⌘K (Command K) to search

Sign in Sign up free

Insider · CIK 0001317099

Caldwell William M

Reports to the SEC for 1 company · WORCHESTER, MA

Transactions

5

Companies

1

Filings

3

CIK

0001317099

Forms 4 and 5

Insider transactions

5 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2010-02-04	Ocata Therapeutics, Inc.A Award	Director, Chief Executive Officer, 10% Owner	AAward	+89.3M sh	—	—	89,280,595
2009-11-13	Ocata Therapeutics, Inc.Employee Stock Option (right to buy)A Award	Director, Chief Executive Officer, 10% Owner	AAward	+2.55M sh	—	—	2,554,273
2007-12-28	Ocata Therapeutics, Inc.Common Stock Purchase WarrantD Disposition to Issuer	Director, Chief Executive Officer, 10% Owner	DDisposition to Issuer	−123K sh	—	—	0
2007-12-28	Ocata Therapeutics, Inc.Common Stock Purchase WarrantA Award	Director, Chief Executive Officer, 10% Owner	AAward	+123K sh	—	—	123,374
2005-07-06	Ocata Therapeutics, Inc.Employee Stock Option (right to buy)A Award	Director, Chief Executive Officer, 10% Owner	AAward	+1.9M sh	$0.85	+$1.62M	1,903,112

Recent filings

3

Accepted (ET)
Apr 234
Caldwell William M0001013762-10-000939
SEC(opens sec.gov)
Jan 24
ADVANCED CELL TECHNOLOGY, INC.0001179110-08-000179
SEC(opens sec.gov)
Jul 84
ADVANCED CELL TECHNOLOGY, INC.0001179110-05-014005
SEC(opens sec.gov)

Companies

1

Ocata Therapeutics, Inc.Director, Chief Executive Officer, 10% Owner

Address

381 PLANTATION STREET

WORCHESTER, MA, 01605