Insider · CIK 0001379325

CALDWELL LISA J

Reports to the SEC for 2 companies · CHICAGO, IL

sec.gov

Transactions

Companies

Filings

CIK

0001379325

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-01-29	ORIOLD REPUBLIC INTERNATIONAL CORPF Tax Payment	Director	FTax Payment	−841 sh	$39.05	−$32.8K	13,822
2026-01-29	ORIOLD REPUBLIC INTERNATIONAL CORPA Award	Director	AAward	+1,918 sh	—	—	14,663
2025-01-29	ORIOLD REPUBLIC INTERNATIONAL CORPA Award	Director	AAward	+2,039 sh	—	—	12,745
2022-05-27	ORIOLD REPUBLIC INTERNATIONAL CORPP Purchase	Director	PPurchase	+9,920 sh	$23.63	+$234K	10,706
2021-09-01	ORIOLD REPUBLIC INTERNATIONAL CORPP Purchase	Director	PPurchase	+576 sh	$25.98	+$15K	786
2017-07-25	REYNOLDS AMERICAN INCD Disposition to Issuer	EVP & Chief HR Officer	DDisposition to Issuer	−18.1K sh	—	—	0
2017-07-25	REYNOLDS AMERICAN INCA Award	EVP & Chief HR Officer	AAward	+657 sh	—	—	657
2017-07-25	REYNOLDS AMERICAN INCD Disposition to Issuer	EVP & Chief HR Officer	DDisposition to Issuer	−48.5K sh	—	—	0
2017-07-25	REYNOLDS AMERICAN INCD Disposition to Issuer	EVP & Chief HR Officer	DDisposition to Issuer	−39.7K sh	—	—	0
2017-07-25	REYNOLDS AMERICAN INCA Award	EVP & Chief HR Officer	AAward	+1,040 sh	—	—	1,697
2017-07-25	REYNOLDS AMERICAN INCA Award	EVP & Chief HR Officer	AAward	+25.9K sh	—	—	25,894
2017-07-25	REYNOLDS AMERICAN INCA Award	EVP & Chief HR Officer	AAward	+18.1K sh	—	—	18,119
2017-07-25	REYNOLDS AMERICAN INCD Disposition to Issuer	EVP & Chief HR Officer	DDisposition to Issuer	−657 sh	—	—	1,040
2017-07-25	REYNOLDS AMERICAN INCA Award	EVP & Chief HR Officer	AAward	+22.7K sh	—	—	48,546
2017-07-25	REYNOLDS AMERICAN INCD Disposition to Issuer	EVP & Chief HR Officer	DDisposition to Issuer	−1,040 sh	—	—	0
2017-03-14	REYNOLDS AMERICAN INCG Gift	EVP & Chief HR Officer	GGift	−1,658 sh	—	—	39,674
2017-03-13	REYNOLDS AMERICAN INCS Sale	EVP & Chief HR Officer	SSale	−1,216 sh	$60.71	−$73.8K	0
2017-03-13	REYNOLDS AMERICAN INCS Sale	EVP & Chief HR Officer	SSale	−26.9K sh	$60.68	−$1.63M	41,332
2017-03-03	REYNOLDS AMERICAN INCF Tax Payment	EVP & Chief HR Officer	FTax Payment	−684 sh	$61.39	−$42K	1,216
2017-03-03	REYNOLDS AMERICAN INCF Tax Payment	EVP & Chief HR Officer	FTax Payment	−23.8K sh	$61.39	−$1.46M	68,220
2017-02-15	REYNOLDS AMERICAN INCG Gift	EVP & Chief HR Officer	GGift	−9,171 sh	—	—	92,876
2017-02-15	REYNOLDS AMERICAN INCG Gift	EVP & Chief HR Officer	GGift	−840 sh	—	—	92,036
2017-02-01	REYNOLDS AMERICAN INCA Award	EVP & Chief HR Officer	AAward	+1,900 sh	—	—	1,900
2017-02-01	REYNOLDS AMERICAN INCA Award	EVP & Chief HR Officer	AAward	+50.7K sh	—	—	102,047
2016-03-11	REYNOLDS AMERICAN INCS Sale	EVP & Chief HR Officer	SSale	−752 sh	$51.96	−$39.1K	51,343
2016-03-11	REYNOLDS AMERICAN INCS Sale	EVP & Chief HR Officer	SSale	−2,007 sh	$51.19	−$103K	0
