Insider · CIK 0001365035

Smith Robin L

Reports to the SEC for 11 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001365035

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2025-04-30	MTNBMatinas BioPharma Holdings, Inc. · Stock Option (right to Buy)A Award	Director	AAward	+11.6K sh	—	—	11,600
2023-06-14	CELUCelularity IncA Award	Director	AAward	+200K sh	—	—	236,066
2023-06-14	CELUCelularity Inc · Stock Option (Right to Buy)A Award	Director	AAward	+278K sh	—	—	277,778
2022-08-16	CELUCelularity Inc · Stock Option (Right to Buy)A Award	Director	AAward	+250K sh	—	—	250,000
2022-08-16	CELUCelularity Inc · Stock Option (Right to Buy)A Award	Director	AAward	+800K sh	—	—	800,000
2022-07-13	CELUCelularity IncA Award	Director	AAward	+36.1K sh	—	—	36,145
2022-07-13	CELUCelularity Inc · Stock Option (Right to Buy)A Award	Director	AAward	+54.2K sh	—	—	54,152
2021-09-09	CELUCelularity Inc · Stock Option (Right to Buy)A Award	Director	AAward	+56.1K sh	—	—	56,053
2021-09-03	Sorrento Therapeutics, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+75K sh	$3.95	+$296K	135,000
2021-09-03	Sorrento Therapeutics, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+100K sh	$4.89	+$489K	235,000
2021-09-03	Sorrento Therapeutics, Inc.Stock OptionsM Exercise/Conversion	Director	MExercise/Conversion	−75K sh	—	—	0
2021-09-03	Sorrento Therapeutics, Inc.Stock OptionsM Exercise/Conversion	Director	MExercise/Conversion	−100K sh	—	—	0
2021-08-30	Sorrento Therapeutics, Inc.Stock option (right to buy)A Award	Director	AAward	+250K sh	—	—	250,000
2021-07-16	CELUCelularity Inc · Stock Option (Right to Buy)A Award	Director	AAward	+384K sh	—	—	384,297
2021-07-16	CELUCelularity Inc · Deferred Compensation Award (Right to Buy)A Award	Director	AAward	+269K sh	—	—	269,007
2020-06-15	Sorrento Therapeutics, Inc.Stock OptionsA Award	Director	AAward	+100K sh	—	—	100,000
2020-05-20	CONCENTRIX SREV, INC.P Purchase	Director	PPurchase	+50K sh	$1.70	+$85K	167,975
2020-05-14	CONCENTRIX SREV, INC.A Award	Director	AAward	+100K sh	—	—	117,975
2020-03-05	Sorrento Therapeutics, Inc.P Purchase	Director	PPurchase	+40K sh	$2.27	+$90.9K	60,000
2020-03-05	CONCENTRIX SREV, INC.A Award	Director	AAward	+18K sh	—	—	17,975
2020-01-06	SEELOS THERAPEUTICS, INC.Stock Option (right to buy)A Award	Director	AAward	+16K sh	—	—	16,000
2019-12-16	Sorrento Therapeutics, Inc.Stock OptionsA Award	Director	AAward	+75K sh	—	—	75,000
2019-06-06	RMTIROCKWELL MEDICAL, INC.A Award	Director	AAward	+21.6K sh	—	—	31,366
2019-06-06	RMTIROCKWELL MEDICAL, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+22.5K sh	—	—	22,461
2019-05-08	EMMAEmmaus Life Sciences, Inc.A Award	Director	AAward	+50K sh	$1.19	+$59.5K	211,539
2019-05-08	EMMAEmmaus Life Sciences, Inc. · EMPLOYEE STOCK OPTION (right to purchaseA Award	Director	AAward	+100K sh	—	—	100,000
2019-03-20	SEELOS THERAPEUTICS, INC.Stock Option (right to buy)A Award	Director	AAward	+24K sh	—	—	24,000
2019-03-20	SEELOS THERAPEUTICS, INC.Stock Option (right to buy)A Award	Director	AAward	+16K sh	—	—	16,000
2018-10-08	EMMAEmmaus Life Sciences, Inc. · EMPLOYEE STOCK OPTION (right to purchase)A Award	Director	AAward	+48K sh	—	—	48,000
2018-09-24	EMMAEmmaus Life Sciences, Inc.A Award	Director	AAward	+13.5K sh	$1.85	+$25K	161,539
2018-09-24	EMMAEmmaus Life Sciences, Inc. · Common Stock Purchase WarrantA Award	Director	AAward	+13.5K sh	—	—	13,513
2018-05-08	PROLUNG INCEmployee Stock Option (right to buy)A Award	Director	AAward	+7,320 sh	—	—	7,320
2018-04-16	EMMAEmmaus Life Sciences, Inc. · Employee Stock Option (right to buy)A Award	Director	AAward	+150K sh	—	—	150,000
2018-04-16	EMMAEmmaus Life Sciences, Inc. · Employee Stock Option (right to buy)A Award	Director	AAward	+50K sh	—	—	50,000
2018-04-04	EMMAEmmaus Life Sciences, Inc.A Award	Director	AAward	+25K sh	—	—	148,026
2018-04-04	EMMAEmmaus Life Sciences, Inc. · Employee Stock Option (right to buy)A Award	Director	AAward	+75K sh	—	—	75,000
2018-04-04	EMMAEmmaus Life Sciences, Inc.A Award	Director	AAward	+25K sh	—	—	148,026
2018-04-04	EMMAEmmaus Life Sciences, Inc. · Employee Stock Option (right to buy)A Award	Director	AAward	+75K sh	—	—	75,000
2018-03-19	RMTIROCKWELL MEDICAL, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+39K sh	—	—	38,985
2017-11-13	EMMAEmmaus Life Sciences, Inc.A Award	Director	AAward	+7,500 sh	—	—	123,026
2017-08-24	PROLUNG INCEmployee Stock Option (right to buy)A Award	Director	AAward	+20K sh	—	—	20,000
2017-08-24	PROLUNG INCEmployee Stock Option (right to buy)A Award	Director	AAward	+30K sh	—	—	30,000
2017-08-24	PROLUNG INCEmployee Stock Option (right to buy)A Award	Director	AAward	+70K sh	—	—	70,000
2017-08-21	EMMAEmmaus Life Sciences, Inc. · Employee Stock Option (right to buy)A Award	Director	AAward	+75K sh	—	—	75,000
2017-08-21	EMMAEmmaus Life Sciences, Inc. · Employee Stock Option (right to buy)A Award	Director	AAward	+50K sh	—	—	50,000
2017-08-08	EMMAEmmaus Life Sciences, Inc. · Employee Stock Option (right to buy)A Award	Director	AAward	+8,000 sh	—	—	40,000
2017-07-14	EMMAEmmaus Life Sciences, Inc.A Award	Director	AAward	+25K sh	—	—	115,526
2017-07-14	EMMAEmmaus Life Sciences, Inc. · Employee Stock Option (right to buy)A Award	Director	AAward	+8,000 sh	—	—	32,000
2017-03-21	RMTIROCKWELL MEDICAL, INC.A Award	Director	AAward	+9,800 sh	—	—	9,800
2017-02-10	PROLUNG INCA Award	Director	AAward	+30K sh	—	—	30,000

