Insider · CIK 0001340982

Das Rajeev P

Reports to the SEC for 4 companies · SADDLE BROOK, NJ

sec.gov

Transactions

Companies

Filings

CIK

0001340982

Forms 4 and 5

Insider transactions

39 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-08-24	SWZTotal Return Securities FundP Purchase	Secretary	PPurchase	+1,366 sh	$5.93	+$8,100.38	3,400
2026-08-21	SWZTotal Return Securities FundP Purchase	Secretary	PPurchase	+1,700 sh	$5.93	+$10.1K	2,034
2026-01-23	SWZTotal Return Securities FundD Disposition to Issuer	Secretary	DDisposition to Issuer	−166 sh	$6.81	−$1,130.46	334
2026-01-16	PCFHIGH INCOME SECURITIES FUNDP Purchase	Affiliate of the Adviser	PPurchase	+1,628 sh	$6.14	+$9,995.92	1,628
2026-01-16	PCFHIGH INCOME SECURITIES FUNDP Purchase	Affiliate of the Adviser	PPurchase	+1,628 sh	$6.15	+$10K	1,628
2025-12-11	SWZTotal Return Securities FundM Exercise/Conversion	Secretary	MExercise/Conversion	+468 sh	$6.07	+$2,840.76	500
2025-02-04	PCFHIGH INCOME SECURITIES FUNDS Sale	Affiliate of the Adviser	SSale	−72 sh	$6.71	−$483.12	0
2025-02-04	PCFHIGH INCOME SECURITIES FUNDS Sale	Affiliate of the Adviser	SSale	−114 sh	$6.71	−$764.94	0
2025-02-04	PCFHIGH INCOME SECURITIES FUNDS Sale	Affiliate of the Adviser	SSale	−236 sh	$6.71	−$1,583.56	0
2025-02-04	PCFHIGH INCOME SECURITIES FUNDS Sale	Affiliate of the Adviser	SSale	−9 sh	$6.71	−$60.39	0
2024-12-12	PCFHIGH INCOME SECURITIES FUNDD Disposition to Issuer	Affiliate of the Adviser	DDisposition to Issuer	−998 sh	$7.07	−$7,055.86	114
2024-12-12	PCFHIGH INCOME SECURITIES FUNDD Disposition to Issuer	Affiliate of the Adviser	DDisposition to Issuer	−70 sh	$7.07	−$494.9	9
2024-12-12	PCFHIGH INCOME SECURITIES FUNDD Disposition to Issuer	Affiliate of the Adviser	DDisposition to Issuer	−632 sh	$7.07	−$4,468.24	72
2024-12-12	PCFHIGH INCOME SECURITIES FUNDD Disposition to Issuer	Affiliate of the Adviser	DDisposition to Issuer	−2,073 sh	$7.07	−$14.7K	236
2024-08-15	PCFHIGH INCOME SECURITIES FUNDM Exercise/Conversion	Affiliate of the Adviser	MExercise/Conversion	+78 sh	$6.48	+$505.44	79
2024-08-15	PCFHIGH INCOME SECURITIES FUNDM Exercise/Conversion	Affiliate of the Adviser	MExercise/Conversion	+1,102 sh	$6.48	+$7,140.96	1,112
2024-08-15	PCFHIGH INCOME SECURITIES FUNDM Exercise/Conversion	Affiliate of the Adviser	MExercise/Conversion	+2,284 sh	$6.48	+$14.8K	2,309
2024-08-15	PCFHIGH INCOME SECURITIES FUNDM Exercise/Conversion	Affiliate of the Adviser	MExercise/Conversion	+694 sh	$6.48	+$4,497.12	704
2024-06-27	PCFHIGH INCOME SECURITIES FUNDP Purchase	Affiliate of the Adviser	PPurchase	+10 sh	$6.92	+$69.15	10
2024-06-27	PCFHIGH INCOME SECURITIES FUNDP Purchase	Affiliate of the Adviser	PPurchase	+1 sh	$6.91	+$6.914	1
