Insider · CIK 0001270273

NAUDON CARLOS P

Reports to the SEC for 4 companies · BRONX, NY

sec.gov

Transactions

Companies

Filings

CIK

0001270273

Forms 4 and 5

Insider transactions

46 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-01-22	PDLBPonce Financial Group, Inc. · Premium Stock OptionsA Award	Director, President & CEO	AAward	+1,500 sh	$18.91	+$28.4K	1,500
2026-01-22	PDLBPonce Financial Group, Inc. · Stock optionsA Award	Director, President & CEO	AAward	+7,500 sh	$16.88	+$127K	7,500
2026-01-22	PDLBPonce Financial Group, Inc.A Award	Director, President & CEO	AAward	+15K sh	—	—	473,743
2026-01-22	PDLBPonce Financial Group, Inc. · Premium Stock OptionsA Award	Director, President & CEO	AAward	+1,500 sh	$19.92	+$29.9K	1,500
2026-01-22	PDLBPonce Financial Group, Inc. · Premium Stock OptionsA Award	Director, President & CEO	AAward	+1,500 sh	$19.58	+$29.4K	1,500
2026-01-22	PDLBPonce Financial Group, Inc. · Premium Stock OptionsA Award	Director, President & CEO	AAward	+1,500 sh	$18.57	+$27.9K	1,500
2026-01-22	PDLBPonce Financial Group, Inc. · Premium Stock OptionsA Award	Director, President & CEO	AAward	+1,500 sh	$19.24	+$28.9K	1,500
2023-12-07	PDLBPonce Financial Group, Inc.A Award	Director, President & CEO	AAward	+211K sh	$10.33	+$2.18M	458,743
2023-12-07	PDLBPonce Financial Group, Inc. · Premium Stock OptionsA Award	Director, President & CEO	AAward	+24K sh	$10.70	+$257K	72,000
2023-12-07	PDLBPonce Financial Group, Inc. · Premium Stock OptionsA Award	Director, President & CEO	AAward	+24K sh	$10.52	+$252K	48,000
2023-12-07	PDLBPonce Financial Group, Inc. · Premium Stock OptionsA Award	Director, President & CEO	AAward	+24K sh	$10.33	+$248K	24,000
2023-12-07	PDLBPonce Financial Group, Inc. · Premium Stock OptionsA Award	Director, President & CEO	AAward	+24K sh	$11.08	+$266K	120,000
2023-12-07	PDLBPonce Financial Group, Inc. · Premium Stock OptionsA Award	Director, President & CEO	AAward	+24K sh	$10.89	+$261K	96,000
2023-05-02	PDLBPonce Financial Group, Inc.P Purchase	Director, President & CEO	PPurchase	+5,000 sh	$6.82	+$34.1K	89,659
2023-03-13	PDLBPonce Financial Group, Inc.P Purchase	Director, President & CEO	PPurchase	+7,500 sh	$7.23	+$54.2K	84,659
2023-03-10	PDLBPonce Financial Group, Inc.P Purchase	Director, President & CEO	PPurchase	+5,000 sh	$8.23	+$41.2K	77,159
2023-03-07	PDLBPonce Financial Group, Inc.P Purchase	Director, President & CEO	PPurchase	+5,000 sh	$8.99	+$45K	72,159
2023-02-03	PDLBPonce Financial Group, Inc.P Purchase	Director, President & CEO	PPurchase	+10K sh	$9.42	+$94.2K	67,159
2023-02-03	PDLBPonce Financial Group, Inc.P Purchase	Director, President & CEO	PPurchase	+5,000 sh	$9.39	+$47K	57,159
2022-06-02	PDLBPonce Financial Group, Inc.P Purchase	Director, President & CEO	PPurchase	+1,500 sh	$9.53	+$14.3K	247,267
2022-04-01	PDLBPonce Financial Group, Inc.A Award	Director, President & CEO	AAward	+16.3K sh	—	—	245,767
2020-06-02	PDL Community BancorpA Award	Director, President & CEO	AAward	+8,691 sh	$9.50	+$82.6K	157,318