Recent filings

Accepted (ET)
May 24
Smith Robin L0001641172-25-008427
SEC(opens sec.gov)
Jun 164
Smith Robin L0000899243-23-015880
SEC(opens sec.gov)
Aug 184
Smith Robin L0000899243-22-029203
SEC(opens sec.gov)
Jul 154
Smith Robin L0000899243-22-026186
SEC(opens sec.gov)
Sep 134
Smith Robin L0001213900-21-047758
SEC(opens sec.gov)
Sep 34
Smith Robin L0001209191-21-054841
SEC(opens sec.gov)
Aug 304
Smith Robin L0001209191-21-053985
SEC(opens sec.gov)
Jul 204
Smith Robin L0001209191-21-047512
SEC(opens sec.gov)
Jun 154
Smith Robin L0000850261-20-000039
SEC(opens sec.gov)
May 214
Smith Robin L0001628280-20-008222
SEC(opens sec.gov)
May 144
Smith Robin L0001628280-20-007831
SEC(opens sec.gov)
Mar 64
Smith Robin L0001123292-20-000488
SEC(opens sec.gov)
Mar 54
Smith Robin L0000850261-20-000029
SEC(opens sec.gov)

Companies

Address

C/O NEOSTEM, INC. 420 LEXINGTON AVENUE, SUITE 450

NEW YORK, NY, 10170