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Insider · CIK 0001284714

GLENCORE FINANCE AG

Reports to the SEC for 2 companies · SWITZERLAND

Transactions

14

Companies

2

Filings

5

CIK

0001284714

Forms 4 and 5

Insider transactions

14 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2007-02-01	James River Coal COS Sale	10% Owner	SSale	−40K sh	$6.58	−$263K	1,532,948
2007-02-01	James River Coal COS Sale	10% Owner	SSale	−250K sh	$6.81	−$1.7M	1,583,948
2007-02-01	James River Coal COS Sale	10% Owner	SSale	−11K sh	$6.67	−$73.4K	1,572,948
2007-02-01	James River Coal COS Sale	10% Owner	SSale	−45K sh	$6.51	−$293K	1,487,948
2007-02-01	James River Coal COS Sale	10% Owner	SSale	−600K sh	$7.03	−$4.22M	1,833,948
2005-06-02	James River Coal COP Purchase	10% Owner	PPurchase	+50K sh	$32.77	+$1.64M	2,433,948
2005-05-31	James River Coal COP Purchase	10% Owner	PPurchase	+25K sh	$32.27	+$807K	2,383,948
2005-05-31	James River Coal COP Purchase	10% Owner	PPurchase	+150K sh	$32.50	+$4.88M	2,358,948
2005-05-11	MI 2009 Inc.Series B Convertible Preferred StockJ Other	10% Owner	JOther	−62.5K sh	$200.00	−$12.5M	287,500
2005-01-21	James River Coal COP Purchase	10% Owner	PPurchase	+10K sh	$39.70	+$397K	2,208,948
2004-06-10	MI 2009 Inc.C Conversion	10% Owner	CConversion	−10.5M sh	$2.00	−$21M	0
2004-06-10	MI 2009 Inc.Series B Convertible Preferred StockA Award	10% Owner	AAward	+350K sh	$200.00	+$70M	350,000
2004-04-15	MI 2009 Inc.Series A NotesC Conversion	10% Owner	CConversion	—	$21000000.00	—	0
2004-04-15	MI 2009 Inc.C Conversion	10% Owner	CConversion	+10.5M sh	$2.00	+$21M	10,500,000

Recent filings

5

Accepted (ET)
Feb 74
GLENCORE FINANCE AG0000914121-07-000285
SEC(opens sec.gov)
Jun 34
GLENCORE FINANCE AG0000914121-05-001133
SEC(opens sec.gov)
Jun 24
James River Coal CO0000914121-05-001108
SEC(opens sec.gov)
Jan 254/A
GLENCORE FINANCE AG0000914121-05-000169
SEC(opens sec.gov)
Jun 214/A
GLENCORE FINANCE AG0000914121-04-001199
SEC(opens sec.gov)

Companies

2

Address

BAARERMATTSTRASSE 3 P O BOX 555 CH 6341 BAAR

SWITZERLAND