Insider · CIK 0001364709

Hu Cynthia W.

Reports to the SEC for 3 companies · ROCKVILLE, MD

sec.gov

Transactions

Companies

Filings

CIK

0001364709

Forms 4 and 5

Insider transactions

29 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-03-24	DFTXDefinium Therapeutics, Inc.A Award	Chief Legal Officer&Secretary	AAward	+1.2M sh	—	—	1,200,000
2022-03-24	DFTXDefinium Therapeutics, Inc. · Stock Option (Right to Buy)A Award	Chief Legal Officer&Secretary	AAward	+1.56M sh	—	—	1,560,000
2021-08-16	Decibel Therapeutics, Inc.Stock Option (right to buy)A Award	General Counsel	AAward	+150K sh	—	—	150,000
2019-01-29	CASI Pharmaceuticals, Inc (DE)Stock Options (Right to Buy)A Award	COO, Gen Counsel & Secretary	AAward	+75K sh	—	—	75,000
2019-01-14	CASI Pharmaceuticals, Inc (DE)Employee Stock Option (Right to Buy)M Exercise/Conversion	COO, Gen Counsel & Secretary	MExercise/Conversion	−15K sh	—	—	0
2019-01-14	CASI Pharmaceuticals, Inc (DE)F Tax Payment	COO, Gen Counsel & Secretary	FTax Payment	−3,100 sh	$3.79	−$11.7K	29,685
2019-01-14	CASI Pharmaceuticals, Inc (DE)M Exercise/Conversion	COO, Gen Counsel & Secretary	MExercise/Conversion	+15K sh	$1.76	+$26.4K	32,785
2017-09-29	CASI Pharmaceuticals, Inc (DE)Stock Options (Right to Buy)A Award	COO, Gen Counsel & Secretary	AAward	+50K sh	—	—	50,000
2017-07-10	CASI Pharmaceuticals, Inc (DE)Stock Options (Right to Buy)A Award	COO, Gen Counsel & Secretary	AAward	+50K sh	—	—	50,000
2017-06-08	CASI Pharmaceuticals, Inc (DE)Stock Options (Right to Buy)A Award	COO, Gen Counsel & Secretary	AAward	+100K sh	—	—	100,000
2016-06-24	CASI Pharmaceuticals, Inc (DE)Stock Options (Right to Buy)A Award	COO, Gen Counsel & Secretary	AAward	+27K sh	—	—	27,027
2016-06-02	CASI Pharmaceuticals, Inc (DE)Stock Options (Right to Buy)A Award	COO, Gen Counsel & Secretary	AAward	+87.7K sh	—	—	87,719
2016-03-02	CASI Pharmaceuticals, Inc (DE)Stock Options (Right to Buy)A Award	COO, Gen Counsel & Secretary	AAward	+95K sh	—	—	95,000
2016-01-19	CASI Pharmaceuticals, Inc (DE)P Purchase	COO, Gen Counsel & Secretary	PPurchase	+11.8K sh	$0.72	+$8,519.089	17,785
2016-01-19	CASI Pharmaceuticals, Inc (DE)P Purchase	COO, Gen Counsel & Secretary	PPurchase	+400 sh	$0.75	+$299.88	1,785
2016-01-19	CASI Pharmaceuticals, Inc (DE)P Purchase	COO, Gen Counsel & Secretary	PPurchase	+400 sh	$0.75	+$299.12	1,385
2016-01-19	CASI Pharmaceuticals, Inc (DE)P Purchase	COO, Gen Counsel & Secretary	PPurchase	+4,163 sh	$0.72	+$2,993.197	5,948
2015-04-06	CASI Pharmaceuticals, Inc (DE)Stock Options (Right to Buy)A Award	COO, Gen Counsel & Secretary	AAward	+175K sh	—	—	175,000
2014-04-03	CASI Pharmaceuticals, Inc (DE)Stock Options (Right to Buy)A Award	COO, Gen Counsel & Secretary	AAward	+100K sh	—	—	100,000
2013-05-30	CASI Pharmaceuticals, Inc (DE)Stock Options (Right to Buy)A Award	COO, Gen Counsel & Secretary	AAward	+350K sh	—	—	350,000
2012-08-15	CASI Pharmaceuticals, Inc (DE)Stock Options (Right to Buy)A Award	COO, Gen Counsel & Secretary	AAward	+75K sh	—	—	75,000
2012-08-15	CASI Pharmaceuticals, Inc (DE)Stock Options (Right to Buy)A Award	COO, Gen Counsel & Secretary	AAward	+50K sh	—	—	50,000
2012-05-01	CASI Pharmaceuticals, Inc (DE)P Purchase	COO, Gen Counsel & Secretary	PPurchase	+75K sh	—	—	74,982
2012-01-23	CASI Pharmaceuticals, Inc (DE)Stock Options (Right to Buy)A Award	COO, Gen Counsel & Secretary	AAward	+100K sh	—	—	100,000
2012-01-20	CASI Pharmaceuticals, Inc (DE)Warrant (Right to Buy)A Award	COO, Gen Counsel & Secretary	AAward	+14.8K sh	—	—	14,783
2011-01-05	CASI Pharmaceuticals, Inc (DE)Stock Options (Right to Buy)A Award	COO, Gen Counsel & Secretary	AAward	+30K sh	—	—	30,000
2009-01-27	CASI Pharmaceuticals, Inc (DE)Stock Options (Right to Buy)A Award	COO, Gen Counsel & Secretary	AAward	+165K sh	—	—	165,000
2007-12-24	CASI Pharmaceuticals, Inc (DE)Stock Options (Right to Buy)A Award	COO, Gen Counsel & Secretary	AAward	+50K sh	—	—	50,000
2006-06-01	CASI Pharmaceuticals, Inc (DE)Stock Options (Right to buy)A Award	COO, Gen Counsel & Secretary	AAward	+100K sh	—	—	100,000

Recent filings

Accepted (ET)
Mar 284
Hu Cynthia W.0001209191-22-021393
SEC(opens sec.gov)
Aug 184
Hu Cynthia W.0000899243-21-033466
SEC(opens sec.gov)
Jan 314
Hu Cynthia W.0001144204-19-004170
SEC(opens sec.gov)
Jan 154
Hu Cynthia W.0001144204-19-001739
SEC(opens sec.gov)
Oct 64
Hu Cynthia W.0001144204-17-051696
SEC(opens sec.gov)
Oct 34
Hu Cynthia W.0001144204-17-051253
SEC(opens sec.gov)
Jun 94
CASI Pharmaceuticals, Inc.0001144204-17-031975
SEC(opens sec.gov)
Jun 274
CASI Pharmaceuticals, Inc.0001144204-16-110083
SEC(opens sec.gov)
Jun 34
CASI Pharmaceuticals, Inc.0001144204-16-106811
SEC(opens sec.gov)
Mar 44
CASI Pharmaceuticals, Inc.0001144204-16-086159
SEC(opens sec.gov)
Jan 214
CASI Pharmaceuticals, Inc.0001144204-16-076472
SEC(opens sec.gov)
Apr 84
CASI Pharmaceuticals, Inc.0001144204-15-021865
SEC(opens sec.gov)
Nov 144
CASI Pharmaceuticals, Inc.0001144204-14-068927
SEC(opens sec.gov)

Companies

Address

C/O ENTREMED, INC 9640 MEDICAL CENTER DRIVE

ROCKVILLE, MD, 20850