Insider · CIK 0001374187

Brog Timothy

Reports to the SEC for 5 companies · EL SEGUNDO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001374187

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-02-22	RBCNRubicon Technology, Inc.S Sale	Director	SSale	−52.6K sh	$1.51	−$79.5K	4,969
2022-08-19	RBCNRubicon Technology, Inc.S Sale	Director	SSale	−58.3K sh	$20.00	−$1.17M	57,593
2022-07-18	RBCNRubicon Technology, Inc.F Tax Payment	Director	FTax Payment	−6,346 sh	$16.06	−$102K	115,908
2022-07-18	RBCNRubicon Technology, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+12.5K sh	—	—	122,254
2022-07-13	RBCNRubicon Technology, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+12.5K sh	—	—	116,100
2022-07-13	RBCNRubicon Technology, Inc.F Tax Payment	Director	FTax Payment	−6,346 sh	$15.84	−$101K	109,754
2021-12-28	RBCNRubicon Technology, Inc. · Restricted Stock UnitsA Award	Director	AAward	+25K sh	—	—	25,000
2021-04-06	RBCNRubicon Technology, Inc.F Tax Payment	Director	FTax Payment	−15K sh	$10.81	−$162K	103,600
2021-04-06	RBCNRubicon Technology, Inc.A Award	Director	AAward	+31.6K sh	—	—	118,550
2020-10-19	RBCNRubicon Technology, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+17.3K sh	—	—	92,280
2020-10-19	RBCNRubicon Technology, Inc.F Tax Payment	Director	FTax Payment	−5,280 sh	$8.50	−$44.9K	87,000
2019-09-30	RBCNRubicon Technology, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+49K sh	—	—	96,000
2019-09-30	RBCNRubicon Technology, Inc.F Tax Payment	Director	FTax Payment	−21K sh	$9.09	−$191K	75,000
2019-06-11	RBCNRubicon Technology, Inc.P Purchase	Director	PPurchase	+2,051 sh	$8.08	+$16.6K	47,000
2019-06-07	RBCNRubicon Technology, Inc.P Purchase	Director	PPurchase	+349 sh	$8.04	+$2,805.96	44,949
2019-06-06	RBCNRubicon Technology, Inc.P Purchase	Director	PPurchase	+7,600 sh	$8.00	+$60.8K	44,600
2018-01-01	RBCNRubicon Technology, Inc. · Restricted Stock UnitsA Award	Director	AAward	+30.9K sh	—	—	45,000
2017-06-09	RBCNRubicon Technology, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+15K sh	—	—	42,759
2017-06-09	RBCNRubicon Technology, Inc.F Tax Payment	Director	FTax Payment	−5,759 sh	$9.52	−$54.8K	37,000
2017-05-12	RBCNRubicon Technology, Inc. · Restricted Stock UnitsJ Other	Director	JOther	−30.9K sh	—	—	29,098
2017-04-06	RBCNRubicon Technology, Inc.F Tax Payment	Director	FTax Payment	−138K sh	$0.80	−$110K	277,594
2017-04-06	RBCNRubicon Technology, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+300K sh	—	—	415,594
2017-03-31	RBCNRubicon Technology, Inc.A Award	Director	AAward	+9,020 sh	—	—	115,594
2017-03-15	RBCNRubicon Technology, Inc. · Restricted Stock UnitsA Award	Director	AAward	+900K sh	—	—	900,000
2016-07-01	RBCNRubicon Technology, Inc.A Award	Director	AAward	+2,022 sh	—	—	106,574
2016-05-26	RBCNRubicon Technology, Inc.A Award	Director	AAward	+73.5K sh	—	—	73,529
2016-05-26	RBCNRubicon Technology, Inc.A Award	Director	AAward	+31K sh	—	—	104,552
2015-02-12	PEERLESS SYSTEMS CORPOptions to acquire common stockD Disposition to Issuer	Director, Chief Executive Officer, 10% Owner	DDisposition to Issuer	−10K sh	$5.12	−$51.2K	0
2015-02-12	PEERLESS SYSTEMS CORPU Disposition from Tender	Director, Chief Executive Officer, 10% Owner	UDisposition from Tender	−462K sh	—	—	0
2015-02-12	PEERLESS SYSTEMS CORPOptions to acquire common stockD Disposition to Issuer	Director, Chief Executive Officer, 10% Owner	DDisposition to Issuer	−100K sh	$5.17	−$517K	0
2015-02-12	PEERLESS SYSTEMS CORPOptions to acquire common stockD Disposition to Issuer	Director, Chief Executive Officer, 10% Owner	DDisposition to Issuer	−30K sh	$4.71	−$141K	0
2015-02-12	PEERLESS SYSTEMS CORPOptions to acquireD Disposition to Issuer	Director, Chief Executive Officer, 10% Owner	DDisposition to Issuer	−50K sh	$3.01	−$151K	0
2015-02-12	PEERLESS SYSTEMS CORPOptions to acquire common stockD Disposition to Issuer	Director, Chief Executive Officer, 10% Owner	DDisposition to Issuer	−10K sh	$4.23	−$42.3K	0
2015-02-12	PEERLESS SYSTEMS CORPOptions to acquire common stockD Disposition to Issuer	Director, Chief Executive Officer, 10% Owner	DDisposition to Issuer	−50K sh	$4.76	−$238K	0
2015-02-12	PEERLESS SYSTEMS CORPOptions to acquire common stockD Disposition to Issuer	Director, Chief Executive Officer, 10% Owner	DDisposition to Issuer	−10K sh	$5.05	−$50.5K	0
2014-09-23	PEERLESS SYSTEMS CORPF Tax Payment	Director, Chief Executive Officer, 10% Owner	FTax Payment	−60.7K sh	$4.48	−$272K	461,511
2013-07-31	PEERLESS SYSTEMS CORPF Tax Payment	Director, Chief Executive Officer, 10% Owner	FTax Payment	−21.3K sh	$3.76	−$80K	522,167
2013-07-11	PEERLESS SYSTEMS CORPD Disposition to Issuer	Director, Chief Executive Officer, 10% Owner	DDisposition to Issuer	−150K sh	—	—	543,448
2013-07-11	PEERLESS SYSTEMS CORPA Award	Director, Chief Executive Officer, 10% Owner	AAward	+250K sh	—	—	543,448
2012-06-20	PEERLESS SYSTEMS CORPP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+4,783 sh	$3.75	+$17.9K	443,448
2012-06-19	PEERLESS SYSTEMS CORPP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+4,965 sh	$3.75	+$18.6K	438,665
2012-03-12	PEERLESS SYSTEMS CORPOptions to acquire common stockA Award	Director, Chief Executive Officer, 10% Owner	AAward	+50K sh	—	—	50,000
2011-03-16	PEERLESS SYSTEMS CORPA Award	Director, Chief Executive Officer, 10% Owner	AAward	+20K sh	—	—	433,700
2010-08-26	PEERLESS SYSTEMS CORPA Award	Director, Chief Executive Officer, 10% Owner	AAward	+200K sh	—	—	413,700
2010-06-23	PEERLESS SYSTEMS CORPOptions to acquire common stockA Award	Director, Chief Executive Officer, 10% Owner	AAward	+10K sh	—	—	10,000
2010-06-23	PEERLESS SYSTEMS CORPA Award	Director, Chief Executive Officer, 10% Owner	AAward	+10K sh	—	—	213,700
2009-09-15	PEERLESS SYSTEMS CORPOptions to acquire common stockA Award	Director, Chief Executive Officer, 10% Owner	AAward	+50K sh	—	—	50,000
2009-09-15	PEERLESS SYSTEMS CORPA Award	Director, Chief Executive Officer, 10% Owner	AAward	+30K sh	—	—	203,690
2009-06-12	PEERLESS SYSTEMS CORPP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+15.1K sh	$1.97	+$29.7K	173,690
2009-06-05	PEERLESS SYSTEMS CORPOptions to acquire common stockA Award	Director, Chief Executive Officer, 10% Owner	AAward	+10K sh	—	—	10,000