2018-12-04	PDL Community BancorpA Award	Director, President & CEO	AAward	+149K sh	—	—	148,627
2018-12-04	PDL Community BancorpStock OptionsA Award	Director, President & CEO	AAward	+44.6K sh	—	—	44,588
2018-09-12	PDL Community BancorpP Purchase	Director, President & CEO	PPurchase	+765 sh	$14.89	+$11.4K	23,050
2018-09-12	PDL Community BancorpP Purchase	Director, President & CEO	PPurchase	+765 sh	$14.89	+$11.4K	23,050
2018-09-11	PDL Community BancorpP Purchase	Director, President & CEO	PPurchase	+2,103 sh	$14.70	+$30.9K	22,285
2018-09-11	PDL Community BancorpP Purchase	Director, President & CEO	PPurchase	+2,103 sh	$14.70	+$30.9K	22,285
2018-09-10	PDL Community BancorpP Purchase	Director, President & CEO	PPurchase	+40 sh	$14.65	+$586	20,182
2018-09-10	PDL Community BancorpP Purchase	Director, President & CEO	PPurchase	+505 sh	$14.66	+$7,403.3	20,142
2018-09-10	PDL Community BancorpP Purchase	Director, President & CEO	PPurchase	+40 sh	$14.65	+$586	20,182
2018-09-10	PDL Community BancorpP Purchase	Director, President & CEO	PPurchase	+505 sh	$14.66	+$7,403.3	20,142
2009-03-09	VeruTEK Technologies, Inc.P Purchase	Director	PPurchase	+200K sh	$0.10	+$20K	569,272
2005-05-19	OPEN SOLUTIONS INCStock Option (right to buy)A Award	Director	AAward	+15K sh	—	—	15,000
2005-04-19	OPEN SOLUTIONS INCRestricted Stock UnitsA Award	Director	AAward	+589 sh	—	—	1,178
2005-02-28	OPEN SOLUTIONS INCRestricted Stock UnitsA Award	Director	AAward	+589 sh	—	—	589
2004-12-16	OPEN SOLUTIONS INCS Sale	Director	SSale	−1,000 sh	$25.23	−$25.2K	198,253
2004-05-25	OPEN SOLUTIONS INCStock Option (right to buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2003-12-02	OPEN SOLUTIONS INCSeries F Preferred StockC Conversion	Director	CConversion	−5,365 sh	—	—	0
2003-12-02	OPEN SOLUTIONS INCSeries A-2 Preferred StockC Conversion	Director	CConversion	−15.6K sh	—	—	0
2003-12-02	OPEN SOLUTIONS INCSeries A-2 Preferred StockC Conversion	Director	CConversion	−14.4K sh	—	—	0
2003-12-02	OPEN SOLUTIONS INCSeries F Preferred StockC Conversion	Director	CConversion	−5,365 sh	—	—	0
2003-12-02	OPEN SOLUTIONS INCC Conversion	Director	CConversion	+5,883 sh	—	—	385,219
2003-12-02	OPEN SOLUTIONS INCC Conversion	Director	CConversion	+10.8K sh	—	—	379,336
2003-12-02	OPEN SOLUTIONS INCC Conversion	Director	CConversion	+9,914 sh	—	—	368,560
2003-12-02	OPEN SOLUTIONS INCC Conversion	Director	CConversion	+5,883 sh	—	—	391,102

Recent filings

Accepted (ET)
Jan 264
NAUDON CARLOS P0001193125-26-022977
SEC(opens sec.gov)
Dec 114
NAUDON CARLOS P0000950170-23-069349
SEC(opens sec.gov)
May 34
NAUDON CARLOS P0001209191-23-026859
SEC(opens sec.gov)
Mar 154
NAUDON CARLOS P0001209191-23-018794
SEC(opens sec.gov)
Mar 134
NAUDON CARLOS P0001209191-23-018089
SEC(opens sec.gov)
Mar 84
NAUDON CARLOS P0001209191-23-017071
SEC(opens sec.gov)
Feb 64
NAUDON CARLOS P0001209191-23-007249
SEC(opens sec.gov)
Jun 64
NAUDON CARLOS P0001209191-22-034424
SEC(opens sec.gov)

Companies

Address

2244 WESTCHESTER AVENUE

BRONX, NY, 10462