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Insider · CIK 0001291189

WERBLOWSKY HARVEY Z.

Reports to the SEC for 2 companies · BOCA RATON, FL

Transactions

9

Companies

2

Filings

3

CIK

0001291189

Forms 4 and 5

Insider transactions

9 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-10-30	EMERGENT CAPITAL, INC.M Exercise/Conversion	VP, CLO and GC	MExercise/Conversion	+250K sh	—	—	401,823
2019-10-30	EMERGENT CAPITAL, INC.F Tax Payment	VP, CLO and GC	FTax Payment	−98.2K sh	$0.20	−$19.1K	303,647
2019-10-30	EMERGENT CAPITAL, INC.Restricted Stock UnitsM Exercise/Conversion	VP, CLO and GC	MExercise/Conversion	−250K sh	—	—	0
2018-10-30	EMERGENT CAPITAL, INC.M Exercise/Conversion	VP, CLO and GC	MExercise/Conversion	+250K sh	—	—	250,000
2018-10-30	EMERGENT CAPITAL, INC.F Tax Payment	VP, CLO and GC	FTax Payment	−98.2K sh	$0.20	−$19.1K	151,823
2018-10-30	EMERGENT CAPITAL, INC.Restricted Stock UnitsM Exercise/Conversion	VP, CLO and GC	MExercise/Conversion	−250K sh	—	—	250,000
2006-01-31	ALLION HEALTHCARE INCM Exercise/Conversion	Director	MExercise/Conversion	+25K sh	$6.00	+$150K	25,000
2006-01-31	ALLION HEALTHCARE INCS Sale	Director	SSale	−25K sh	$12.83	−$321K	0
2006-01-31	ALLION HEALTHCARE INCStock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−25K sh	—	—	25,000

Recent filings

3

Accepted (ET)
Oct 314
WERBLOWSKY HARVEY Z.0000932440-19-000062
SEC(opens sec.gov)
Feb 284
WERBLOWSKY HARVEY Z.0000932440-19-000022
SEC(opens sec.gov)
Jan 314
Werblowsky Harvey Z0001181431-06-006829
SEC(opens sec.gov)

Companies

2

Address

C/O EMERGENT CAPITAL, INC. 5355 TOWN CENTER ROAD, SUITE 701

BOCA RATON, FL, 33486