Insider · CIK 0001280730

HAVENS ANTHONY L

Reports to the SEC for 1 company · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001280730

Forms 4 and 5

Insider transactions

18 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-01-16	SRCOSPARTA COMMERCIAL SERVICES, INC. · Non-Qualified Stock OptionA Award	Director, Chief Executive Officer, 10% Owner	AAward	+2.5M sh	$0.14	+$350K	11,367,908
2025-02-05	SRCOSPARTA COMMERCIAL SERVICES, INC. · Non-Qualified Stock OptionA Award	Director, Chief Executive Officer, 10% Owner	AAward	+2.1M sh	$0.18	+$378K	8,867,908
2024-02-21	SRCOSPARTA COMMERCIAL SERVICES, INC. · Non-Qualified Stock OptionA Award	Director, Chief Executive Officer, 10% Owner	AAward	+1.4M sh	$0.14	+$196K	6,767,908
2023-02-08	SRCOSPARTA COMMERCIAL SERVICES, INC. · Non-Qualified Stock OptionA Award	Director, Chief Executive Officer, 10% Owner	AAward	+950K sh	$0.18	+$171K	5,367,908
2022-12-22	SRCOSPARTA COMMERCIAL SERVICES, INC. · Non-Qualified Stock OptionA Award	Director, Chief Executive Officer, 10% Owner	AAward	+935K sh	$0.11	+$100K	4,417,908
2022-01-03	SRCOSPARTA COMMERCIAL SERVICES, INC. · Non-Qualified Stock OptionA Award	Director, Chief Executive Officer, 10% Owner	AAward	+500K sh	$0.08	+$40K	1,765,008
2022-01-03	SRCOSPARTA COMMERCIAL SERVICES, INC. · Non-Qualified Stock OptionA Award	Director, Chief Executive Officer, 10% Owner	AAward	+1.72M sh	$0.08	+$137K	3,483,330
2020-07-22	SRCOSPARTA COMMERCIAL SERVICES, INC. · Non-Qualified Stock OptionA Award	Director, Chief Executive Officer, 10% Owner	AAward	+88.6M sh	$0.00	+$239K	88,615,323
2020-07-09	SRCOSPARTA COMMERCIAL SERVICES, INC. · Non-Qualified Stock OptionA Award	Director, Chief Executive Officer, 10% Owner	AAward	+37.6M sh	$0.00	+$117K	37,625,574
2014-08-22	SRCOSPARTA COMMERCIAL SERVICES, INC. · Options to purchaseA Award	Director, Chief Executive Officer, 10% Owner	AAward	+89K sh	—	—	88,967
2014-03-19	SRCOSPARTA COMMERCIAL SERVICES, INC.G Gift	Director, Chief Executive Officer, 10% Owner	GGift	−50K sh	—	—	259,118
2013-10-30	SRCOSPARTA COMMERCIAL SERVICES, INC.G Gift	Director, Chief Executive Officer, 10% Owner	GGift	−50K sh	—	—	309,118
2012-06-13	SRCOSPARTA COMMERCIAL SERVICES, INC.G Gift	Director, Chief Executive Officer, 10% Owner	GGift	−26.7K sh	—	—	359,118
2010-05-17	SRCOSPARTA COMMERCIAL SERVICES, INC.G Gift	Director, Chief Executive Officer, 10% Owner	GGift	−2M sh	—	—	28,933,250
2010-05-12	SRCOSPARTA COMMERCIAL SERVICES, INC. · Options to purchaseA Award	Director, Chief Executive Officer, 10% Owner	AAward	+6.67M sh	—	—	6,725,000
2009-02-19	SRCOSPARTA COMMERCIAL SERVICES, INC.G Gift	Director, Chief Executive Officer, 10% Owner	GGift	−500K sh	—	—	30,933,250
2005-06-13	SRCOSPARTA COMMERCIAL SERVICES, INC.J Other	Director, Chief Executive Officer, 10% Owner	JOther	+150K sh	—	—	32,833,262
2005-06-13	SRCOSPARTA COMMERCIAL SERVICES, INC.J Other	Director, Chief Executive Officer, 10% Owner	JOther	−150K sh	—	—	32,833,262

Recent filings

Accepted (ET)
Jan 204
HAVENS ANTHONY L0001280730-26-000002
SEC(opens sec.gov)
Feb 74
HAVENS ANTHONY L0001280730-25-000001
SEC(opens sec.gov)
Feb 234
HAVENS ANTHONY L0001280730-24-000001
SEC(opens sec.gov)
Feb 104
HAVENS ANTHONY L0001280730-23-000001
SEC(opens sec.gov)
Dec 234
HAVENS ANTHONY L0001280730-22-000002
SEC(opens sec.gov)
Jan 54
HAVENS ANTHONY L0001280730-22-000001
SEC(opens sec.gov)
Jul 244
HAVENS ANTHONY L0001280730-20-000003
SEC(opens sec.gov)
Jul 134
HAVENS ANTHONY L0001280732-20-000005
SEC(opens sec.gov)
Aug 254
SPARTA COMMERCIAL SERVICES, INC.0001375696-14-000004
SEC(opens sec.gov)
Mar 214
SPARTA COMMERCIAL SERVICES, INC.0001280730-14-000001
SEC(opens sec.gov)
Nov 44
SPARTA COMMERCIAL SERVICES, INC.0001280730-13-000001
SEC(opens sec.gov)
Jun 154
HAVENS ANTHONY L0000318299-12-000001
SEC(opens sec.gov)
May 174
HAVENS ANTHONY L0001280730-10-000007
SEC(opens sec.gov)
May 144
HAVENS ANTHONY L0001280730-10-000001
SEC(opens sec.gov)
Feb 244
HAVENS ANTHONY L0001280730-09-000001
SEC(opens sec.gov)
Jun 144
SPARTA COMMERCIAL SERVICES, INC.0001280730-05-000001
SEC(opens sec.gov)
Jun 144/A
SPARTA COMMERCIAL SERVICES, INC.0001280730-05-000002
SEC(opens sec.gov)

Companies

SPARTA COMMERCIAL SERVICES, INC.Director, Chief Executive Officer, 10% OwnerSRCO

Address

555 FIFTH AVE. 14TH FLOOR

NEW YORK, NY, 10017