Insider · CIK 0001278350

SMITH JAMES FRANCIS

Reports to the SEC for 3 companies · PRINCETON, NJ

sec.gov

Transactions

Companies

Filings

CIK

0001278350

Forms 4 and 5

Insider transactions

29 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-12-18	Echo Therapeutics, Inc.A Award	Director	AAward	+14.5K sh	—	—	22,900
2013-12-18	Echo Therapeutics, Inc.Nonqualified Stock Option (right to buy)A Award	Director	AAward	+56K sh	—	—	60,500
2013-10-01	Echo Therapeutics, Inc.A Award	Director	AAward	+400 sh	—	—	8,400
2013-10-01	Echo Therapeutics, Inc.Nonqualified Stock Option (right to buy)A Award	Director	AAward	+1,500 sh	—	—	4,500
2013-07-01	Echo Therapeutics, Inc.Nonqualified Stock Option (right to buy)A Award	Director	AAward	+1,500 sh	—	—	3,000
2013-07-01	Echo Therapeutics, Inc.A Award	Director	AAward	+400 sh	—	—	8,000
2013-07-01	Echo Therapeutics, Inc.A Award	Director	AAward	+400 sh	—	—	76,400
2013-07-01	Echo Therapeutics, Inc.Nonqualified Stock Option (right to buy)A Award	Director	AAward	+1,500 sh	—	—	16,500
2013-04-09	Echo Therapeutics, Inc.A Award	Director	AAward	+4,000 sh	—	—	76,000
2013-04-09	Echo Therapeutics, Inc.Nonqualified Stock Option (right to buy)A Award	Director	AAward	+15K sh	—	—	15,000
2013-01-10	Echo Therapeutics, Inc.A Award	Director	AAward	+6,250 sh	—	—	72,000
2012-09-30	Echo Therapeutics, Inc.A Award	Director	AAward	+6,250 sh	—	—	65,750
2012-08-23	Echo Therapeutics, Inc.P Purchase	Director	PPurchase	+6,400 sh	$1.47	+$9,408	59,500
2012-08-22	Echo Therapeutics, Inc.P Purchase	Director	PPurchase	+13.6K sh	$1.47	+$20K	53,100
2012-06-30	Echo Therapeutics, Inc.A Award	Director	AAward	+6,250 sh	—	—	39,500
2011-12-15	ORCHID CELLMARK INCStock Option (Right to Buy)D Disposition to Issuer	Vice President and CFO	DDisposition to Issuer	−75K sh	$2.80	−$210K	0
2011-12-15	ORCHID CELLMARK INCStock Option (Right to Buy)D Disposition to Issuer	Vice President and CFO	DDisposition to Issuer	−25.2K sh	$2.80	−$70.5K	0
2011-12-15	ORCHID CELLMARK INCStock Option (Right to Buy)D Disposition to Issuer	Vice President and CFO	DDisposition to Issuer	−45K sh	$2.80	−$126K	0
2011-12-15	ORCHID CELLMARK INCStock Option (Right to Buy)D Disposition to Issuer	Vice President and CFO	DDisposition to Issuer	−45K sh	$2.80	−$126K	0
2011-12-09	ORCHID CELLMARK INCU Disposition from Tender	Vice President and CFO	UDisposition from Tender	−3,100 sh	$2.80	−$8,680	0
2011-02-16	Echo Therapeutics, Inc.A Award	Director	AAward	+20K sh	—	—	27,000
2010-05-26	ORCHID CELLMARK INCEmployee Stock Option (right to buy)A Award	Vice President and CFO	AAward	+45K sh	—	—	45,000
2009-06-25	ORCHID CELLMARK INCEmployee Stock Option (right to buy)A Award	Vice President and CFO	AAward	+22.5K sh	—	—	22,500
2009-06-25	ORCHID CELLMARK INCEmployee Stock Option (right to buy)A Award	Vice President and CFO	AAward	+22.5K sh	—	—	22,500
2008-08-05	ORCHID CELLMARK INCP Purchase	Vice President and CFO	PPurchase	+3,100 sh	$3.37	+$10.4K	3,100
2007-10-31	ORCHID CELLMARK INCEmployee Stock Option (right to buy)A Award	Vice President and CFO	AAward	−75K sh	—	—	75,000
2005-04-21	Aphton CORPA Award	Senior VP and CFO	AAward	+25K sh	—	—	40,000
2005-04-21	Aphton CORPStock Options (Right to buy)A Award	Senior VP and CFO	AAward	+120K sh	—	—	120,000
2004-08-17	Aphton CORPStock Options (Right to buy)A Award	Senior VP and CFO	AAward	+150K sh	—	—	150,000

Recent filings

Accepted (ET)
Jan 34
Echo Therapeutics, Inc.0001415889-14-000029
SEC(opens sec.gov)
Oct 24
Echo Therapeutics, Inc.0001415889-13-001950
SEC(opens sec.gov)
Jul 94/A
Echo Therapeutics, Inc.0001415889-13-001350
SEC(opens sec.gov)
Jul 24
Echo Therapeutics, Inc.0001415889-13-001305
SEC(opens sec.gov)
Apr 114
SMITH JAMES FRANCIS0001415889-13-000728
SEC(opens sec.gov)
Apr 104
SMITH JAMES FRANCIS0001415889-13-000709
SEC(opens sec.gov)
Jan 114
SMITH JAMES FRANCIS0001415889-13-000053
SEC(opens sec.gov)
Oct 24
SMITH JAMES FRANCIS0001415889-12-001446
SEC(opens sec.gov)
Aug 234
SMITH JAMES FRANCIS0001415889-12-001309
SEC(opens sec.gov)
Jul 34
SMITH JAMES FRANCIS0001415889-12-000984
SEC(opens sec.gov)
Dec 194
SMITH JAMES FRANCIS0001181431-11-061151
SEC(opens sec.gov)
Dec 134
SMITH JAMES FRANCIS0001181431-11-060243
SEC(opens sec.gov)

Companies

Address

4390 US ROUTE ONE

PRINCETON, NJ, 08540