Insider · CIK 0001310306

PATTON THOMAS M

Reports to the SEC for 4 companies · BRANFORD, CT

sec.gov

Transactions

Companies

Filings

CIK

0001310306

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2025-09-02	ECORelectroCore, Inc.A Award	Director	AAward	+19K sh	—	—	102,782
2024-09-03	ECORelectroCore, Inc.A Award	Director	AAward	+16.6K sh	—	—	83,771
2024-06-05	ECORelectroCore, Inc.A Award	Director	AAward	+7,701 sh	$6.43	+$49.5K	67,188
2024-06-05	ECORelectroCore, Inc. · Warrants to Purchase Common StockP Purchase	Director	PPurchase	+3,850 sh	$0.06	+$240.625	3,850
2023-08-04	ECORelectroCore, Inc.A Award	Director	AAward	+21.7K sh	—	—	59,487
2023-08-02	ECORelectroCore, Inc.A Award	Director	AAward	+11K sh	$4.35	+$48.1K	37,748
2023-08-02	ECORelectroCore, Inc. · Warrants to Purchase Common StockP Purchase	Director	PPurchase	+5,524 sh	$0.06	+$345.25	5,524
2022-12-02	ECORelectroCore, Inc.A Award	Director	AAward	+206K sh	—	—	400,497
2021-10-29	MISONIX INCD Disposition to Issuer	Director	DDisposition to Issuer	−105K sh	—	—	0
2021-06-30	MISONIX INCStock OptionA Award	Director	AAward	+15K sh	—	—	15,000
2021-06-11	ECORelectroCore, Inc. · Restricted Stock UnitsA Award	Director	AAward	+44.5K sh	—	—	44,510
2020-06-30	MISONIX INCStock OptionA Award	Director	AAward	+3,060 sh	—	—	3,060
2020-05-14	MISONIX INCStock OptionA Award	Director	AAward	+11.9K sh	—	—	11,940
2020-04-02	ECORelectroCore, Inc.A Award	Director	AAward	+150K sh	—	—	150,000
2020-03-09	MISONIX INCP Purchase	Director	PPurchase	+2,000 sh	$12.20	+$24.4K	7,000
2019-11-22	MISONIX INCStock OptionA Award	Director	AAward	+15K sh	—	—	15,000
2019-04-18	CAS MEDICAL SYSTEMS INCD Disposition to Issuer	Director, President and CEO	DDisposition to Issuer	−931K sh	$2.45	−$2.28M	150,000
2019-04-18	CAS MEDICAL SYSTEMS INCD Disposition to Issuer	Director, President and CEO	DDisposition to Issuer	−150K sh	—	—	0
2019-04-18	CAS MEDICAL SYSTEMS INCStock OptionD Disposition to Issuer	Director, President and CEO	DDisposition to Issuer	−350K sh	—	—	0
2019-04-18	CAS MEDICAL SYSTEMS INCStock OptionD Disposition to Issuer	Director, President and CEO	DDisposition to Issuer	−100K sh	—	—	0
2019-04-18	CAS MEDICAL SYSTEMS INCStock OptionD Disposition to Issuer	Director, President and CEO	DDisposition to Issuer	−100K sh	—	—	0
2019-04-18	CAS MEDICAL SYSTEMS INCStock OptionD Disposition to Issuer	Director, President and CEO	DDisposition to Issuer	−100K sh	—	—	0
2019-04-18	CAS MEDICAL SYSTEMS INCStock OptionD Disposition to Issuer	Director, President and CEO	DDisposition to Issuer	−100K sh	—	—	0
2019-04-18	CAS MEDICAL SYSTEMS INCStock OptionD Disposition to Issuer	Director, President and CEO	DDisposition to Issuer	−60K sh	—	—	0
2018-12-20	CAS MEDICAL SYSTEMS INCA Award	Director, President and CEO	AAward	+75K sh	—	—	1,080,889
2018-11-14	MISONIX INCStock OptionA Award	Director	AAward	+15K sh	—	—	15,000
2018-08-01	CAS MEDICAL SYSTEMS INCA Award	Director, President and CEO	AAward	+25K sh	—	—	980,889
2018-08-01	CAS MEDICAL SYSTEMS INCA Award	Director, President and CEO	AAward	+25K sh	—	—	1,005,889
2018-05-17	CAS MEDICAL SYSTEMS INCJ Other	Director, President and CEO	JOther	−32.5K sh	—	—	0
2018-02-14	MISONIX INCP Purchase	Director	PPurchase	+2,200 sh	$10.24	+$22.5K	2,700
2018-02-14	MISONIX INCP Purchase	Director	PPurchase	+1,300 sh	$10.25	+$13.3K	4,000
2018-02-14	MISONIX INCP Purchase	Director	PPurchase	+1,000 sh	$10.05	+$10.1K	5,000
2018-02-13	MISONIX INCP Purchase	Director	PPurchase	+500 sh	$10.15	+$5,075	500
2017-12-21	CAS MEDICAL SYSTEMS INCA Award	Director, President and CEO	AAward	+40K sh	—	—	955,889
2017-12-21	CAS MEDICAL SYSTEMS INCStock OptionA Award	Director, President and CEO	AAward	+60K sh	—	—	60,000
2017-12-21	CAS MEDICAL SYSTEMS INCA Award	Director, President and CEO	AAward	+70K sh	—	—	985,889
2017-12-21	CAS MEDICAL SYSTEMS INCStock OptionA Award	Director, President and CEO	AAward	+60K sh	—	—	60,000
2017-08-16	MISONIX INCStock OptionA Award	Director	AAward	+15K sh	—	—	15,000
2017-08-16	MISONIX INCStock OptionA Award	Director	AAward	+7,500 sh	—	—	7,500
2017-03-10	CAS MEDICAL SYSTEMS INCA Award	Director, President and CEO	AAward	+74.2K sh	—	—	915,889
2017-01-09	CAS MEDICAL SYSTEMS INCA Award	Director, President and CEO	AAward	+100K sh	—	—	841,677
2016-02-04	MISONIX INCStock Option (right to buy)A Award	Director	AAward	+15K sh	—	—	15,000
2015-12-17	CAS MEDICAL SYSTEMS INCA Award	Director, President and CEO	AAward	+150K sh	—	—	741,677
2015-02-11	CAS MEDICAL SYSTEMS INCP Purchase	Director, President and CEO	PPurchase	+40K sh	$1.30	+$52K	591,677
2014-12-18	CAS MEDICAL SYSTEMS INCStock OptionA Award	Director, President and CEO	AAward	+100K sh	—	—	100,000
2014-09-02	CAS MEDICAL SYSTEMS INCP Purchase	Director, President and CEO	PPurchase	+1,500 sh	$1.48	+$2,220	551,677
2014-08-18	CAS MEDICAL SYSTEMS INCP Purchase	Director, President and CEO	PPurchase	+10K sh	$1.54	+$15.4K	550,177
2014-08-08	CAS MEDICAL SYSTEMS INCP Purchase	Director, President and CEO	PPurchase	+10K sh	$1.61	+$16.1K	540,177
2013-12-16	CAS MEDICAL SYSTEMS INCStock OptionA Award	Director, President and CEO	AAward	+100K sh	—	—	100,000
2013-08-21	CAS MEDICAL SYSTEMS INCP Purchase	Director, President and CEO	PPurchase	+5,300 sh	$1.42	+$7,526	530,177

