Insider · CIK 0001384061

Newman Stephen L

Reports to the SEC for 4 companies · DALLAS, TX

sec.gov

Transactions

Companies

Filings

CIK

0001384061

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-07-27	HANSEN MEDICAL INCD Disposition to Issuer	Director	DDisposition to Issuer	−19.4K sh	$4.00	−$77.5K	0
2015-06-15	HANSEN MEDICAL INCCommon Stock (Right to Buy)A Award	Director	AAward	+60K sh	—	—	60,000
2014-08-25	HANSEN MEDICAL INCM Exercise/Conversion	Director	MExercise/Conversion	+65K sh	$1.13	+$73.5K	193,861
2014-08-25	HANSEN MEDICAL INCWarrant (Right to Buy Common Stock)M Exercise/Conversion	Director	MExercise/Conversion	−65K sh	—	—	0
2014-07-30	HANSEN MEDICAL INCWarrant (Right to Buy Common Stock)D Disposition to Issuer	Director	DDisposition to Issuer	−32.5K sh	—	—	0
2014-07-30	HANSEN MEDICAL INCWarrant (Right to Buy Common Stock)D Disposition to Issuer	Director	DDisposition to Issuer	−32.5K sh	—	—	0
2014-07-30	HANSEN MEDICAL INCWarrant (Right to Buy Common Stock)A Award	Director	AAward	+65K sh	—	—	65,040
2014-07-30	HANSEN MEDICAL INCWarrant (Right to Buy Common Stock)A Award	Director	AAward	+20K sh	—	—	20,000
2014-03-19	CADENCE PHARMACEUTICALS INCstock option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−37.5K sh	$8.60	−$323K	0
2014-02-26	HANSEN MEDICAL INCX Exercise of In-Money	Director	XExercise of In-Money	+32.5K sh	$1.23	+$40K	120,821
2014-02-26	HANSEN MEDICAL INCWarrant (Right to Buy)X Exercise of In-Money	Director	XExercise of In-Money	−32.5K sh	—	—	0
2013-10-24	OPTIMER PHARMACEUTICALS INCD Disposition to Issuer	Director	DDisposition to Issuer	−7,500 sh	$10.75	−$80.6K	0
2013-07-30	HANSEN MEDICAL INCP Purchase	Director	PPurchase	+81.3K sh	$1.23	+$100K	88,301
2013-07-30	HANSEN MEDICAL INCWarrant (Right to Buy Common Stock)P Purchase	Director	PPurchase	+32.5K sh	$0.13	+$4,065	32,520
2013-07-30	HANSEN MEDICAL INCWarrant (Right to Buy Common Stock)P Purchase	Director	PPurchase	+32.5K sh	$0.13	+$4,065	32,520
2013-07-30	HANSEN MEDICAL INCWarrant (Right to Buy Common Stock)P Purchase	Director	PPurchase	+32.5K sh	$0.13	+$4,065	32,520
2013-05-30	HANSEN MEDICAL INCStock Option (Right to Buy)A Award	Director	AAward	+30K sh	—	—	30,000
2013-05-13	HANSEN MEDICAL INCP Purchase	Director	PPurchase	+7,000 sh	$1.66	+$11.6K	7,000
2013-03-13	CADENCE PHARMACEUTICALS INCStock option (right to buy)A Award	Director	AAward	+37.5K sh	—	—	37,500
2013-01-01	OPTIMER PHARMACEUTICALS INCA Award	Director	AAward	+7,500 sh	—	—	7,500
2012-07-25	HANSEN MEDICAL INCStock Option (right to buy)A Award	Director	AAward	+30K sh	—	—	30,000
2012-07-23	OPTIMER PHARMACEUTICALS INCStock option (right to buy)A Award	Director	AAward	+20K sh	—	—	20,000
2011-03-06	THCTENET HEALTHCARE CORPA Award	Chief Operating Officer	AAward	+40.8K sh	—	—	419,177
2011-03-06	THCTENET HEALTHCARE CORPF Tax Payment	Chief Operating Officer	FTax Payment	−14.9K sh	$7.18	−$107K	404,293
2011-03-06	THCTENET HEALTHCARE CORP · 2008 March Restricted UnitsD Disposition to Issuer	Chief Operating Officer	DDisposition to Issuer	−40.8K sh	—	—	0
2011-02-25	THCTENET HEALTHCARE CORPA Award	Chief Operating Officer	AAward	+46.5K sh	—	—	365,742
2011-02-25	THCTENET HEALTHCARE CORPF Tax Payment	Chief Operating Officer	FTax Payment	−17K sh	$7.07	−$120K	348,791
2011-02-25	THCTENET HEALTHCARE CORPA Award	Chief Operating Officer	AAward	+46.5K sh	—	—	395,294
2011-02-25	THCTENET HEALTHCARE CORPF Tax Payment	Chief Operating Officer	FTax Payment	−17K sh	$7.07	−$120K	378,343
2011-02-25	THCTENET HEALTHCARE CORP · 2010 February Performance-Based Option (Right to Buy)A Award	Chief Operating Officer	AAward	+80.8K sh	—	—	80,819
2011-02-25	THCTENET HEALTHCARE CORP · 2010 February Performance-Based Restricted UnitsA Award	Chief Operating Officer	AAward	+93K sh	—	—	93,006
2011-02-25	THCTENET HEALTHCARE CORP · 2010 February Restricted UnitsD Disposition to Issuer	Chief Operating Officer	DDisposition to Issuer	−46.5K sh	—	—	93,006
2011-02-23	THCTENET HEALTHCARE CORP · 2011 February Restricted Stock UnitsA Award	Chief Operating Officer	AAward	+120K sh	—	—	119,565
2010-03-06	THCTENET HEALTHCARE CORPM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+40.8K sh	—	—	334,123
2010-03-06	THCTENET HEALTHCARE CORPF Tax Payment	Chief Operating Officer	FTax Payment	−14.9K sh	$5.51	−$82K	319,239
2010-03-06	THCTENET HEALTHCARE CORP · 2008 March Restricted UnitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−40.8K sh	—	—	40,834
2010-03-01	THCTENET HEALTHCARE CORPM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+20K sh	—	—	281,515
2010-03-01	THCTENET HEALTHCARE CORPF Tax Payment	Chief Operating Officer	FTax Payment	−7,290 sh	$5.27	−$38.4K	274,225
2010-03-01	THCTENET HEALTHCARE CORPM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+30K sh	—	—	304,225
2010-03-01	THCTENET HEALTHCARE CORPF Tax Payment	Chief Operating Officer	FTax Payment	−10.9K sh	$5.27	−$57.6K	293,290
2010-03-01	THCTENET HEALTHCARE CORP · 2007 March Restricted UnitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−20K sh	—	—	0
2010-03-01	THCTENET HEALTHCARE CORP · 2007 Performance Based Restricted Units (N)M Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−30K sh	—	—	0
2010-02-25	THCTENET HEALTHCARE CORP · 2010 February Option (Right to Buy)A Award	Chief Operating Officer	AAward	+80.8K sh	—	—	80,819
2010-02-25	THCTENET HEALTHCARE CORP · 2010 February Restricted UnitsA Award	Chief Operating Officer	AAward	+140K sh	—	—	139,509
2010-01-01	THCTENET HEALTHCARE CORPM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+16.8K sh	$5.39	+$90.6K	266,121
2010-01-01	THCTENET HEALTHCARE CORPF Tax Payment	Chief Operating Officer	FTax Payment	−4,444 sh	$5.39	−$24K	261,677
2010-01-01	THCTENET HEALTHCARE CORP · 2007 January Restricted UnitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−16.8K sh	$5.39	−$90.6K	0
2010-01-01	THCTENET HEALTHCARE CORPM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+16.8K sh	$5.39	+$90.6K	266,121
2010-01-01	THCTENET HEALTHCARE CORPF Tax Payment	Chief Operating Officer	FTax Payment	−5,356 sh	$5.39	−$28.9K	260,765
2010-01-01	THCTENET HEALTHCARE CORP · 2007 January Restricted UnitsM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−16.8K sh	$5.39	−$90.6K	0

