STONE SHELDON M

CIK 00013726761 companyLOS ANGELES, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001372676

Recent Transactions

31 trades

Disposition to Issuer
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2019-09-30−1,623,351→ 6,493,406 total
Disposition to Issuer
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2019-09-30−6,493,406→ 0 total
Disposition to Issuer
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2019-09-30+101,009→ 0 total
Gift
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2019-05-16−600,000→ 101,009 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2019-05-15−600,000→ 8,116,757 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2019-05-15+600,000→ 701,009 total
Gift
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2018-08-09−250,000→ 101,009 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2018-08-08+250,000→ 351,009 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2018-08-08−250,000→ 8,716,757 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2018-02-12$43.95/sh−558,466→ 8,966,757 total
Gift
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2017-08-18−375,000→ 101,009 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2017-08-17−375,000→ 9,525,223 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2017-08-17+375,000→ 476,009 total
Gift
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2015-11-20−150,000→ 101,009 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2015-11-19+150,000→ 251,009 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2015-11-19−150,000→ 9,900,223 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2015-11-16−69,986→ 10,050,223 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2015-11-16+100,000→ 101,009 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2015-03-11$51.70/sh−68,674→ 10,120,209 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2015-03-06$51.70/sh−455,960→ 10,188,883 total
Gift
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2014-11-19−100,000→ 1,009 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2014-11-18+100,000→ 101,009 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2014-11-18−100,000→ 10,644,843 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2014-03-10$59.33/sh−554,900→ 10,744,843 total
Gift
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2013-11-21−150,000→ 1,009 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2013-11-20−150,000→ 11,299,743 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
Class A Units
2013-11-20+150,000→ 151,009 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2013-06-05−1,004,471→ 11,449,743 total
Gift
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2012-04-27+12,454,214→ 9,900,223 total
Gift
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2012-04-27−12,454,214→ 0 total
Exercise/Conversion
Brookfield Oaktree Holdings, LLC$OAK-PA
OCGH Units
2012-04-17−565,217→ 12,454,214 total

Companies

Brookfield Oaktree Holdings, LLC
Director, Principal
$OAK-PA

Recent Filings

Address

C/O OAKTREE CAPITAL GROUP, LLC 333 SOUTH GRAND AVENUE, 28TH FLOOR

LOS ANGELES, CA, 90071

View on SEC.gov