Insider · CIK 0001337412

Underwood Neil Lawrence

Reports to the SEC for 3 companies · WILMINGTON, NC

sec.gov

Transactions

Companies

Filings

CIK

0001337412

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-12-15	LOBLive Oak Bancshares, Inc.S Sale	Director, President	SSale	−21.1K sh	$85.12	−$1.8M	1,383,046
2021-12-03	LOBLive Oak Bancshares, Inc.G Gift	Director, President	GGift	−15.6K sh	—	—	1,367,491
2021-12-03	LOBLive Oak Bancshares, Inc.G Gift	Director, President	GGift	+15.6K sh	—	—	50,000
2021-12-01	LOBLive Oak Bancshares, Inc.S Sale	Director, President	SSale	−3,133 sh	$91.64	−$287K	1,404,162
2021-11-29	LOBLive Oak Bancshares, Inc.S Sale	Director, President	SSale	−11K sh	$92.65	−$1.02M	1,411,299
2021-11-29	LOBLive Oak Bancshares, Inc.S Sale	Director, President	SSale	−4,004 sh	$93.27	−$373K	1,407,295
2021-11-22	LOBLive Oak Bancshares, Inc.S Sale	Director, President	SSale	−61.6K sh	$96.40	−$5.94M	1,440,543
2021-11-22	LOBLive Oak Bancshares, Inc.S Sale	Director, President	SSale	−11.3K sh	$97.54	−$1.1M	1,429,224
2021-11-22	LOBLive Oak Bancshares, Inc.S Sale	Director, President	SSale	−6,929 sh	$98.07	−$679K	1,422,295
2021-08-27	LOBLive Oak Bancshares, Inc.S Sale	Director, President	SSale	−17.5K sh	$60.98	−$1.07M	1,607,234
2021-08-25	LOBLive Oak Bancshares, Inc.S Sale	Director, President	SSale	−16K sh	$61.09	−$977K	1,624,713
2021-08-16	LOBLive Oak Bancshares, Inc.S Sale	Director, President	SSale	−16.5K sh	$60.15	−$994K	1,640,713
2021-02-05	LOBLive Oak Bancshares, Inc.G Gift	Director, President	GGift	−25K sh	—	—	1,657,234
2020-11-24	LOBLive Oak Bancshares, Inc.M Exercise/Conversion	Director, President	MExercise/Conversion	+600K sh	—	—	600,000
2020-11-24	LOBLive Oak Bancshares, Inc.F Tax Payment	Director, President	FTax Payment	−268K sh	$46.09	−$12.4M	331,800
2020-11-24	LOBLive Oak Bancshares, Inc. · Performance Restricted Stock UnitsM Exercise/Conversion	Director, President	MExercise/Conversion	−600K sh	—	—	0
2020-03-11	LOBLive Oak Bancshares, Inc.P Purchase	Director, President	PPurchase	+95K sh	$11.46	+$1.09M	1,350,434
2019-01-29	LOBLive Oak Bancshares, Inc.P Purchase	Director, President	PPurchase	+7,165 sh	$13.88	+$99.5K	1,255,434
2018-12-12	LOBLive Oak Bancshares, Inc.P Purchase	Director, President	PPurchase	+15.5K sh	$16.08	+$250K	1,248,269
2017-01-31	LOBLive Oak Bancshares, Inc.M Exercise/Conversion	Director, President	MExercise/Conversion	+435K sh	—	—	1,435,010
2017-01-31	LOBLive Oak Bancshares, Inc.F Tax Payment	Director, President	FTax Payment	−202K sh	$20.45	−$4.14M	1,232,723
2017-01-31	LOBLive Oak Bancshares, Inc. · Performance Restricted Stock UnitsM Exercise/Conversion	Director, President	MExercise/Conversion	−435K sh	—	—	0
2016-03-23	LOBLive Oak Bancshares, Inc. · Performance Restricted Stock UnitsA Award	Director, President	AAward	+435K sh	—	—	435,000
2016-03-23	LOBLive Oak Bancshares, Inc. · Performance Restricted Stock UnitsA Award	Director, President	AAward	+600K sh	—	—	600,000
2016-02-25	LOBLive Oak Bancshares, Inc.G Gift	Director, President	GGift	−50K sh	—	—	1,000,010
2016-02-25	LOBLive Oak Bancshares, Inc.G Gift	Director, President	GGift	+50K sh	—	—	50,000
2008-12-08	S1 CORP /DE/M Exercise/Conversion	Senior Vice President	MExercise/Conversion	+14.9K sh	$4.15	+$61.7K	23,284
2008-12-08	S1 CORP /DE/S Sale	Senior Vice President	SSale	−10.3K sh	$7.85	−$80.6K	13,016
2008-12-08	S1 CORP /DE/S Sale	Senior Vice President	SSale	−4,605 sh	$7.89	−$36.3K	8,411
2008-12-08	S1 CORP /DE/Employee Stock Option (Right to Buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−10.3K sh	—	—	78,877
2008-10-30	S1 CORP /DE/F Tax Payment	Senior Vice President	FTax Payment	−2,021 sh	$5.92	−$12K	8,411
2007-10-31	S1 CORP /DE/M Exercise/Conversion	Senior Vice President	MExercise/Conversion	+53.2K sh	$4.86	+$259K	65,692
2007-10-31	S1 CORP /DE/S Sale	Senior Vice President	SSale	−53.2K sh	$8.42	−$448K	12,453
2007-10-31	S1 CORP /DE/Stock Appreciation RightM Exercise/Conversion	Senior Vice President	MExercise/Conversion	−53.2K sh	—	—	159,717
2007-10-30	S1 CORP /DE/M Exercise/Conversion	Senior Vice President	MExercise/Conversion	+21.8K sh	$4.86	+$106K	34,245
2007-10-30	S1 CORP /DE/S Sale	Senior Vice President	SSale	−21.8K sh	$8.36	−$182K	12,453
2007-10-30	S1 CORP /DE/Employee Stock Option (Right to Buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−21.8K sh	—	—	65,378
2007-09-18	S1 CORP /DE/M Exercise/Conversion	Senior Vice President	MExercise/Conversion	+875 sh	$3.57	+$3,123.75	13,328
2007-09-18	S1 CORP /DE/S Sale	Senior Vice President	SSale	−875 sh	$9.00	−$7,875	12,453
2007-09-18	S1 CORP /DE/Employee Stock Option (Right to Buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−875 sh	—	—	0
2007-06-08	S1 CORP /DE/M Exercise/Conversion	Senior Vice President	MExercise/Conversion	+4,450 sh	$3.57	+$15.9K	16,903
2007-06-08	S1 CORP /DE/S Sale	Senior Vice President	SSale	−4,450 sh	$8.06	−$35.9K	12,453
2007-06-08	S1 CORP /DE/M Exercise/Conversion	Senior Vice President	MExercise/Conversion	+36.7K sh	$4.15	+$152K	49,153
2007-06-08	S1 CORP /DE/S Sale	Senior Vice President	SSale	−36.7K sh	$8.06	−$296K	12,453
2007-06-08	S1 CORP /DE/Employee Stock Option (Right to Buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−4,450 sh	—	—	1,750
2007-06-08	S1 CORP /DE/Employee Stock Option (Right to Buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−36.7K sh	—	—	112,500
2007-06-05	S1 CORP /DE/M Exercise/Conversion	Senior Vice President	MExercise/Conversion	+800 sh	$3.57	+$2,856	13,253
2007-06-05	S1 CORP /DE/M Exercise/Conversion	Senior Vice President	MExercise/Conversion	+800 sh	$4.15	+$3,320	14,053
2007-06-05	S1 CORP /DE/S Sale	Senior Vice President	SSale	−1,600 sh	$8.20	−$13.1K	12,453
2007-06-05	S1 CORP /DE/Employee Stock Option (Right to Buy)M Exercise/Conversion	Senior Vice President	MExercise/Conversion	−800 sh	—	—	6,200