Recent filings

Accepted (ET)
Feb 244
Brog Timothy0001213900-23-014129
SEC(opens sec.gov)
Aug 224
Brog Timothy0001213900-22-049871
SEC(opens sec.gov)
Jul 194
Brog Timothy0001213900-22-040347
SEC(opens sec.gov)
Jul 154
Brog Timothy0001213900-22-039690
SEC(opens sec.gov)
Dec 294
Brog Timothy0001213900-21-067936
SEC(opens sec.gov)
Apr 74
Brog Timothy0001213900-21-020528
SEC(opens sec.gov)
Oct 204
Brog Timothy0001213900-20-032368
SEC(opens sec.gov)
Oct 24
Brog Timothy0001213900-19-019531
SEC(opens sec.gov)
Jun 124
Brog Timothy0001213900-19-010566
SEC(opens sec.gov)
Jun 104
Brog Timothy0001213900-19-010404
SEC(opens sec.gov)
Jan 24
Brog Timothy0001213900-18-000023
SEC(opens sec.gov)
Jun 134
Rubicon Technology, Inc.0001213900-17-006411
SEC(opens sec.gov)
May 154
Rubicon Technology, Inc.0001213900-17-005229
SEC(opens sec.gov)

Companies

Address

C/O PEERLESS SYSTEMS CORPORATION 2381 ROSECRANS AVENUE

EL SEGUNDO, CA, 90245