Insider · CIK 0001273213

MAIDA ANTHONY E III

Reports to the SEC for 5 companies · AGOURA HILLS, CA

sec.gov

Transactions

Companies

Filings

CIK

0001273213

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-07-10	OTLCOncotelic Therapeutics, Inc. · Restricted stock UnitsA Award	Director, DIRECTOR AND CMO - TRANS. MED.	AAward	+1,500 sh	—	—	1,500
2021-09-03	OTLCOncotelic Therapeutics, Inc. · Stock OptionsA Award	Director, DIRECTOR AND CMO - TRANS. MED.	AAward	+600K sh	—	—	600,000
2021-07-08	OTLCOncotelic Therapeutics, Inc. · Stock OptionsA Award	Director, DIRECTOR AND CMO - TRANS. MED.	AAward	+400K sh	—	—	400,000
2021-03-31	OTLCOncotelic Therapeutics, Inc.C Conversion	Director, DIRECTOR AND CMO - TRANS. MED.	CConversion	+939K sh	—	—	1,137,314
2021-03-31	OTLCOncotelic Therapeutics, Inc. · Series A Convertible Preferred StockC Conversion	Director, DIRECTOR AND CMO - TRANS. MED.	CConversion	−938 sh	—	—	0
2020-04-24	9 METERS BIOPHARMA, INC.Stock Option (Right to Buy)A Award	Director	AAward	+25K sh	—	—	25,000
2019-05-31	9 METERS BIOPHARMA, INC.Stock Option (Right to Buy)A Award	Director	AAward	+25K sh	—	—	25,000
2019-05-29	SPECTRUM PHARMACEUTICALS INCStock Option Exercise (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−50K sh	—	—	0
2019-05-29	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−42.6K sh	$7.75	−$330K	29,607
2019-05-29	SPECTRUM PHARMACEUTICALS INCM Exercise/Conversion	Director	MExercise/Conversion	+50K sh	$6.09	+$305K	72,250
2019-05-08	RNGERANGE IMPACT, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+500K sh	—	—	612,559
2019-04-11	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−10.7K sh	$10.67	−$115K	22,250
2019-03-21	SPECTRUM PHARMACEUTICALS INCM Exercise/Conversion	Director	MExercise/Conversion	+5,500 sh	$5.05	+$27.8K	38,488
2019-03-21	SPECTRUM PHARMACEUTICALS INCStock Option Exercise (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,500 sh	—	—	13,300
2019-03-21	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−5,500 sh	$10.00	−$55K	32,988
2019-02-21	SPECTRUM PHARMACEUTICALS INCM Exercise/Conversion	Director	MExercise/Conversion	+5,500 sh	$5.05	+$27.8K	38,488
2019-02-21	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−5,500 sh	$11.63	−$64K	32,988
2019-02-21	SPECTRUM PHARMACEUTICALS INCStock Option Exercise (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,500 sh	—	—	18,800
2019-01-24	SPECTRUM PHARMACEUTICALS INCM Exercise/Conversion	Director	MExercise/Conversion	+5,700 sh	$5.05	+$28.8K	38,688
2019-01-24	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−5,700 sh	$10.37	−$59.1K	32,988
2019-01-24	SPECTRUM PHARMACEUTICALS INCStock Option Exercise (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,700 sh	—	—	24,300
2019-01-24	SPECTRUM PHARMACEUTICALS INCStock Option Exercise (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,550 sh	—	—	0
2019-01-24	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−1,550 sh	$10.37	−$16.1K	32,988
2019-01-24	SPECTRUM PHARMACEUTICALS INCM Exercise/Conversion	Director	MExercise/Conversion	+1,550 sh	$3.92	+$6,076	34,538
2019-01-07	SPECTRUM PHARMACEUTICALS INCM Exercise/Conversion	Director	MExercise/Conversion	+7,250 sh	$3.92	+$28.4K	40,238
2019-01-07	SPECTRUM PHARMACEUTICALS INCStock Option Exercise (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−7,250 sh	—	—	1,550