Recent filings

Accepted (ET)
Feb 44
Underwood Neil Lawrence0001209191-22-007279
SEC(opens sec.gov)
Dec 174
Underwood Neil Lawrence0001209191-21-070374
SEC(opens sec.gov)
Dec 34
Underwood Neil Lawrence0001209191-21-067874
SEC(opens sec.gov)
Dec 14
Underwood Neil Lawrence0001209191-21-067336
SEC(opens sec.gov)
Nov 244
Underwood Neil Lawrence0001209191-21-066785
SEC(opens sec.gov)
Aug 314
Underwood Neil Lawrence0001209191-21-054144
SEC(opens sec.gov)
Aug 274
Underwood Neil Lawrence0001209191-21-053676
SEC(opens sec.gov)
Aug 184
Underwood Neil Lawrence0001209191-21-052269
SEC(opens sec.gov)
Feb 124
Underwood Neil Lawrence0001209191-21-010316
SEC(opens sec.gov)
Nov 274
Underwood Neil Lawrence0001209191-20-060626
SEC(opens sec.gov)
Mar 124
Underwood Neil Lawrence0001209191-20-018459
SEC(opens sec.gov)
Jan 304
Underwood Neil Lawrence0001209191-19-006043
SEC(opens sec.gov)
Dec 134
Underwood Neil Lawrence0001209191-18-062504
SEC(opens sec.gov)
Feb 24
Live Oak Bancshares, Inc.0001209191-17-007255
SEC(opens sec.gov)

Companies

Address

1741 TIBURON DRIVE

WILMINGTON, NC, 28403