Insider · CIK 0001296132

Batista Carlos S

Reports to the SEC for 2 companies · NAUGATUCK, CT

sec.gov

Transactions

Companies

Filings

CIK

0001296132

Forms 4 and 5

Insider transactions

23 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-01-15	Naugatuck Valley Financial CorpD Disposition to Issuer	Director	DDisposition to Issuer	−27.5K sh	—	—	0
2016-01-15	Naugatuck Valley Financial CorpD Disposition to Issuer	Director	DDisposition to Issuer	−8,743 sh	—	—	0
2016-01-15	Naugatuck Valley Financial CorpD Disposition to Issuer	Director	DDisposition to Issuer	−99 sh	—	—	0
2016-01-15	Naugatuck Valley Financial CorpD Disposition to Issuer	Director	DDisposition to Issuer	−99 sh	—	—	0
2016-01-15	Naugatuck Valley Financial CorpD Disposition to Issuer	Director	DDisposition to Issuer	−99 sh	—	—	0
2011-06-29	Naugatuck Valley Financial CorpJ Other	Director	JOther	+18.4K sh	—	—	18,411
2011-06-29	Naugatuck Valley Financial CorpP Purchase	Director	PPurchase	+9,125 sh	$8.00	+$73K	27,536
2011-06-29	Naugatuck Valley Financial CorpJ Other	Director	JOther	+5,302 sh	—	—	5,302
2011-06-29	Naugatuck Valley Financial CorpP Purchase	Director	PPurchase	+3,441 sh	$8.00	+$27.5K	8,743
2011-06-29	Naugatuck Valley Financial CorpJ Other	Director	JOther	+99 sh	—	—	99
2011-06-29	Naugatuck Valley Financial CorpJ Other	Director	JOther	+99 sh	—	—	99
2011-06-29	Naugatuck Valley Financial CorpJ Other	Director	JOther	+99 sh	—	—	99
2011-06-29	Naugatuck Valley Financial CorpStock Option (right to buy)J Other	Director	JOther	+18.6K sh	—	—	18,589
2009-01-30	Naugatuck Valley Financial CorpP Purchase	Director	PPurchase	+2,900 sh	$6.00	+$17.4K	5,214
2009-01-30	Naugatuck Valley Financial CorpP Purchase	Director	PPurchase	+100 sh	$5.86	+$586	5,314
2008-04-29	Naugatuck Valley Financial CorpP Purchase	Director	PPurchase	+815 sh	$9.29	+$7,569.476	2,314
2007-05-18	Naugatuck Valley Financial CorpP Purchase	Director	PPurchase	+859 sh	$11.84	+$10.2K	1,499
2005-07-26	Naugatuck Valley Financial CorpA Award	Director	AAward	+7,452 sh	—	—	7,452
2005-07-26	Naugatuck Valley Financial CorpStock OptionsA Award	Director	AAward	+18.6K sh	—	—	18,630
2004-09-30	Naugatuck Valley Financial CorpP Purchase	Director	PPurchase	+11K sh	$10.00	+$110K	11,000
2004-09-30	Naugatuck Valley Financial CorpP Purchase	Director	PPurchase	+100 sh	$10.00	+$1,000	100
2004-09-30	Naugatuck Valley Financial CorpP Purchase	Director	PPurchase	+100 sh	$10.00	+$1,000	100
2004-09-30	Naugatuck Valley Financial CorpP Purchase	Director	PPurchase	+100 sh	$10.00	+$1,000	100

Recent filings

Accepted (ET)
Jan 154
Naugatuck Valley Financial Corp0001225208-16-024272
SEC(opens sec.gov)
Jun 304
Batista Carlos S0001225208-11-016899
SEC(opens sec.gov)
Feb 34
Batista Carlos S0000909654-09-000102
SEC(opens sec.gov)
Apr 304
Naugatuck Valley Financial Corp0000909654-08-000836
SEC(opens sec.gov)
May 304
Naugatuck Valley Financial Corp0000909654-07-001180
SEC(opens sec.gov)
Jul 284
Naugatuck Valley Financial Corp0000909654-05-001578
SEC(opens sec.gov)
Oct 14
Batista Carlos S0000909654-04-002417
SEC(opens sec.gov)

Companies

Address

333 CHURCH STREET

NAUGATUCK, CT, 06770