Insider · CIK 0001302172

Rickman Andrew George

Reports to the SEC for 2 companies · PASADENA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001302172

Forms 4 and 5

Insider transactions

18 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-08-11	Rockley Photonics Holdings LtdM Exercise/Conversion	Director, Chief Executive Officer, 10% Owner	MExercise/Conversion	+22.1K sh	—	—	17,518,105
2022-08-11	Rockley Photonics Holdings LtdF Tax Payment	Director, Chief Executive Officer, 10% Owner	FTax Payment	−9,655 sh	$1.48	−$14.3K	17,508,450
2022-08-11	Rockley Photonics Holdings LtdRestricted Stock UnitM Exercise/Conversion	Director, Chief Executive Officer, 10% Owner	MExercise/Conversion	−22.1K sh	—	—	265,206
2022-05-11	Rockley Photonics Holdings LtdM Exercise/Conversion	Director, Chief Executive Officer, 10% Owner	MExercise/Conversion	+22.1K sh	—	—	17,506,347
2022-05-11	Rockley Photonics Holdings LtdF Tax Payment	Director, Chief Executive Officer, 10% Owner	FTax Payment	−10.3K sh	$3.22	−$33.3K	17,496,005
2022-05-11	Rockley Photonics Holdings LtdRestricted Stock UnitM Exercise/Conversion	Director, Chief Executive Officer, 10% Owner	MExercise/Conversion	−22.1K sh	—	—	287,306
2022-03-15	Rockley Photonics Holdings LtdS Sale	Director, Chief Executive Officer, 10% Owner	SSale	−12.3K sh	$3.90	−$48K	18,025,146
2022-02-11	Rockley Photonics Holdings LtdM Exercise/Conversion	Director, Chief Executive Officer, 10% Owner	MExercise/Conversion	+22.1K sh	—	—	17,496,547
2022-02-11	Rockley Photonics Holdings LtdF Tax Payment	Director, Chief Executive Officer, 10% Owner	FTax Payment	−12.3K sh	$3.90	−$48K	17,484,246
2022-02-11	Rockley Photonics Holdings LtdRestricted Stock UnitM Exercise/Conversion	Director, Chief Executive Officer, 10% Owner	MExercise/Conversion	−22.1K sh	—	—	309,407
2021-12-16	Rockley Photonics Holdings LtdA Award	Director, Chief Executive Officer, 10% Owner	AAward	+575K sh	—	—	18,037,447
2021-11-11	Rockley Photonics Holdings LtdM Exercise/Conversion	Director, Chief Executive Officer, 10% Owner	MExercise/Conversion	+22.1K sh	—	—	17,484,834
2021-11-11	Rockley Photonics Holdings LtdF Tax Payment	Director, Chief Executive Officer, 10% Owner	FTax Payment	−10.4K sh	$3.87	−$40.2K	17,474,447
2021-11-11	Rockley Photonics Holdings LtdRestricted Stock UnitM Exercise/Conversion	Director, Chief Executive Officer, 10% Owner	MExercise/Conversion	−22.1K sh	—	—	331,507
2021-10-25	Rockley Photonics Holdings LtdRestricted Stock UnitA Award	Director, Chief Executive Officer, 10% Owner	AAward	+354K sh	$7.07	+$2.5M	353,607
2021-08-11	Rockley Photonics Holdings LtdStock Option (right to buy)A Award	Director, Chief Executive Officer, 10% Owner	AAward	+576K sh	—	—	575,576
2005-02-04	OCLARO, INC.S Sale	Director	SSale	−15K sh	$3.02	−$45.2K	1,743,036
2005-02-04	OCLARO, INC.S Sale	Director	SSale	−15K sh	$3.02	−$45.2K	827,131

Recent filings

Accepted (ET)
Aug 304
Rickman Andrew George0001852117-22-000300
SEC(opens sec.gov)
Jul 84/A
Rickman Andrew George0001302172-22-000002
SEC(opens sec.gov)
Mar 174
Rickman Andrew George0001852117-22-000092
SEC(opens sec.gov)
Dec 204
Rickman Andrew George0001852117-21-000072
SEC(opens sec.gov)
Oct 274
Rickman Andrew George0001852117-21-000049
SEC(opens sec.gov)
Aug 134
Rickman Andrew George0001852117-21-000012
SEC(opens sec.gov)
Feb 84
BOOKHAM, INC.0001104659-05-004594
SEC(opens sec.gov)

Companies

Address

234 E COLORADO BLVD. #600

PASADENA, CA, 91101