Insider · CIK 0001307979

Arthur Michael W

Reports to the SEC for 3 companies · LAKEWOOD, CO

sec.gov

Transactions

Companies

Filings

CIK

0001307979

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-11-30	Fifth Street Asset Management Inc.S Sale	Director	SSale	−10K sh	$4.08	−$40.8K	0
2017-11-30	Fifth Street Asset Management Inc.Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2017-11-30	Fifth Street Asset Management Inc.M Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$3.37	+$33.7K	10,000
2017-05-04	Fifth Street Asset Management Inc.Option (right to buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2016-06-16	Fifth Street Asset Management Inc.Class A Common StockA Award	Director	AAward	+5,000 sh	—	—	5,000
2016-04-11	Fifth Street Asset Management Inc.Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2014-11-05	EINSTEIN NOAH RESTAURANT GROUP INCD Disposition to Issuer	Director	DDisposition to Issuer	−36.9K sh	—	—	0
2014-11-05	EINSTEIN NOAH RESTAURANT GROUP INCStock option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−2,069 sh	—	—	0
2014-11-05	EINSTEIN NOAH RESTAURANT GROUP INCStock option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−2,457 sh	—	—	0
2014-11-05	EINSTEIN NOAH RESTAURANT GROUP INCStock option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−2,465 sh	—	—	0
2014-11-05	EINSTEIN NOAH RESTAURANT GROUP INCRestricted Stock UnitsD Disposition to Issuer	Director	DDisposition to Issuer	−3,103 sh	—	—	0
2014-11-05	EINSTEIN NOAH RESTAURANT GROUP INCStock option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−13K sh	—	—	0
2014-09-29	EINSTEIN NOAH RESTAURANT GROUP INCM Exercise/Conversion	Director	MExercise/Conversion	+13K sh	$7.56	+$98.3K	86,797
2014-09-29	EINSTEIN NOAH RESTAURANT GROUP INCEmployee stock option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−13K sh	—	—	0
2014-09-29	EINSTEIN NOAH RESTAURANT GROUP INCS Sale	Director	SSale	−38K sh	$20.10	−$764K	48,780
2014-03-18	EINSTEIN NOAH RESTAURANT GROUP INCA Award	Director	AAward	+41.3K sh	—	—	73,797
2014-02-25	EINSTEIN NOAH RESTAURANT GROUP INCA Award	Director	AAward	+1,034 sh	—	—	32,475
2014-01-01	EINSTEIN NOAH RESTAURANT GROUP INCA Award	Director	AAward	+4,526 sh	—	—	31,441
2014-01-01	EINSTEIN NOAH RESTAURANT GROUP INCRestricted stock unitsD Disposition to Issuer	Director	DDisposition to Issuer	−2,457 sh	—	—	0
2014-01-01	EINSTEIN NOAH RESTAURANT GROUP INCStock option (right to buy)A Award	Director	AAward	+2,069 sh	—	—	2,069
2013-06-11	EINSTEIN NOAH RESTAURANT GROUP INCS Sale	Director	SSale	−1,985 sh	$14.15	−$28.1K	5,000
2013-06-10	EINSTEIN NOAH RESTAURANT GROUP INCS Sale	Director	SSale	−1,515 sh	$14.33	−$21.7K	6,985
2013-06-07	EINSTEIN NOAH RESTAURANT GROUP INCS Sale	Director	SSale	−2,500 sh	$14.10	−$35.2K	8,500
2013-06-05	EINSTEIN NOAH RESTAURANT GROUP INCS Sale	Director	SSale	−3,633 sh	$13.97	−$50.8K	11,000
2013-03-11	EINSTEIN NOAH RESTAURANT GROUP INCS Sale	Director	SSale	−8,000 sh	$14.95	−$120K	14,633
2013-03-08	EINSTEIN NOAH RESTAURANT GROUP INCS Sale	Director	SSale	−3,000 sh	$14.98	−$44.9K	22,633
2013-03-07	EINSTEIN NOAH RESTAURANT GROUP INCS Sale	Director	SSale	−9,000 sh	$14.99	−$135K	25,633
2013-01-01	EINSTEIN NOAH RESTAURANT GROUP INCRestricted stock unitsD Disposition to Issuer	Director	DDisposition to Issuer	−1,896 sh	—	—	0
2013-01-01	EINSTEIN NOAH RESTAURANT GROUP INCA Award	Director	AAward	+1,896 sh	—	—	26,915
2013-01-01	EINSTEIN NOAH RESTAURANT GROUP INCRestricted stock unitsA Award	Director	AAward	+2,457 sh	—	—	2,457
2013-01-01	EINSTEIN NOAH RESTAURANT GROUP INCStock option (right to buy)A Award	Director	AAward	+2,457 sh	—	—	2,457
2012-12-19	EINSTEIN NOAH RESTAURANT GROUP INCStock option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2012-12-19	EINSTEIN NOAH RESTAURANT GROUP INCM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$5.75	+$57.5K	25,019
2012-01-01	EINSTEIN NOAH RESTAURANT GROUP INCStock option (right to buy)A Award	Director	AAward	+1,896 sh	—	—	1,896
2012-01-01	EINSTEIN NOAH RESTAURANT GROUP INCRestricted stock unitsA Award	Director	AAward	+1,896 sh	—	—	1,896
2011-11-16	EINSTEIN NOAH RESTAURANT GROUP INCM Exercise/Conversion	Director	MExercise/Conversion	+2,492 sh	$7.50	+$18.7K	17,511
2011-11-16	EINSTEIN NOAH RESTAURANT GROUP INCStock option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,492 sh	—	—	0
2011-11-16	EINSTEIN NOAH RESTAURANT GROUP INCS Sale	Director	SSale	−2,492 sh	$14.50	−$36.1K	15,019
2011-11-15	EINSTEIN NOAH RESTAURANT GROUP INCStock option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−7,508 sh	—	—	2,492
2011-11-15	EINSTEIN NOAH RESTAURANT GROUP INCM Exercise/Conversion	Director	MExercise/Conversion	+7,508 sh	$7.50	+$56.3K	22,527
2011-11-15	EINSTEIN NOAH RESTAURANT GROUP INCS Sale	Director	SSale	−7,508 sh	$14.50	−$109K	15,019
2011-01-01	EINSTEIN NOAH RESTAURANT GROUP INCStock option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2010-12-01	EINSTEIN NOAH RESTAURANT GROUP INCStock option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2010-12-01	EINSTEIN NOAH RESTAURANT GROUP INCM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$4.50	+$45K	25,019
2010-12-01	EINSTEIN NOAH RESTAURANT GROUP INCS Sale	Director	SSale	−8,616 sh	$12.85	−$111K	16,403
2010-12-01	EINSTEIN NOAH RESTAURANT GROUP INCS Sale	Director	SSale	−100 sh	$12.86	−$1,285.5	16,303
2010-12-01	EINSTEIN NOAH RESTAURANT GROUP INCS Sale	Director	SSale	−1,284 sh	$12.95	−$16.6K	15,019
2010-01-01	EINSTEIN NOAH RESTAURANT GROUP INCStock option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2009-11-09	EINSTEIN NOAH RESTAURANT GROUP INCStock option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2009-11-09	EINSTEIN NOAH RESTAURANT GROUP INCM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$2.00	+$20K	25,019

