Insider · CIK 0001265680

DUKES DAVID R

Reports to the SEC for 1 company · SANTA ANA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001265680

Forms 4 and 5

Insider transactions

33 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2012-07-20	SRS LABS INCStock OptionD Disposition to Issuer	Director	DDisposition to Issuer	−30K sh	—	—	0
2012-07-20	SRS LABS INCStock OptionD Disposition to Issuer	Director	DDisposition to Issuer	−25K sh	—	—	0
2012-07-20	SRS LABS INCStock OptionD Disposition to Issuer	Director	DDisposition to Issuer	−15K sh	—	—	0
2012-07-20	SRS LABS INCStock OptionD Disposition to Issuer	Director	DDisposition to Issuer	−25K sh	—	—	0
2012-07-20	SRS LABS INCStock OptionD Disposition to Issuer	Director	DDisposition to Issuer	−25K sh	—	—	0
2012-07-20	SRS LABS INCStock OptionD Disposition to Issuer	Director	DDisposition to Issuer	−25K sh	—	—	0
2012-07-20	SRS LABS INCStock OptionD Disposition to Issuer	Director	DDisposition to Issuer	−30K sh	—	—	0
2012-07-20	SRS LABS INCStock OptionD Disposition to Issuer	Director	DDisposition to Issuer	−15K sh	—	—	0
2012-07-20	SRS LABS INCD Disposition to Issuer	Director	DDisposition to Issuer	−6,416 sh	—	—	0
2012-07-20	SRS LABS INCStock OptionD Disposition to Issuer	Director	DDisposition to Issuer	−10K sh	—	—	0
2012-07-20	SRS LABS INCStock OptionD Disposition to Issuer	Director	DDisposition to Issuer	−9,000 sh	—	—	0
2012-07-20	SRS LABS INCStock OptionD Disposition to Issuer	Director	DDisposition to Issuer	−30K sh	—	—	0
2012-07-20	SRS LABS INCStock OptionD Disposition to Issuer	Director	DDisposition to Issuer	−15K sh	—	—	0
2012-07-20	SRS LABS INCStock OptionD Disposition to Issuer	Director	DDisposition to Issuer	−30K sh	—	—	0
2011-06-20	SRS LABS INCEmployee Stock OptionA Award	Director	AAward	+25K sh	—	—	25,000
2011-06-20	SRS LABS INCEmployee Stock OptionA Award	Director	AAward	+25K sh	—	—	25,000
2010-06-21	SRS LABS INCEmployee Stock OptionA Award	Director	AAward	+25K sh	—	—	25,000
2010-06-21	SRS LABS INCEmployee Stock OptionA Award	Director	AAward	+15K sh	—	—	15,000
2009-06-17	SRS LABS INCEmployee Stock OptionA Award	Director	AAward	+25K sh	—	—	25,000
2009-06-17	SRS LABS INCEmployee Stock OptionA Award	Director	AAward	+25K sh	$6.25	+$156K	25,000
2008-12-04	SRS LABS INCP Purchase	Director	PPurchase	+4,416 sh	$3.85	+$17K	6,416
2008-06-18	SRS LABS INCEmployee Stock OptionA Award	Director	AAward	+25K sh	$6.65	+$166K	25,000
2007-06-20	SRS LABS INCEmployee Stock OptionA Award	Director	AAward	+30K sh	$10.62	+$319K	30,000
2007-06-20	SRS LABS INCEmployee Stock OptionA Award	Director	AAward	+15K sh	$10.62	+$159K	15,000
2007-06-06	SRS LABS INCStock OptionM Exercise/Conversion	Director	MExercise/Conversion	−11K sh	$5.44	−$59.8K	9,000
2007-06-06	SRS LABS INCS Sale	Director	SSale	−11K sh	$14.96	−$165K	0
2007-06-06	SRS LABS INCM Exercise/Conversion	Director	MExercise/Conversion	+11K sh	$5.44	+$59.8K	11,000
2006-06-22	SRS LABS INCEmployee Stock OptionA Award	Director	AAward	+30K sh	$5.15	+$155K	30,000
2005-06-22	SRS LABS INCEmployee Stock OptionA Award	Director	AAward	+30K sh	$5.75	+$173K	30,000
2004-04-09	SRS LABS INCEmployee Stock OptionA Award	Director	AAward	+30K sh	$6.10	+$183K	30,000
2004-04-08	SRS LABS INCEmployee Stock OptionA Award	Director	AAward	+30K sh	$6.10	+$183K	30,000
2003-09-30	SRS LABS INCEmployee Stock OptionA Award	Director	AAward	+10K sh	$5.44	+$54.4K	10,000
2003-09-30	SRS LABS INCEmployee Stock OptionA Award	Director	AAward	+20K sh	$5.44	+$109K	20,000

Recent filings

Accepted (ET)
Jul 244
DUKES DAVID R0001179110-12-011769
SEC(opens sec.gov)
May 34/A
DUKES DAVID R0001179110-12-007688
SEC(opens sec.gov)
Jun 214
DUKES DAVID R0001179110-11-009942
SEC(opens sec.gov)
Jun 224/A
DUKES DAVID R0001179110-10-010825
SEC(opens sec.gov)
Jun 224/A
DUKES DAVID R0001179110-10-010824
SEC(opens sec.gov)
Jun 224
DUKES DAVID R0001179110-10-010826
SEC(opens sec.gov)

Companies

SRS LABS INCDirector

Address

C/O SRS LABS, INC. 2909 DAIMLER STREET

SANTA ANA, CA, 92705