Insider · CIK 0001298064

Barnes Randall C

Reports to the SEC for 15 companies · CHICAGO, IL

sec.gov

Transactions

Companies

Filings

CIK

0001298064

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-03-12	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDP Purchase	Director, TRUSTEE	PPurchase	+220 sh	$11.39	+$2,505.8	6,451
2026-03-12	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDP Purchase	Director, TRUSTEE	PPurchase	+220 sh	$11.39	+$2,505.8	6,451
2026-03-06	GUGGuggenheim Active Allocation FundS Sale	Director, TRUSTEE	SSale	−3,000 sh	$15.85	−$47.6K	62,322
2026-03-06	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDP Purchase	Director, TRUSTEE	PPurchase	+4,180 sh	$11.59	+$48.4K	6,231
2025-11-04	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDP Purchase	Director, TRUSTEE	PPurchase	+380 sh	$13.08	+$4,970.4	1,960
2025-10-30	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDP Purchase	Director, TRUSTEE	PPurchase	+1,580 sh	$13.02	+$20.6K	1,580
2024-10-17	AVKADVENT CONVERTIBLE & INCOME FUNDP Purchase	Director, TRUSTEE	PPurchase	+3,785 sh	$11.28	+$42.7K	15,140
2024-10-03	GUGGuggenheim Active Allocation FundS Sale	Director, TRUSTEE	SSale	−500 sh	$16.45	−$8,225	65,322
2024-07-02	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDS Sale	Director, TRUSTEE	SSale	−5,849 sh	$15.02	−$87.9K	0
2024-02-01	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDS Sale	Director, TRUSTEE	SSale	−10K sh	$13.95	−$140K	5,849.152
2024-01-30	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+385 sh	$14.50	+$5,582.5	65,822
2024-01-05	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDS Sale	Director, TRUSTEE	SSale	−20K sh	$13.60	−$272K	15,849
2023-12-13	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+5,880 sh	$13.92	+$81.8K	65,437
2023-12-13	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDS Sale	Director, TRUSTEE	SSale	−6,000 sh	$13.67	−$82K	35,849
2023-12-08	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+2,000 sh	$14.07	+$28.1K	59,557
2023-12-08	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDS Sale	Director, TRUSTEE	SSale	−2,000 sh	$13.86	−$27.7K	41,849
2023-12-07	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDS Sale	Director, TRUSTEE	SSale	−8,000 sh	$13.71	−$110K	43,849
2023-12-07	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+7,725 sh	$14.12	+$109K	57,557
2023-12-06	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+14.7K sh	$14.01	+$206K	49,832
2023-12-06	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDS Sale	Director, TRUSTEE	SSale	−16K sh	$13.66	−$219K	51,849
2023-12-05	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+6,000 sh	$13.92	+$83.5K	35,127
2023-12-05	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDS Sale	Director, TRUSTEE	SSale	−20K sh	$13.47	−$269K	67,849
2023-12-04	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDS Sale	Director, TRUSTEE	SSale	−3,000 sh	$13.36	−$40.1K	87,849
2023-12-01	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDS Sale	Director, TRUSTEE	SSale	−6,211 sh	$13.36	−$83K	90,849
2023-11-30	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDS Sale	Director, TRUSTEE	SSale	−10K sh	$13.30	−$133K	97,060
2023-11-30	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+1,000 sh	$13.85	+$13.9K	29,127
2023-11-29	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDS Sale	Director, TRUSTEE	SSale	−1,000 sh	$13.25	−$13.3K	107,060
2023-11-28	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDS Sale	Director, TRUSTEE	SSale	−1,000 sh	$13.30	−$13.3K	108,060
2023-11-03	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUNDS Sale	Director, TRUSTEE	SSale	−9,925.795 sh	$13.46	−$134K	0
2023-10-31	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+1,000 sh	$12.99	+$13K	28,127
2023-09-29	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+1,784 sh	$13.58	+$24.2K	27,127
2023-09-05	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+1,390 sh	$13.98	+$19.4K	25,343
2023-09-01	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+333 sh	$14.10	+$4,695.3	23,953
2023-08-01	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+1,729 sh	$14.16	+$24.5K	23,620
2023-07-01	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+1,645 sh	$14.36	+$23.6K	21,891
2023-06-07	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+310 sh	$13.80	+$4,278	20,246
2023-06-01	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+1,400 sh	$13.75	+$19.3K	19,936
2023-05-01	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+1,146 sh	$14.11	+$16.2K	18,536
2023-04-28	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+500 sh	$14.08	+$7,040	17,390
2023-03-10	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+1,610 sh	$14.27	+$23K	16,890
2023-02-01	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+1,540 sh	$14.85	+$22.9K	15,280
2022-12-30	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+1,645 sh	$13.49	+$22.2K	13,740
2022-12-21	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+2,400 sh	$13.73	+$33K	12,095
2022-12-20	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+2,030 sh	$13.87	+$28.2K	9,695
2022-11-30	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+1,560 sh	$13.80	+$21.5K	7,665
2022-11-28	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+2,860 sh	$14.01	+$40.1K	6,105
2022-11-01	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+1,565 sh	$13.60	+$21.3K	3,245
2022-10-25	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+270 sh	$13.05	+$3,523.5	1,680
2022-09-08	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+240 sh	$14.60	+$3,504	1,410
2022-07-13	GUGGuggenheim Active Allocation FundP Purchase	Director, TRUSTEE	PPurchase	+170 sh	$14.18	+$2,410.6	1,170

Recent filings

Accepted (ET)
Mar 194
Barnes Randall C0001298064-26-000008
SEC(opens sec.gov)
Mar 134
Barnes Randall C0001298064-26-000006
SEC(opens sec.gov)
Mar 94
Barnes Randall C0001298064-26-000002
SEC(opens sec.gov)
Mar 94
Barnes Randall C0001298064-26-000004
SEC(opens sec.gov)
Nov 44
Barnes Randall C0001298064-25-000006
SEC(opens sec.gov)
Oct 304
Barnes Randall C0001298064-25-000004
SEC(opens sec.gov)
Oct 214
Barnes Randall C0001415889-24-025445
SEC(opens sec.gov)
Oct 44
Barnes Randall C0001415889-24-024716
SEC(opens sec.gov)
Jul 34
Barnes Randall C0001415889-24-019108
SEC(opens sec.gov)
Feb 14
Barnes Randall C0001415889-24-002177
SEC(opens sec.gov)
Jan 304
Barnes Randall C0001415889-24-001957
SEC(opens sec.gov)
Jan 54
Barnes Randall C0001415889-24-000774
SEC(opens sec.gov)
Dec 134
Barnes Randall C0001415889-23-016351
SEC(opens sec.gov)
Dec 134
Barnes Randall C0001415889-23-016349
SEC(opens sec.gov)
Dec 114
Barnes Randall C0001415889-23-016164
SEC(opens sec.gov)
Dec 114
Barnes Randall C0001415889-23-016153
SEC(opens sec.gov)
Dec 84
Barnes Randall C0001415889-23-016011
SEC(opens sec.gov)
Dec 84
Barnes Randall C0001415889-23-016009
SEC(opens sec.gov)
Dec 74
Barnes Randall C0001415889-23-015970
SEC(opens sec.gov)
Dec 74
Barnes Randall C0001415889-23-015967
SEC(opens sec.gov)

Companies

Address

227 W. MONROE STREET

CHICAGO, IL, 60606