2016-03-11	REYNOLDS AMERICAN INCS Sale	EVP & Chief HR Officer	SSale	−30.7K sh	$51.17	−$1.57M	52,095
2016-03-04	REYNOLDS AMERICAN INCG Gift	EVP & Chief HR Officer	GGift	−1,990 sh	—	—	85,815
2016-03-04	REYNOLDS AMERICAN INCG Gift	EVP & Chief HR Officer	GGift	−2,980 sh	—	—	82,835
2016-03-04	REYNOLDS AMERICAN INCG Gift	EVP & Chief HR Officer	GGift	−4,961 sh	—	—	87,805
2016-03-01	REYNOLDS AMERICAN INCF Tax Payment	EVP & Chief HR Officer	FTax Payment	−26.7K sh	$50.49	−$1.35M	92,766
2016-03-01	REYNOLDS AMERICAN INCF Tax Payment	EVP & Chief HR Officer	FTax Payment	−996 sh	$50.49	−$50.3K	2,007
2016-02-03	REYNOLDS AMERICAN INCA Award	EVP & Chief HR Officer	AAward	+3,003 sh	—	—	3,003
2016-02-03	REYNOLDS AMERICAN INCA Award	EVP & Chief HR Officer	AAward	+58.2K sh	—	—	119,491
2015-10-29	REYNOLDS AMERICAN INCG Gift	EVP & Chief HR Officer	GGift	−3,160 sh	—	—	61,274
2015-10-29	REYNOLDS AMERICAN INCG Gift	EVP & Chief HR Officer	GGift	−5,260 sh	—	—	64,434
2015-03-11	REYNOLDS AMERICAN INCS Sale	EVP & Chief HR Officer	SSale	−965 sh	$70.01	−$67.6K	0
2015-03-11	REYNOLDS AMERICAN INCS Sale	EVP & Chief HR Officer	SSale	−13.5K sh	$69.99	−$946K	34,847
2015-03-03	REYNOLDS AMERICAN INCS Sale	EVP & Chief HR Officer	SSale	−835 sh	$75.58	−$63.1K	965
2015-03-01	REYNOLDS AMERICAN INCF Tax Payment	EVP & Chief HR Officer	FTax Payment	−469 sh	$75.62	−$35.5K	1,800
2015-03-01	REYNOLDS AMERICAN INCF Tax Payment	EVP & Chief HR Officer	FTax Payment	−10.8K sh	$75.62	−$817K	48,365
2015-02-04	REYNOLDS AMERICAN INCS Sale	EVP & Chief HR Officer	SSale	−835 sh	$69.83	−$58.3K	835
2015-02-04	REYNOLDS AMERICAN INCA Award	EVP & Chief HR Officer	AAward	+1,434 sh	—	—	2,269
2015-02-04	REYNOLDS AMERICAN INCA Award	EVP & Chief HR Officer	AAward	+24.3K sh	—	—	59,167
2015-01-05	REYNOLDS AMERICAN INCS Sale	EVP & Chief HR Officer	SSale	−835 sh	$63.79	−$53.3K	1,670
2014-12-05	REYNOLDS AMERICAN INCS Sale	EVP & Chief HR Officer	SSale	−835 sh	$66.98	−$55.9K	2,505
2014-11-05	REYNOLDS AMERICAN INCS Sale	EVP & Chief HR Officer	SSale	−835 sh	$64.79	−$54.1K	3,340
2014-10-08	REYNOLDS AMERICAN INCS Sale	EVP & Chief HR Officer	SSale	−835 sh	$60.00	−$50.1K	4,175
2014-03-12	REYNOLDS AMERICAN INCS Sale	EVP & Chief HR Officer	SSale	−14.1K sh	$53.48	−$754K	34,847
2014-03-01	REYNOLDS AMERICAN INCF Tax Payment	EVP & Chief HR Officer	FTax Payment	−487 sh	$50.83	−$24.8K	6,032

Recent filings

Accepted (ET)
Feb 24
CALDWELL LISA J0001379325-26-000002
SEC(opens sec.gov)
Jan 314
CALDWELL LISA J0000074260-25-000012
SEC(opens sec.gov)
May 314
CALDWELL LISA J0000074260-22-000042
SEC(opens sec.gov)
Sep 24
CALDWELL LISA J0000074260-21-000094
SEC(opens sec.gov)
Jul 264
CALDWELL LISA J0000899243-17-019019
SEC(opens sec.gov)
Mar 144
REYNOLDS AMERICAN INC0001275283-17-000050
SEC(opens sec.gov)
Mar 64
REYNOLDS AMERICAN INC0001275283-17-000032
SEC(opens sec.gov)

Companies

Address

307 N. MICHIGAN AVENUE SUITE 2300

CHICAGO, IL, 60601