Santi Roque A

CIK 00013162542 companiesLAS VEGAS, NV

SEC Profile

Transactions

Companies

Filings

CIK

0001316254

Recent Transactions

20 trades

Sale
Axos Financial, Inc.$AX
Common Stock
2026-05-08$87.77/sh−500→ 7,646 total
Award
Axos Financial, Inc.$AX
Restricted Stock Units
2025-11-14+3,615→ 3,615 total
Disposition to Issuer
Axos Financial, Inc.$AX
Common Stock
2025-11-14$79.12/sh−2,144→ 8,146 total
Exercise/Conversion
Axos Financial, Inc.$AX
Restricted Stock Units
2025-11-14−4,289→ 0 total
Exercise/Conversion
Axos Financial, Inc.$AX
Common Stock
2025-11-14$79.12/sh+4,289→ 10,290 total
Award
Axos Financial, Inc.$AX
Restricted Stock Units
2024-11-14+4,289→ 4,289 total
Award
Axos Financial, Inc.$AX
Restricted Stock Units
2024-11-14+4,289→ 4,289 total
Award
Axos Financial, Inc.$AX
Restricted Stock Units
2024-11-14+0→ 4,289 total
Exercise/Conversion
Axos Financial, Inc.$AX
Common Stock
2024-08-31$69.43/sh+6,000→ 9,000 total
Disposition to Issuer
Axos Financial, Inc.$AX
Common Stock
2024-08-31$69.43/sh−2,999→ 6,001 total
Exercise/Conversion
Axos Financial, Inc.$AX
Restricted Stock Units
2024-08-31−6,000→ 0 total
Exercise/Conversion
Axos Financial, Inc.$AX
Common Stock
2023-09-15$42.40/sh+6,000→ 6,000 total
Disposition to Issuer
Axos Financial, Inc.$AX
Common Stock
2023-09-15$42.40/sh−3,000→ 3,000 total
Exercise/Conversion
Axos Financial, Inc.$AX
Restricted Stock Units
2023-09-15−6,000→ 6,000 total
Award
Axos Financial, Inc.$AX
Restricted Stock Units
2023-08-31+6,000→ 12,000 total
Award
Axos Financial, Inc.$AX
Restricted Stock Units
2022-09-15+6,000→ 6,000 total
Award
ECC Capital CORP$ECRO
Employee Stock Option (right to buy)
2005-06-21+65,000→ 65,000 total
Award
ECC Capital CORP$ECRO
Common Stock
2005-06-21+25,000→ 150,000 total
Award
ECC Capital CORP$ECRO
Common Stock
2005-02-18+125,000→ 125,000 total
Award
ECC Capital CORP$ECRO
Employee Stock Option (right to buy)
2005-02-18+250,000→ 250,000 total

Companies

Recent Filings

Address

9205 WEST RUSSELL ROAD SUITE 400

LAS VEGAS, NV, 89148

View on SEC.gov