Insider · CIK 0001357581

MATHIS KEN L

Reports to the SEC for 2 companies · PROSPECT, KY

sec.gov

Transactions

Companies

Filings

CIK

0001357581

Forms 4 and 5

Insider transactions

17 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2009-05-08	FIRST TRUST STRATEGIC HIGH INCOME FUNDS Sale	Officer-Investment Sub-Advisor	SSale	−2,230 sh	$4.25	−$9,477.5	0
2009-05-07	FIRST TRUST STRATEGIC HIGH INCOME FUND IIS Sale	Officer-Investment Sub-Adviser	SSale	−800 sh	$5.96	−$4,768	0
2009-05-07	FIRST TRUST STRATEGIC HIGH INCOME FUND IIS Sale	Officer-Investment Sub-Adviser	SSale	−505 sh	$5.96	−$3,009.8	800
2009-05-07	FIRST TRUST STRATEGIC HIGH INCOME FUNDS Sale	Officer-Investment Sub-Advisor	SSale	−100 sh	$4.48	−$448	2,230
2009-05-07	FIRST TRUST STRATEGIC HIGH INCOME FUNDS Sale	Officer-Investment Sub-Advisor	SSale	−13.2K sh	$4.48	−$59.2K	2,230
2009-05-07	FIRST TRUST STRATEGIC HIGH INCOME FUND IIS Sale	Officer-Investment Sub-Adviser	SSale	−1,305 sh	$5.96	−$7,777.8	0
2009-05-07	FIRST TRUST STRATEGIC HIGH INCOME FUNDS Sale	Officer-Investment Sub-Advisor	SSale	−13.1K sh	$4.48	−$58.8K	2,330
2008-01-22	FIRST TRUST STRATEGIC HIGH INCOME FUNDP Purchase	Officer-Investment Sub-Advisor	PPurchase	+200 sh	$11.57	+$2,313.98	15,205
2007-10-16	FIRST TRUST STRATEGIC HIGH INCOME FUND IIP Purchase	Officer-Investment Sub-Adviser	PPurchase	+17 sh	$16.17	+$274.89	1,105
2007-10-16	FIRST TRUST STRATEGIC HIGH INCOME FUND IIP Purchase	Officer-Investment Sub-Adviser	PPurchase	+288 sh	$16.20	+$4,665.6	1,088
2007-08-16	FIRST TRUST STRATEGIC HIGH INCOME FUNDP Purchase	Officer-Investment Sub-Advisor	PPurchase	+180 sh	$13.07	+$2,352.582	14,580
2007-08-16	FIRST TRUST STRATEGIC HIGH INCOME FUNDP Purchase	Officer-Investment Sub-Advisor	PPurchase	+25 sh	$13.07	+$326.75	14,400
2007-06-18	FIRST TRUST STRATEGIC HIGH INCOME FUNDP Purchase	Officer-Investment Sub-Advisor	PPurchase	+125 sh	$19.82	+$2,477.5	14,225
2007-06-18	FIRST TRUST STRATEGIC HIGH INCOME FUNDP Purchase	Officer-Investment Sub-Advisor	PPurchase	+25 sh	$19.82	+$495.5	14,250
2007-02-20	FIRST TRUST STRATEGIC HIGH INCOME FUNDP Purchase	Officer-Investment Sub-Advisor	PPurchase	+25 sh	$20.31	+$507.75	13,675
2007-02-20	FIRST TRUST STRATEGIC HIGH INCOME FUNDP Purchase	Officer-Investment Sub-Advisor	PPurchase	+100 sh	$20.33	+$2,033	13,775
2006-06-30	FIRST TRUST STRATEGIC HIGH INCOME FUNDP Purchase	Officer-Investment Sub-Advisor	PPurchase	+3,400 sh	$19.21	+$65.3K	3,400

Recent filings

Accepted (ET)
May 124
MATHIS KEN L0001445546-09-001189
SEC(opens sec.gov)
May 124/A
MATHIS KEN L0001445546-09-001187
SEC(opens sec.gov)
May 124/A
MATHIS KEN L0001445546-09-001188
SEC(opens sec.gov)
May 84
MATHIS KEN L0001445546-09-001176
SEC(opens sec.gov)
May 84
MATHIS KEN L0001445546-09-001175
SEC(opens sec.gov)
Jan 224
FIRST TRUST STRATEGIC HIGH INCOME FUND0000875626-08-000180
SEC(opens sec.gov)
Oct 164
MATHIS KEN L0000875626-07-002307
SEC(opens sec.gov)
Aug 164
FIRST TRUST STRATEGIC HIGH INCOME FUND0000875626-07-001817
SEC(opens sec.gov)
Jun 204
MATHIS KEN L0000875626-07-001417
SEC(opens sec.gov)
Feb 214
FIRST TRUST STRATEGIC HIGH INCOME FUND0000875626-07-000461
SEC(opens sec.gov)
Jul 54
FIRST TRUST STRATEGIC HIGH INCOME FUND0000875626-06-001272
SEC(opens sec.gov)

Companies

Address

VALHALLA CAPITAL PARTNERS LLC 13011 W. HIGHWAY 42, SUITE 201

PROSPECT, KY, 40059