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Insider · CIK 0001269051

FINNICAN SALLY J

Reports to the SEC for 2 companies · MORRISTOWN, NJ

Transactions

16

Companies

2

Filings

5

CIK

0001269051

Forms 4 and 5

Insider transactions

16 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-01-14	BCVBANCROFT FUND LTDG Gift	Director of Investment Adviser	GGift	+640 sh	—	—	640
2014-01-14	BCVBANCROFT FUND LTDG Gift	Director of Investment Adviser	GGift	+640 sh	—	—	1,237
2013-01-11	ECFELLSWORTH GROWTH & INCOME FUND LTDG Gift	Director of Investment Adviser	GGift	+1,000 sh	—	—	1,000
2013-01-11	ECFELLSWORTH GROWTH & INCOME FUND LTDG Gift	Director of Investment Adviser	GGift	+1,000 sh	—	—	2,212
2013-01-11	ECFELLSWORTH GROWTH & INCOME FUND LTDG Gift	Director of Investment Adviser	GGift	+1,000 sh	—	—	15,087
2013-01-11	ECFELLSWORTH GROWTH & INCOME FUND LTDG Gift	Director of Investment Adviser	GGift	+1,000 sh	—	—	16,087
2012-03-30	BCVBANCROFT FUND LTDS Sale	Director of Investment Adviser	SSale	−516 sh	$16.65	−$8,591.4	0
2011-12-08	BCVBANCROFT FUND LTDS Sale	Director of Investment Adviser	SSale	−1,000 sh	$15.55	−$15.6K	516
2011-09-14	BCVBANCROFT FUND LTDS Sale	Director of Investment Adviser	SSale	−500 sh	$15.60	−$7,800	1,500
2011-07-22	BCVBANCROFT FUND LTDS Sale	Director of Investment Adviser	SSale	−945 sh	$17.22	−$16.3K	2,000
2008-10-23	ECFELLSWORTH GROWTH & INCOME FUND LTDP Purchase	Director of Investment Adviser	PPurchase	+5,000 sh	$4.71	+$23.6K	13,159
2008-10-23	ECFELLSWORTH GROWTH & INCOME FUND LTDP Purchase	Director of Investment Adviser	PPurchase	+5,000 sh	$4.71	+$23.6K	12,875
2003-11-05	ECFELLSWORTH GROWTH & INCOME FUND LTDX Exercise of In-Money	Director of Investment Adviser	XExercise of In-Money	+1,009 sh	$7.76	+$7,829.84	7,063
2003-11-05	ECFELLSWORTH GROWTH & INCOME FUND LTDX Exercise of In-Money	Director of Investment Adviser	XExercise of In-Money	+135 sh	$7.76	+$1,047.6	944
2003-11-05	ECFELLSWORTH GROWTH & INCOME FUND LTD · Subscription Rights (Right to buy)X Exercise of In-Money	Director of Investment Adviser	XExercise of In-Money	−6,054 sh	—	—	0
2003-11-05	ECFELLSWORTH GROWTH & INCOME FUND LTD · Subscription Rights (Right to buy)X Exercise of In-Money	Director of Investment Adviser	XExercise of In-Money	−810 sh	—	—	0

Recent filings

5

Accepted (ET)
Jan 164
BANCROFT FUND LTD0001014776-14-000006
SEC(opens sec.gov)
Feb 264
FINNICAN SALLY J0001014776-13-000012
SEC(opens sec.gov)
Feb 264
FINNICAN SALLY J0001014776-13-000011
SEC(opens sec.gov)
Jan 154
FINNICAN SALLY J0001014776-13-000006
SEC(opens sec.gov)
Nov 74
ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC0000793040-03-000030
SEC(opens sec.gov)

Companies

2

Address

C/O DINSMORE CAPITAL MANAGEMENT 65 MADISON AVENUE

MORRISTOWN, NJ, 07960