Insider · CIK 0001358660

Hern Kenneth

Reports to the SEC for 3 companies · HOUSTON, TX

sec.gov

Transactions

Companies

Filings

CIK

0001358660

Forms 4 and 5

Insider transactions

33 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-04-27	FTKFLOTEK INDUSTRIES INC/CN/A Award	Director	AAward	+33.4K sh	$3.74	+$125K	122,880
2017-09-13	FTKFLOTEK INDUSTRIES INC/CN/P Purchase	Director	PPurchase	+1,000 sh	$5.46	+$5,455	89,457
2017-05-18	FTKFLOTEK INDUSTRIES INC/CN/F Tax Payment	Director	FTax Payment	−7,716 sh	$9.72	−$75K	88,457
2017-05-18	FTKFLOTEK INDUSTRIES INC/CN/ · Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−9,047 sh	—	—	0
2017-05-18	FTKFLOTEK INDUSTRIES INC/CN/M Exercise/Conversion	Director	MExercise/Conversion	+9,047 sh	$8.29	+$75K	96,173
2017-04-21	FTKFLOTEK INDUSTRIES INC/CN/A Award	Director	AAward	+10.6K sh	$11.75	+$125K	87,126
2017-03-15	FTKFLOTEK INDUSTRIES INC/CN/S Sale	Director	SSale	−15K sh	$11.60	−$174K	76,487
2016-04-22	FTKFLOTEK INDUSTRIES INC/CN/A Award	Director	AAward	+13.8K sh	$9.05	+$125K	91,487
2016-01-05	FTKFLOTEK INDUSTRIES INC/CN/ · Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−31.8K sh	—	—	0
2016-01-05	FTKFLOTEK INDUSTRIES INC/CN/M Exercise/Conversion	Director	MExercise/Conversion	+31.8K sh	$1.57	+$50K	77,674
2015-08-19	FTKFLOTEK INDUSTRIES INC/CN/S Sale	Director	SSale	−4,000 sh	$17.51	−$70K	45,827
2015-06-02	FTKFLOTEK INDUSTRIES INC/CN/S Sale	Director	SSale	−4,000 sh	$12.16	−$48.6K	49,827
2015-04-24	FTKFLOTEK INDUSTRIES INC/CN/A Award	Director	AAward	+8,535 sh	$14.06	+$120K	53,827
2014-09-08	FTKFLOTEK INDUSTRIES INC/CN/S Sale	Director	SSale	−3,000 sh	$26.32	−$79K	45,292
2013-05-17	FTKFLOTEK INDUSTRIES INC/CN/S Sale	Director	SSale	−3,000 sh	$24.03	−$72.1K	43,912
2013-05-17	FTKFLOTEK INDUSTRIES INC/CN/A Award	Director	AAward	+6,864 sh	$17.48	+$120K	46,912
2013-03-28	Mesa Energy Holdings, Inc.Employee Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−250K sh	—	—	0
2013-03-28	Mesa Energy Holdings, Inc.Employee Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−100K sh	—	—	0
2013-03-28	Mesa Energy Holdings, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−50K sh	—	—	0
2012-06-08	Mesa Energy Holdings, Inc.Employee Stock Option (right to buy)A Award	Director	AAward	+100K sh	—	—	100,000
2012-05-18	FTKFLOTEK INDUSTRIES INC/CN/A Award	Director	AAward	+10K sh	$10.43	+$104K	40,527
2012-05-18	FTKFLOTEK INDUSTRIES INC/CN/J Other	Director	JOther	−479 sh	$10.43	−$4,995.97	40,048
2012-05-18	FTKFLOTEK INDUSTRIES INC/CN/A Award	Director	AAward	+12K sh	$10.43	+$125K	30,527
2012-01-03	FTKFLOTEK INDUSTRIES INC/CN/S Sale	Director	SSale	−10K sh	$10.30	−$103K	18,542
2011-11-07	FTKFLOTEK INDUSTRIES INC/CN/S Sale	Director	SSale	−10K sh	$8.01	−$80.1K	28,542
2011-09-30	Mesa Energy Holdings, Inc.A Award	Director	AAward	+50K sh	—	—	50,000
2011-06-15	FTKFLOTEK INDUSTRIES INC/CN/S Sale	Director	SSale	−10K sh	$8.01	−$80.1K	38,542
2011-06-13	FTKFLOTEK INDUSTRIES INC/CN/D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	$8.16	−$40.8K	48,542
2011-06-13	FTKFLOTEK INDUSTRIES INC/CN/S Sale	Director	SSale	−5,000 sh	$8.16	−$40.8K	48,542
2011-05-19	FTKFLOTEK INDUSTRIES INC/CN/ · Stock OptionA Award	Director	AAward	+9,047 sh	$8.29	+$75K	40,894
2011-05-19	FTKFLOTEK INDUSTRIES INC/CN/A Award	Director	AAward	+6,031 sh	—	—	53,542
2010-08-23	FTKFLOTEK INDUSTRIES INC/CN/A Award	Director	AAward	+31.8K sh	—	—	47,511
2010-08-23	FTKFLOTEK INDUSTRIES INC/CN/ · Stock OptionA Award	Director	AAward	+31.8K sh	$1.57	+$50K	31,847

Recent filings

Accepted (ET)
May 14
Hern Kenneth0000928054-18-000046
SEC(opens sec.gov)
Sep 144
Hern Kenneth0000928054-17-000090
SEC(opens sec.gov)
May 224
FLOTEK INDUSTRIES INC/CN/0000928054-17-000071
SEC(opens sec.gov)
Apr 244
FLOTEK INDUSTRIES INC/CN/0000928054-17-000063
SEC(opens sec.gov)
Mar 164
FLOTEK INDUSTRIES INC/CN/0000928054-17-000031
SEC(opens sec.gov)
May 94
FLOTEK INDUSTRIES INC/CN/0000928054-16-000116
SEC(opens sec.gov)
Jan 64
FLOTEK INDUSTRIES INC/CN/0000928054-16-000069
SEC(opens sec.gov)
Aug 194
FLOTEK INDUSTRIES INC/CN/0000928054-15-000040
SEC(opens sec.gov)
Jun 44
FLOTEK INDUSTRIES INC/CN/0000928054-15-000024
SEC(opens sec.gov)
Apr 284
FLOTEK INDUSTRIES INC/CN/0001181431-15-006178
SEC(opens sec.gov)
Sep 94
FLOTEK INDUSTRIES INC/CN/0001181431-14-031575
SEC(opens sec.gov)
Feb 184
FLOTEK INDUSTRIES INC/CN/0001181431-14-007284
SEC(opens sec.gov)
May 214
Hern Kenneth0001181431-13-029524
SEC(opens sec.gov)
Apr 264
Hern Kenneth0001144204-13-024194
SEC(opens sec.gov)
Feb 145
Hern Kenneth0001181431-13-009789
SEC(opens sec.gov)

Companies

Address

2930 W. SAM HOUSTON PKWY N SUITE 300

HOUSTON, TX, 77043