Insider · CIK 0001379140

Corless R Jon

Reports to the SEC for 1 company · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001379140

Forms 4 and 5

Insider transactions

19 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-06-23	BCICBCP Investment CorpF Tax Payment	Chief Investment Officer	FTax Payment	−2,436 sh	$3.26	−$7,941.36	99,966
2018-06-20	BCICBCP Investment CorpF Tax Payment	Chief Investment Officer	FTax Payment	−2,886 sh	$3.24	−$9,350.64	102,402
2017-09-19	BCICBCP Investment CorpA Award	Chief Investment Officer	AAward	+10.1K sh	—	—	105,288
2017-06-23	BCICBCP Investment CorpF Tax Payment	Chief Investment Officer	FTax Payment	−2,651 sh	$3.47	−$9,198.97	95,231
2017-06-20	BCICBCP Investment CorpF Tax Payment	Chief Investment Officer	FTax Payment	−3,141 sh	$3.40	−$10.7K	97,882
2017-05-05	BCICBCP Investment CorpF Tax Payment	Chief Investment Officer	FTax Payment	−5,134 sh	$3.66	−$18.8K	101,023
2016-06-23	BCICBCP Investment CorpF Tax Payment	Chief Investment Officer	FTax Payment	−2,651 sh	$3.80	−$10.1K	106,157
2016-06-20	BCICBCP Investment CorpF Tax Payment	Chief Investment Officer	FTax Payment	−3,141 sh	$3.75	−$11.8K	108,808
2016-05-06	BCICBCP Investment CorpF Tax Payment	Chief Investment Officer	FTax Payment	−5,134 sh	$3.33	−$17.1K	111,949
2015-06-23	BCICBCP Investment CorpA Award	Chief Investment Officer	AAward	+28.7K sh	—	—	117,083
2015-06-20	BCICBCP Investment CorpF Tax Payment	Chief Investment Officer	FTax Payment	−3,141 sh	$6.07	−$19.1K	88,395
2013-11-13	BCICBCP Investment CorpA Award	Chief Investment Officer	AAward	+5,000 sh	$8.04	+$40.2K	57,543
2013-05-06	BCICBCP Investment CorpA Award	Chief Investment Officer	AAward	+27.8K sh	—	—	52,543
2012-11-29	BCICBCP Investment CorpD Disposition to Issuer	Chief Investment Officer	DDisposition to Issuer	−5,160 sh	$8.62	−$44.5K	44,756
2012-11-29	BCICBCP Investment CorpD Disposition to Issuer	Chief Investment Officer	DDisposition to Issuer	−6,000 sh	$8.65	−$51.9K	38,765
2012-11-29	BCICBCP Investment CorpD Disposition to Issuer	Chief Investment Officer	DDisposition to Issuer	−8,000 sh	$8.67	−$69.4K	30,765
2012-11-29	BCICBCP Investment CorpD Disposition to Issuer	Chief Investment Officer	DDisposition to Issuer	−2,000 sh	$8.70	−$17.4K	28,765
2012-11-29	BCICBCP Investment CorpD Disposition to Issuer	Chief Investment Officer	DDisposition to Issuer	−2,000 sh	$8.71	−$17.4K	26,765
2012-11-29	BCICBCP Investment CorpD Disposition to Issuer	Chief Investment Officer	DDisposition to Issuer	−2,000 sh	$8.74	−$17.5K	24,765

Recent filings

Accepted (ET)
Jun 274
Corless R Jon0001144204-18-036098
SEC(opens sec.gov)
Jun 214
Corless R Jon0001144204-18-035136
SEC(opens sec.gov)
Sep 204
Corless R Jon0001144204-17-048947
SEC(opens sec.gov)
Jun 274
KCAP Financial, Inc.0001144204-17-034408
SEC(opens sec.gov)
Jun 224
KCAP Financial, Inc.0001144204-17-033574
SEC(opens sec.gov)
May 94
KCAP Financial, Inc.0001144204-17-025421
SEC(opens sec.gov)
Jun 294
KCAP Financial, Inc.0001144204-16-110417
SEC(opens sec.gov)
May 104
KCAP Financial, Inc.0001144204-16-100334
SEC(opens sec.gov)
Jun 234
KCAP Financial, Inc.0001144204-15-038729
SEC(opens sec.gov)
Nov 144
KCAP Financial, Inc.0001144204-13-061643
SEC(opens sec.gov)
May 214
Corless R Jon0001144204-13-030898
SEC(opens sec.gov)
Dec 34
Corless R Jon0001144204-12-066175
SEC(opens sec.gov)

Companies

BCP Investment CorpChief Investment OfficerBCIC

Address

C/O KCAP FINANCIAL INC. 295 MADISON AVENUE, 6TH FLOOR

NEW YORK, NY, 10017