RICH SIMON B. JR.

CIK 00012655834 companiesRALEIGH, NC

SEC Profile

Transactions

Companies

Filings

CIK

0001265583

Recent Transactions

32 trades

Award
Barings BDC, Inc.$BBDC
Common Stock
2018-05-02$11.49/sh+4,351→ 95,276 total
Award
Barings BDC, Inc.$BBDC
Common Stock
2017-05-03+2,694→ 90,357 total
Award
Barings BDC, Inc.$BBDC
Common Stock
2016-05-25+2,721→ 87,128 total
Purchase
Barings BDC, Inc.$BBDC
Common Stock
2016-05-09$17.30/sh+5,000→ 84,407 total
Purchase
Barings BDC, Inc.$BBDC
Common Stock
2015-09-30$16.17/sh+15,000→ 79,114 total
Purchase
Barings BDC, Inc.$BBDC
Common Stock
2015-09-29$15.57/sh+5,000→ 64,114 total
Purchase
Barings BDC, Inc.$BBDC
Common Stock
2015-09-17$18.40/sh+500→ 59,114 total
Purchase
Barings BDC, Inc.$BBDC
Common Stock
2015-09-09$18.69/sh+10,000→ 58,614 total
Purchase
Barings BDC, Inc.$BBDC
Common Stock
2015-09-09$18.69/sh+340→ 5,590 total
Award
Barings BDC, Inc.$BBDC
Common Stock
2015-05-06+2,168→ 48,614 total
Award
Barings BDC, Inc.$BBDC
Common Stock
2013-05-08+1,682→ 43,968 total
Award
Barings BDC, Inc.$BBDC
Common Stock
2012-05-02+1,491→ 41,590 total
Purchase
Barings BDC, Inc.$BBDC
Common Stock
2011-11-09$16.90/sh+7,500→ 36,433 total
Purchase
Barings BDC, Inc.$BBDC
Common Stock
2011-11-09$16.92/sh+1,750→ 5,250 total
Purchase
Barings BDC, Inc.$BBDC
Common Stock
2011-06-03$19.47/sh+2,500→ 40,099 total
Award
Barings BDC, Inc.$BBDC
Common Stock
2011-05-04+1,679→ 29,203 total
Award
VERENIUM CORP
Non-Qualified Stock Option (Right to Buy)
2010-06-16$3.00/sh+1,655→ 1,655 total
Award
VERENIUM CORP
Non-Qualified Stock Option (Right to Buy)
2010-06-15$3.05/sh+428→ 428 total
Award
Barings BDC, Inc.$BBDC
Common Stock
2010-05-05+2,089→ 26,139 total
Purchase
Barings BDC, Inc.$BBDC
Common Stock
2010-03-16$14.13/sh+525→ 525 total
Award
VERENIUM CORP
Non-Qualified Stock Option (Right to Buy)
2009-11-12+2,083→ 4,166 total
Disposition to Issuer
VERENIUM CORP
Stock Option (Right to Buy)
2009-11-12−2,083→ 0 total
Award
VERENIUM CORP
Stock Option (Right to Buy)
2009-11-12+2,083→ 2,083 total
Award
VERENIUM CORP
Non-Qualified Stock Option (Right to Buy)
2009-11-12+2,083→ 2,083 total
Disposition to Issuer
VERENIUM CORP
Non-Qualified Stock Option (Right to Buy)
2009-11-11−2,083→ 0 total
Award
VERENIUM CORP
Non-Qualified Stock Option (Right to Buy)
2009-09-02$7.15/sh+2,083→ 2,083 total
Award
Barings BDC, Inc.$BBDC
Common Stock
2009-05-06+2,953→ 23,402 total
Disposition to Issuer
FISHER SCIENTIFIC INTERNATIONAL INC
Employee Stock Option (right to buy)
2006-11-09−10,000→ 0 total
Disposition to Issuer
FISHER SCIENTIFIC INTERNATIONAL INC
Common Stock
2006-11-09−2,000→ 0 total
Disposition to Issuer
FISHER SCIENTIFIC INTERNATIONAL INC
Common Stock
2006-11-09−3,360→ 0 total
Exercise/Conversion
FISHER SCIENTIFIC INTERNATIONAL INC
Common Stock
2004-12-10$47.93/sh+6,720→ 6,720 total
Exercise/Conversion
FISHER SCIENTIFIC INTERNATIONAL INC
Stock Options (Right to buy)
2004-12-10−6,720→ 0 total

RICH SIMON B. JR.

Recent Transactions

Companies

Recent Filings

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