Insider · CIK 0001357424

KLEIN MARK

Reports to the SEC for 4 companies · HOBOKEN, NJ

sec.gov

Transactions

Companies

Filings

CIK

0001357424

Forms 4 and 5

Insider transactions

30 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-08-20	NATIONAL HOLDINGS CORPP Purchase	Director, Chief Executive Officer	PPurchase	+100K sh	$0.50	+$50K	4,522,761
2014-03-20	NATIONAL HOLDINGS CORPP Purchase	Director, Chief Executive Officer	PPurchase	+45K sh	$0.45	+$20.3K	617,094
2014-03-18	NATIONAL HOLDINGS CORPP Purchase	Director, Chief Executive Officer	PPurchase	+255K sh	$0.45	+$115K	572,094
2014-01-31	Crumbs Bake Shop, Inc.S Sale	Director	SSale	−3,000 sh	$0.70	−$2,100	132,715
2014-01-30	Crumbs Bake Shop, Inc.S Sale	Director	SSale	−11.2K sh	$0.72	−$8,064	135,715
2014-01-29	Crumbs Bake Shop, Inc.S Sale	Director	SSale	−4,946 sh	$0.75	−$3,709.5	146,915
2014-01-29	Crumbs Bake Shop, Inc.S Sale	Director	SSale	−1,800 sh	$0.73	−$1,314	151,861
2014-01-28	Crumbs Bake Shop, Inc.S Sale	Director	SSale	−19.6K sh	$0.73	−$14.3K	159,061
2014-01-28	Crumbs Bake Shop, Inc.S Sale	Director	SSale	−3,300 sh	$0.73	−$2,412.3	155,761
2014-01-28	Crumbs Bake Shop, Inc.S Sale	Director	SSale	−2,100 sh	$0.74	−$1,544.34	153,661
2014-01-28	Crumbs Bake Shop, Inc.S Sale	Director	SSale	−25K sh	$0.72	−$18K	178,661
2014-01-27	Crumbs Bake Shop, Inc.S Sale	Director	SSale	−1,050 sh	$0.83	−$871.5	218,390
2014-01-27	Crumbs Bake Shop, Inc.S Sale	Director	SSale	−6,629 sh	$0.84	−$5,568.36	211,761
2014-01-27	Crumbs Bake Shop, Inc.S Sale	Director	SSale	−8,100 sh	$0.85	−$6,885	203,661
2014-01-27	Crumbs Bake Shop, Inc.S Sale	Director	SSale	−23.3K sh	$0.82	−$19.1K	220,340
2014-01-27	Crumbs Bake Shop, Inc.S Sale	Director	SSale	−25K sh	$0.76	−$19.1K	243,661
2014-01-27	Crumbs Bake Shop, Inc.S Sale	Director	SSale	−900 sh	$0.82	−$738.99	219,440
2013-06-11	Crumbs Bake Shop, Inc.A Award	Director	AAward	+8,000 sh	$0.00	+$0.8	268,661
2013-06-07	NATIONAL HOLDINGS CORPEmployee Stock Option (right to buy)A Award	Director, Chief Executive Officer	AAward	+5.7M sh	—	—	5,700,000
2013-03-27	NATIONAL HOLDINGS CORPP Purchase	Director, Chief Executive Officer	PPurchase	+10K sh	$0.24	+$2,400	317,094
2013-03-01	Crumbs Bake Shop, Inc.A Award	Director	AAward	+8,000 sh	$0.00	+$0.8	260,661
2013-01-25	NATIONAL HOLDINGS CORPC Conversion	Director, Chief Executive Officer	CConversion	+201K sh	$0.50	+$101K	201,041
2013-01-25	NATIONAL HOLDINGS CORPC Conversion	Director, Chief Executive Officer	CConversion	+106K sh	—	—	307,094
2013-01-25	NATIONAL HOLDINGS CORPC Conversion	Director, Chief Executive Officer	CConversion	+6.7M sh	—	—	16,697,140
2013-01-25	NATIONAL HOLDINGS CORPC Conversion	Director, Chief Executive Officer	CConversion	+10M sh	$0.50	+$5M	10,000,000
2013-01-25	NATIONAL HOLDINGS CORPP Purchase	Director, Chief Executive Officer	PPurchase	+1.08M sh	$0.30	+$325K	1,083,333
2012-10-11	Crumbs Bake Shop, Inc.A Award	Director	AAward	+20K sh	$2.21	+$44.2K	28,000
2012-03-01	Crumbs Bake Shop, Inc.A Award	Director	AAward	+8,000 sh	—	—	8,000
2011-05-05	Crumbs Bake Shop, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−40.3K sh	—	—	122,661
2009-02-05	SKINS INC.COMMON STOCK OPTIONA Award	CEO, DIRECTOR	AAward	+3.5M sh	$0.06	+$192K	3,499,999

Recent filings

Accepted (ET)
Aug 204
NATIONAL HOLDINGS CORP0001437749-14-015948
SEC(opens sec.gov)
Mar 214
NATIONAL HOLDINGS CORP0001437749-14-004725
SEC(opens sec.gov)
Mar 194
NATIONAL HOLDINGS CORP0001437749-14-004598
SEC(opens sec.gov)
Feb 34
Crumbs Bake Shop, Inc.0001014100-14-000003
SEC(opens sec.gov)
Jan 304
Crumbs Bake Shop, Inc.0001014100-14-000002
SEC(opens sec.gov)
Jun 124
Crumbs Bake Shop, Inc.0001014100-13-000039
SEC(opens sec.gov)
Jun 114
NATIONAL HOLDINGS CORP0001437749-13-007397
SEC(opens sec.gov)
Mar 284
KLEIN MARK0001437749-13-003612
SEC(opens sec.gov)

Companies

Address

1 NEWARK STREET SUITE 25A

HOBOKEN, NJ, 10010