SCHMAL DENNIS

CIK 00012651194 companiesGLOUCESTER, MA

SEC Profile

Transactions

Companies

Filings

CIK

0001265119

Recent Transactions

43 trades

Disposition to Issuer
Owens Realty Mortgage, Inc.
ORM Common Stock
2019-03-29−3,000→ 0 total
Award
BLUE CALYPSO, INC.
Common Stock, par value $0.0001 per share
2016-12-27+100,000→ 158,824 total
Purchase
BLUE CALYPSO, INC.
Common Stock, par value $0.0001 per share
2016-03-02$0.85/sh+58,824→ 58,824 total
Purchase
BLUE CALYPSO, INC.
Warrant to Purchase Common Stock (right to buy)
2016-03-02+14,706→ 14,706 total
Purchase
Owens Realty Mortgage, Inc.
ORM Common Stock
2015-08-24$14.25/sh+500→ 2,500 total
Award
BLUE CALYPSO, INC.
Options (Right to Buy)
2015-05-19+20,000→ 20,000 total
Purchase
Owens Realty Mortgage, Inc.
ORM Common Stock
2013-08-20$11.10/sh+2,000→ 2,000 total
Other
Merriman Holdings, Inc
Warrants to Purchase Common Stock
2012-05-15−10,750→ 0 total
Other
Merriman Holdings, Inc
Warrants to Purchase Common Stock
2012-05-15+80,387→ 80,387 total
Other
Merriman Holdings, Inc
Common Stock
2012-05-15$0.63/sh−135,629→ 7,402 total
Other
Merriman Holdings, Inc
Series E Preferred Stock
2012-05-15+160,774→ 160,774 total
Sale
Merriman Holdings, Inc
Common Stock
2011-12-14$0.46/sh+5,362→ 35,759 total
Disposition to Issuer
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INC
Common Stock
2011-11-10$63.00/sh−5,428→ 22,695 total
Exercise/Conversion
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INC
Common Stock
2011-11-07$17.89/sh+13,500→ 41,623 total
Sale
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INC
Common Stock
2011-11-07$62.97/sh−13,500→ 28,123 total
Exercise/Conversion
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INC
Non-Qualified Stock Option (right to buy)
2011-11-07$62.97/sh−13,500→ 0 total
Exercise/Conversion
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INC
Non-Qualified Stock Option (right to buy)
2011-03-07−10,650→ 0 total
Exercise/Conversion
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INC
Common Stock
2011-03-07$15.71/sh+10,650→ 28,123 total
Exercise/Conversion
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INC
Common Stock
2011-03-02$15.71/sh+5,100→ 22,573 total
Sale
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INC
Common Stock
2011-03-02$48.82/sh−5,100→ 17,473 total
Exercise/Conversion
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INC
Non-Qualified Stock Option (right to buy)
2011-03-02$48.82/sh−5,100→ 10,650 total
Award
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INC
Common Stock
2011-02-17+2,407→ 17,473 total
Purchase
Merriman Holdings, Inc
Common Stock
2010-09-29$3.01/sh+2,491→ 30,397 total
Sale
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INC
Common Stock
2010-06-03$32.45/sh−3,856→ 15,066 total
Award
Merriman Holdings, Inc
Common Stock
2010-03-31$0.73/sh+6,850→ 63,485 total
Award
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INC
Common Stock
2010-02-25+3,282→ 18,922 total
Award
Merriman Holdings, Inc
Common Stock
2009-12-31$0.87/sh+5,748→ 56,635 total
Award
Merriman Holdings, Inc
Common Stock
2009-10-01$1.47/sh+3,402→ 50,887 total
Purchase
Merriman Holdings, Inc
Warrant
2009-09-08$0.43/sh+116,279→ 176,181 total
Other
Merriman Holdings, Inc
Option
2009-05-08+11,628→ 59,902 total
Award
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INC
Common Stock
2009-02-26+5,428→ 15,641 total
Award
Merriman Holdings, Inc
Common Stock
2008-08-01+2,306→ 43,642 total
Award
Merriman Holdings, Inc
Common Stock
2008-02-01+2,306→ 39,060 total
Award
Merriman Holdings, Inc
Common Stock
2007-11-02+2,436→ 36,754 total
Award
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INC
Common Stock
2007-02-09+2,571→ 5,142 total
Purchase
Merriman Holdings, Inc
Common Stock
2007-02-02$4.62/sh+2,436→ 29,446 total
Purchase
Merriman Holdings, Inc
Common Stock
2005-05-17$1.34/sh+15,000→ 154,067 total
Purchase
Merriman Holdings, Inc
Common Stock
2005-05-16$1.33/sh+15,000→ 139,067 total
Award
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INC
Common Stock
2005-02-25+6,000→ 6,000 total
Award
Merriman Holdings, Inc
Restricted Common Stock
2005-02-04+20,400→ 79,067 total
Disposition to Issuer
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INC
Stock Option (right to buy)
2004-12-16−7,000→ 0 total
Award
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INC
Stock Option (right to buy)
2004-11-12+7,000→ 7,000 total
Exercise/Conversion
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES INC
Common Stock Option
2004-08-13+5,000→ 5,000 total

Companies

Recent Filings

Address

35 DORY ROAD

GLOUCESTER, MA, 01930

View on SEC.gov