Insider · CIK 0001285114

ADVENT VENTURE PARTNERS LLP

Reports to the SEC for 2 companies · LONDON, X0

sec.gov

Transactions

Companies

Filings

CIK

0001285114

Forms 4 and 5

Insider transactions

29 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-07-30	Histogen Inc.C Conversion	10% Owner	CConversion	+1.89M sh	—	—	1,888,091
2013-07-30	Histogen Inc.X Exercise of In-Money	10% Owner	XExercise of In-Money	+70K sh	$0.08	+$5,775.248	1,958,094
2013-07-30	Histogen Inc.S Sale	10% Owner	SSale	−535 sh	$11.00	−$5,885	1,957,559
2013-07-30	Histogen Inc.J Other	10% Owner	JOther	+19.2K sh	$11.00	+$211K	1,976,782
2013-07-30	Histogen Inc.P Purchase	10% Owner	PPurchase	+190K sh	$11.00	+$2.09M	2,166,836
2013-07-30	Histogen Inc.Series A Preferred StockC Conversion	10% Owner	CConversion	−10M sh	—	—	0
2013-07-30	Histogen Inc.Series B Preferred StockC Conversion	10% Owner	CConversion	−5.58M sh	—	—	0
2013-07-30	Histogen Inc.Warrants to Purchase Shares of Series A Preferred StockX Exercise of In-Money	10% Owner	XExercise of In-Money	−578K sh	—	—	0
2004-04-06	SANTARUS INCSeries C Preferred StockC Conversion	10% Owner	CConversion	−765K sh	—	—	0
2004-04-06	SANTARUS INCSeries C Preferred StockC Conversion	10% Owner	CConversion	−213K sh	—	—	0
2004-04-06	SANTARUS INCSeries C Preferred StockC Conversion	10% Owner	CConversion	−420K sh	—	—	0
2004-04-06	SANTARUS INCSeries C Preferred StockC Conversion	10% Owner	CConversion	−60.4K sh	—	—	0
2004-04-06	SANTARUS INCSeries C Preferred StockC Conversion	10% Owner	CConversion	−50.3K sh	—	—	0
2004-04-06	SANTARUS INCSeries C Preferred StockC Conversion	10% Owner	CConversion	−15.1K sh	—	—	0
2004-04-06	SANTARUS INCC Conversion	10% Owner	CConversion	+1.43M sh	—	—	1,434,473
2004-04-06	SANTARUS INCSeries D Preferred StockC Conversion	10% Owner	CConversion	−1.38M sh	—	—	0
2004-04-06	SANTARUS INCSeries D Preferred StockC Conversion	10% Owner	CConversion	−386K sh	—	—	0
2004-04-06	SANTARUS INCSeries D Preferred StockC Conversion	10% Owner	CConversion	−758K sh	—	—	0
2004-04-06	SANTARUS INCSeries D Preferred StockC Conversion	10% Owner	CConversion	−109K sh	—	—	0
2004-04-06	SANTARUS INCSeries D Preferred StockC Conversion	10% Owner	CConversion	−90.9K sh	—	—	0
2004-04-06	SANTARUS INCSeries D Preferred StockC Conversion	10% Owner	CConversion	−27.3K sh	—	—	0
2004-04-06	SANTARUS INCSeries D Preferred StockC Conversion	10% Owner	CConversion	−2.82M sh	—	—	0
2004-04-06	SANTARUS INCC Conversion	10% Owner	CConversion	+703K sh	—	—	702,901
2004-04-06	SANTARUS INCC Conversion	10% Owner	CConversion	+196K sh	—	—	196,072
2004-04-06	SANTARUS INCC Conversion	10% Owner	CConversion	+386K sh	—	—	385,670
2004-04-06	SANTARUS INCC Conversion	10% Owner	CConversion	+55.5K sh	—	—	55,491
2004-04-06	SANTARUS INCC Conversion	10% Owner	CConversion	+46.2K sh	—	—	46,242
2004-04-06	SANTARUS INCC Conversion	10% Owner	CConversion	+13.9K sh	—	—	13,872
2004-04-06	SANTARUS INCSeries C Preferred StockC Conversion	10% Owner	CConversion	−1.56M sh	—	—	0

Recent filings

Accepted (ET)
Aug 14
Conatus Pharmaceuticals Inc0001209191-13-038807
SEC(opens sec.gov)
Apr 84
ADVENT PRIVATE EQUITY FUND III AFFILIATES0001179110-04-007704
SEC(opens sec.gov)

Companies

Address

25 BUCKINGHAM GATE

LONDON, X0, SW1E6LD