Insider · CIK 0001344652

Catania Frank

Reports to the SEC for 2 companies · HOUSTON, TX

sec.gov

Transactions

Companies

Filings

CIK

0001344652

Forms 4 and 5

Insider transactions

28 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-10-17	NEVADA GOLD & CASINOS INCA Award	Director	AAward	+4,405 sh	$2.27	+$9,999.35	74,004
2017-07-06	NEVADA GOLD & CASINOS INCCommon Stock (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−7,500 sh	—	—	10,000
2017-07-06	NEVADA GOLD & CASINOS INCM Exercise/Conversion	Director	MExercise/Conversion	+7,500 sh	$0.82	+$6,150	69,599
2016-10-10	NEVADA GOLD & CASINOS INCA Award	Director	AAward	+5,682 sh	$1.76	+$10K	62,099
2016-07-29	NEVADA GOLD & CASINOS INCM Exercise/Conversion	Director	MExercise/Conversion	+2,500 sh	$0.82	+$2,050	56,417
2016-07-29	NEVADA GOLD & CASINOS INCM Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	$1.57	+$7,850	53,917
2016-07-29	NEVADA GOLD & CASINOS INCCommon Stock (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	—	—	20,000
2016-07-29	NEVADA GOLD & CASINOS INCCommon Stock (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,500 sh	—	—	17,500
2015-10-15	NEVADA GOLD & CASINOS INCCommon Stock (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	—	—	25,000
2015-10-15	NEVADA GOLD & CASINOS INCM Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	$1.25	+$6,250	43,917
2015-10-15	NEVADA GOLD & CASINOS INCM Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	$1.57	+$7,850	48,917
2015-10-15	NEVADA GOLD & CASINOS INCCommon Stock (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	—	—	30,000
2015-10-12	NEVADA GOLD & CASINOS INCA Award	Director	AAward	+5,682 sh	$1.76	+$10K	62,099
2015-10-12	NEVADA GOLD & CASINOS INCA Award	Director	AAward	+5,917 sh	$1.69	+$9,999.73	38,917
2013-10-16	NEVADA GOLD & CASINOS INCCommon Stock (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−15K sh	—	—	35,000
2013-10-16	NEVADA GOLD & CASINOS INCM Exercise/Conversion	Director	MExercise/Conversion	+15K sh	$0.71	+$10.7K	33,000
2012-10-31	NEVADA GOLD & CASINOS INCM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$0.71	+$7,100	18,000
2012-10-25	NEVADA GOLD & CASINOS INCCommon Stock (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	50,000
2012-10-17	NEVADA GOLD & CASINOS INCCommon Stock (Right to Buy)A Award	Director	AAward	+20K sh	$0.82	+$16.4K	60,000
2011-12-20	NEVADA GOLD & CASINOS INCP Purchase	Director	PPurchase	+2,000 sh	$1.21	+$2,427	8,000
2011-07-27	NEVADA GOLD & CASINOS INCStock Option (Right to Buy)A Award	Director	AAward	+10K sh	$1.57	+$15.7K	40,000
2011-04-14	NEVADA GOLD & CASINOS INCP Purchase	Director	PPurchase	+2,000 sh	$1.45	+$2,900	6,000
2010-08-16	NEVADA GOLD & CASINOS INCP Purchase	Director	PPurchase	+2,000 sh	$1.00	+$1,997.4	4,000
2009-07-28	NEVADA GOLD & CASINOS INCESO (Right to Buy)A Award	Director	AAward	+5,000 sh	$1.25	+$6,250	30,000
2009-04-16	NEVADA GOLD & CASINOS INCP Purchase	Director	PPurchase	+2,000 sh	$0.76	+$1,520	2,000
2009-04-16	NEVADA GOLD & CASINOS INCESO (Right to Buy)A Award	Director	AAward	+25K sh	$0.71	+$17.8K	25,000
2009-01-15	EMPIRE RESORTS INCStock Option (Right to Buy)A Award	Director	AAward	+25K sh	—	—	25,000
2007-01-30	EMPIRE RESORTS INCStock Option (Right to Buy)A Award	Director	AAward	+10K sh	—	—	10,000

Recent filings

Accepted (ET)
Oct 194
Catania Frank0001209191-17-057424
SEC(opens sec.gov)
Jul 74
NEVADA GOLD & CASINOS INC0001209191-17-044322
SEC(opens sec.gov)
Oct 124
NEVADA GOLD & CASINOS INC0001209191-16-145744
SEC(opens sec.gov)
Oct 124/A
NEVADA GOLD & CASINOS INC0001209191-16-145748
SEC(opens sec.gov)
Jul 294
NEVADA GOLD & CASINOS INC0001209191-16-134444
SEC(opens sec.gov)
Oct 154
NEVADA GOLD & CASINOS INC0001209191-15-075599
SEC(opens sec.gov)
Oct 144
NEVADA GOLD & CASINOS INC0001209191-15-075401
SEC(opens sec.gov)
Oct 214
NEVADA GOLD & CASINOS INC0001209191-13-048808
SEC(opens sec.gov)
Oct 314
Catania Frank0001209191-12-051095
SEC(opens sec.gov)
Oct 174
Catania Frank0001209191-12-049848
SEC(opens sec.gov)
Dec 204
Catania Frank0001209191-11-062321
SEC(opens sec.gov)

Companies

Address

50 BRIAR HOLLOW LANE SUITE 500W

HOUSTON, TX, 77027