Recent filings

Accepted (ET)
Dec 44
Arthur Michael W0001209191-17-063657
SEC(opens sec.gov)
May 84
Fifth Street Asset Management Inc.0001144204-17-025394
SEC(opens sec.gov)
Jun 204
Fifth Street Asset Management Inc.0001611988-16-000036
SEC(opens sec.gov)
Apr 134
Fifth Street Asset Management Inc.0001144204-16-094155
SEC(opens sec.gov)
Nov 64
EINSTEIN NOAH RESTAURANT GROUP INC0001606036-14-000025
SEC(opens sec.gov)
Sep 304
EINSTEIN NOAH RESTAURANT GROUP INC0001606036-14-000018
SEC(opens sec.gov)
Mar 204
EINSTEIN NOAH RESTAURANT GROUP INC0001573700-14-000021
SEC(opens sec.gov)
Feb 274
EINSTEIN NOAH RESTAURANT GROUP INC0001573700-14-000015
SEC(opens sec.gov)
Jan 34
EINSTEIN NOAH RESTAURANT GROUP INC0001573700-14-000006
SEC(opens sec.gov)

Companies

Address

C/O EINSTEIN NOAH RESTAURANT GROUP, INC. 555 ZANG STREET, SUITE 300

LAKEWOOD, CO, 80228