	Merriman Holdings, IncA Award	Director	AAward	+6,850 sh	$0.73	+$5,000.5	63,485
2010-02-25	VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INCA Award	Director	AAward	+3,282 sh	—	—	18,922
2009-12-31	Merriman Holdings, IncA Award	Director	AAward	+5,748 sh	$0.87	+$5,000.76	56,635
2009-10-01	Merriman Holdings, IncA Award	Director	AAward	+3,402 sh	$1.47	+$5,000.94	50,887
2009-09-08	Merriman Holdings, IncWarrantP Purchase	Director	PPurchase	+116K sh	$0.43	+$50K	176,181
2009-05-08	Merriman Holdings, IncOptionJ Other	Director	JOther	+11.6K sh	—	—	59,902
2009-02-26	VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INCA Award	Director	AAward	+5,428 sh	—	—	15,641
2008-08-01	Merriman Holdings, IncA Award	Director	AAward	+2,306 sh	—	—	43,642
2008-02-01	Merriman Holdings, IncA Award	Director	AAward	+2,306 sh	—	—	39,060
2007-11-02	Merriman Holdings, IncA Award	Director	AAward	+2,436 sh	—	—	36,754
2007-02-09	VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INCA Award	Director	AAward	+2,571 sh	—	—	5,142
2007-02-02	Merriman Holdings, IncP Purchase	Director	PPurchase	+2,436 sh	$4.62	+$11.3K	29,446
2005-05-17	Merriman Holdings, IncP Purchase	Director	PPurchase	+15K sh	$1.34	+$20.1K	154,067
2005-05-16	Merriman Holdings, IncP Purchase	Director	PPurchase	+15K sh	$1.33	+$20K	139,067
2005-02-25	VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INCCommon StockA Award	Director	AAward	+6,000 sh	—	—	6,000
2005-02-04	Merriman Holdings, IncA Award	Director	AAward	+20.4K sh	—	—	79,067
2004-12-16	VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INCStock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−7,000 sh	—	—	0
2004-11-12	VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INCStock Option (right to buy)A Award	Director	AAward	+7,000 sh	—	—	7,000
2004-08-13	VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INCCommon Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	—	—	5,000

Recent filings

Accepted (ET)
Mar 294
SCHMAL DENNIS0001265119-19-000001
SEC(opens sec.gov)
Mar 304
BLUE CALYPSO, INC.0001185185-17-000695
SEC(opens sec.gov)
Mar 34
BLUE CALYPSO, INC.0001185185-16-003835
SEC(opens sec.gov)
Mar 34
BLUE CALYPSO, INC.0001185185-16-003833
SEC(opens sec.gov)
Aug 254
Owens Realty Mortgage, Inc.0001265119-15-000001
SEC(opens sec.gov)
Aug 224
Owens Realty Mortgage, Inc.0001265119-13-000003
SEC(opens sec.gov)
May 174
Merriman Holdings, Inc0001179110-12-008584
SEC(opens sec.gov)
Dec 214
Merriman Holdings, Inc0001179110-11-016989
SEC(opens sec.gov)
Nov 154
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INC0001079023-11-000190
SEC(opens sec.gov)
Nov 94
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INC0001079023-11-000182
SEC(opens sec.gov)
Mar 104
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INC0001079023-11-000084
SEC(opens sec.gov)
Mar 34
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INC0001079023-11-000063
SEC(opens sec.gov)

Companies

Address

35 DORY ROAD

GLOUCESTER, MA, 01930