2019-01-07	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−7,250 sh	$10.00	−$72.5K	32,988
2018-12-06	SPECTRUM PHARMACEUTICALS INCStock Option Exercise (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−7,250 sh	—	—	8,800
2018-12-06	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−7,250 sh	$12.60	−$91.4K	32,988
2018-12-06	SPECTRUM PHARMACEUTICALS INCM Exercise/Conversion	Director	MExercise/Conversion	+7,250 sh	$3.92	+$28.4K	40,238
2018-12-04	9 METERS BIOPHARMA, INC.Stock Option (Right to Buy)A Award	Director	AAward	+25K sh	—	—	25,000
2018-11-08	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−7,250 sh	$13.07	−$94.8K	32,988
2018-11-08	SPECTRUM PHARMACEUTICALS INCM Exercise/Conversion	Director	MExercise/Conversion	+7,250 sh	$3.92	+$28.4K	40,238
2018-11-08	SPECTRUM PHARMACEUTICALS INCStock Option Exercise (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−7,250 sh	—	—	16,050
2018-06-18	SPECTRUM PHARMACEUTICALS INCStock Option (Right to Buy)A Award	Director	AAward	+20K sh	—	—	20,000
2018-06-18	SPECTRUM PHARMACEUTICALS INCA Award	Director	AAward	+10K sh	—	—	32,988
2017-07-17	SPECTRUM PHARMACEUTICALS INCF Tax Payment	Director	FTax Payment	−13.7K sh	$7.53	−$103K	23,430
2017-07-17	SPECTRUM PHARMACEUTICALS INCF Tax Payment	Director	FTax Payment	−442 sh	$7.53	−$3,328.26	22,988
2017-07-17	SPECTRUM PHARMACEUTICALS INCStock Option Exercise (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−15K sh	—	—	0
2017-07-17	SPECTRUM PHARMACEUTICALS INCM Exercise/Conversion	Director	MExercise/Conversion	+15K sh	$6.90	+$104K	37,175
2017-06-27	SPECTRUM PHARMACEUTICALS INCF Tax Payment	Director	FTax Payment	−880 sh	$7.54	−$6,635.2	22,175
2017-06-13	SPECTRUM PHARMACEUTICALS INCStock Option (Right to Buy)A Award	Director	AAward	+20K sh	—	—	20,000
2017-06-13	SPECTRUM PHARMACEUTICALS INCA Award	Director	AAward	+10K sh	—	—	23,055
2017-06-13	SPECTRUM PHARMACEUTICALS INCF Tax Payment	Director	FTax Payment	−3,523 sh	$6.48	−$22.8K	13,055
2017-03-29	ONCOSEC MEDICAL IncOption to Purchase Common StockA Award	Director	AAward	+20K sh	$1.34	+$26.8K	131,500
2017-02-17	SPECTRUM PHARMACEUTICALS INCG Gift	Director	GGift	−6,975 sh	—	—	22,988
2016-07-15	RNGERANGE IMPACT, INC. · Option Award (right to buy)A Award	Director	AAward	+92.6K sh	—	—	112,559
2016-06-28	SPECTRUM PHARMACEUTICALS INCStock Option (Right to Buy)A Award	Director	AAward	+20K sh	$6.33	+$127K	20,000
2016-06-28	SPECTRUM PHARMACEUTICALS INCF Tax Payment	Director	FTax Payment	−3,523 sh	$6.33	−$22.3K	19,745
2016-06-28	SPECTRUM PHARMACEUTICALS INCA Award	Director	AAward	+10K sh	—	—	29,745

Recent filings

Accepted (ET)
Jul 144
MAIDA ANTHONY E III0001493152-26-033169
SEC(opens sec.gov)
Sep 84
MAIDA ANTHONY E III0001493152-21-022219
SEC(opens sec.gov)
Jul 164
MAIDA ANTHONY E III0001493152-21-017107
SEC(opens sec.gov)
May 44
MAIDA ANTHONY E III0001551986-20-000106
SEC(opens sec.gov)
Jun 44
MAIDA ANTHONY E III0001551986-19-000070
SEC(opens sec.gov)
May 314
MAIDA ANTHONY E III0001209191-19-033552
SEC(opens sec.gov)
May 134
MAIDA ANTHONY E III0001493152-19-006973
SEC(opens sec.gov)
Apr 124
MAIDA ANTHONY E III0001209191-19-024510
SEC(opens sec.gov)
Mar 224
MAIDA ANTHONY E III0001209191-19-021093
SEC(opens sec.gov)
Feb 224
MAIDA ANTHONY E III0001209191-19-012593
SEC(opens sec.gov)
Jan 254
MAIDA ANTHONY E III0001209191-19-005455
SEC(opens sec.gov)

Companies

Address

29397 AGOURA RD SUITE 107

AGOURA HILLS, CA, 91301