Recent filings

Accepted (ET)
Sep 44
PATTON THOMAS M0001493152-25-012632
SEC(opens sec.gov)
Sep 54
PATTON THOMAS M0001193805-24-001091
SEC(opens sec.gov)
Jun 64
PATTON THOMAS M0001193805-24-000756
SEC(opens sec.gov)
Aug 84
PATTON THOMAS M0001193805-23-001128
SEC(opens sec.gov)
Aug 44
PATTON THOMAS M0001193805-23-001086
SEC(opens sec.gov)
Dec 64
PATTON THOMAS M0001193805-22-001658
SEC(opens sec.gov)
Dec 84
PATTON THOMAS M0001493152-21-030851
SEC(opens sec.gov)
Jul 24
PATTON THOMAS M0001493152-21-016057
SEC(opens sec.gov)
Jun 154
PATTON THOMAS M0001493152-21-014488
SEC(opens sec.gov)
Jul 24
PATTON THOMAS M0001493152-20-012461
SEC(opens sec.gov)
May 204
PATTON THOMAS M0001213900-20-013115
SEC(opens sec.gov)
Apr 64
PATTON THOMAS M0000899243-20-010352
SEC(opens sec.gov)
Mar 94
PATTON THOMAS M0001213900-20-005724
SEC(opens sec.gov)
Nov 264
PATTON THOMAS M0001213900-19-024782
SEC(opens sec.gov)
Apr 224
PATTON THOMAS M0001449374-19-000013
SEC(opens sec.gov)

Companies

Address

C/O CAS MEDICAL SYSTEMS, INC. 44 EAST INDUSTRIAL ROAD

BRANFORD, CT, 06405