Recent filings

Accepted (ET)
Jul 294
HANSEN MEDICAL INC0001276591-16-000063
SEC(opens sec.gov)
Jun 154
HANSEN MEDICAL INC0001209191-15-053478
SEC(opens sec.gov)
Aug 264
HANSEN MEDICAL INC0001181431-14-030204
SEC(opens sec.gov)
Jul 314
HANSEN MEDICAL INC0001181431-14-027954
SEC(opens sec.gov)
Mar 214
CADENCE PHARMACEUTICALS INC0001209191-14-022402
SEC(opens sec.gov)
Feb 284
HANSEN MEDICAL INC0001181431-14-010000
SEC(opens sec.gov)
Oct 284
OPTIMER PHARMACEUTICALS INC0001142576-13-000022
SEC(opens sec.gov)
Aug 14
HANSEN MEDICAL INC0001181431-13-042319
SEC(opens sec.gov)
Jun 34
HANSEN MEDICAL INC0001181431-13-032110
SEC(opens sec.gov)
May 154
Newman Stephen L0001181431-13-027956
SEC(opens sec.gov)
Mar 154
Newman Stephen L0001209191-13-016902
SEC(opens sec.gov)
Jan 34
Newman Stephen L0001209191-13-001130
SEC(opens sec.gov)

Companies

Address

13737 NOEL ROAD

DALLAS, TX, 75240