2024-06-27	PCFHIGH INCOME SECURITIES FUNDP Purchase	Affiliate of the Adviser	PPurchase	+10 sh	$6.92	+$69.15	10
2024-06-27	PCFHIGH INCOME SECURITIES FUNDP Purchase	Affiliate of the Adviser	PPurchase	+25 sh	$6.92	+$172.998	25
2022-04-05	SPESPECIAL OPPORTUNITIES FUND, INC.D Disposition to Issuer	Vice President	DDisposition to Issuer	−513 sh	$15.69	−$8,048.97	2,583
2021-10-15	MXEMEXICO EQUITY & INCOME FUND INCM Exercise/Conversion	Director	MExercise/Conversion	+529 sh	$8.90	+$4,708.1	1,058
2021-10-15	MXEMEXICO EQUITY & INCOME FUND INCM Exercise/Conversion	Director	MExercise/Conversion	+474 sh	$8.90	+$4,218.6	948
2019-03-19	PCFHIGH INCOME SECURITIES FUNDD Disposition to Issuer	Affiliate of the Adviser	DDisposition to Issuer	−1,003 sh	$9.25	−$9,277.75	0
2016-04-04	MXEMEXICO EQUITY & INCOME FUND INCP Purchase	Director	PPurchase	+900 sh	$11.02	+$9,918	900
2015-10-19	MXEMEXICO EQUITY & INCOME FUND INCP Purchase	Director	PPurchase	+500 sh	$11.88	+$5,940	500
2015-01-16	SPESPECIAL OPPORTUNITIES FUND, INC.J Other	Vice President	JOther	+271 sh	$15.39	+$4,170.69	3,096
2014-01-24	SPESPECIAL OPPORTUNITIES FUND, INC.J Other	Vice President	JOther	+325 sh	$16.90	+$5,492.5	2,825
2012-12-26	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Vice President	PPurchase	+2,500 sh	$14.97	+$37.4K	2,500
2010-01-22	SPESPECIAL OPPORTUNITIES FUND, INC.S Sale	Vice President	SSale	−27.3K sh	$14.18	−$387K	0
2010-01-22	SPESPECIAL OPPORTUNITIES FUND, INC.S Sale	Vice President	SSale	−1,200 sh	$14.18	−$17K	0
2009-08-14	MXEMEXICO EQUITY & INCOME FUND INC · Preferred StockS Sale	Director	SSale	−2,313 sh	$7.61	−$17.6K	0
2008-12-26	MXEMEXICO EQUITY & INCOME FUND INC · Preferred StockS Sale	Director	SSale	−981 sh	$7.11	−$6,976.676	2,313
2008-07-02	MXEMEXICO EQUITY & INCOME FUND INC · Preferred StockS Sale	Director	SSale	−1,529 sh	$31.19	−$47.7K	3,294
2007-08-31	MXEMEXICO EQUITY & INCOME FUND INCJ Other	Director	JOther	+3,675 sh	$36.24	+$133K	3,875
2007-08-31	MXEMEXICO EQUITY & INCOME FUND INCS Sale	Director	SSale	−382 sh	$36.45	−$13.9K	3,493
2006-01-05	MXEMEXICO EQUITY & INCOME FUND INC · Preferred StockP Purchase	Director	PPurchase	+7,150 sh	$17.97	+$128K	7,150

Recent filings

Accepted (ET)
Aug 254
Das Rajeev P0001398344-26-015537
SEC(opens sec.gov)
Jan 274
Das Rajeev P0001398344-26-001375
SEC(opens sec.gov)
Jan 204
Das Rajeev P0001104659-26-005122
SEC(opens sec.gov)
Dec 124
Das Rajeev P0001398344-25-022411
SEC(opens sec.gov)
Feb 54
Das Rajeev P0001104659-25-009735
SEC(opens sec.gov)
Dec 164
Das Rajeev P0001104659-24-128969
SEC(opens sec.gov)
Aug 194
Das Rajeev P0001104659-24-090890
SEC(opens sec.gov)
Jun 284
Das Rajeev P0001104659-24-076340
SEC(opens sec.gov)

Companies

Address

250 PEHLE AVE. SUITE 708

SADDLE BROOK, NJ, 07663