Insider · CIK 0001388862

Novak Alfred J

Reports to the SEC for 4 companies · MIAMI BEACH, FL

sec.gov

Transactions

Companies

Filings

CIK

0001388862

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-05-01	KTTAPasithea Therapeutics Corp. · Stock Option (right to buy)A Award	Director	AAward	+153K sh	—	—	152,783
2025-10-24	KTTAPasithea Therapeutics Corp. · Stock Option (right to buy)A Award	Director	AAward	+42.9K sh	—	—	42,913
2024-06-13	KTTAPasithea Therapeutics Corp.A Award	Director	AAward	+2,750 sh	$5.62	+$15.5K	3,500
2024-06-12	KTTAPasithea Therapeutics Corp.A Award	Director	AAward	+750 sh	$5.61	+$4,207.5	750
2024-03-01	KTTAPasithea Therapeutics Corp. · Stock Option (right to buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2024-03-01	KTTAPasithea Therapeutics Corp. · Stock Option (right to buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2022-10-21	KTTAPasithea Therapeutics Corp. · Stock Option (to acquire Common Stock)A Award	Director	AAward	+100K sh	—	—	100,000
2022-06-15	LIVNLivaNova PLCF Tax Payment	Director	FTax Payment	−97 sh	$59.94	−$5,814.18	12,617
2022-06-15	LIVNLivaNova PLC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,346 sh	—	—	0
2022-06-15	LIVNLivaNova PLCM Exercise/Conversion	Director	MExercise/Conversion	+1,346 sh	—	—	12,714
2021-11-11	LIVNLivaNova PLCS Sale	Director	SSale	−2,337 sh	$89.17	−$208K	11,368
2021-11-10	LIVNLivaNova PLCS Sale	Director	SSale	−644 sh	$90.77	−$58.5K	13,705
2021-06-29	LIVNLivaNova PLC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,337 sh	—	—	0
2021-06-29	LIVNLivaNova PLCM Exercise/Conversion	Director	MExercise/Conversion	+2,337 sh	—	—	14,349
2021-06-15	LIVNLivaNova PLC · Restricted Stock UnitsA Award	Director	AAward	+1,346 sh	—	—	1,346
2020-06-29	LIVNLivaNova PLC · Restricted Stock UnitsA Award	Director	AAward	+2,337 sh	—	—	2,337
2020-06-18	LIVNLivaNova PLC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,500 sh	—	—	0
2020-06-18	LIVNLivaNova PLCF Tax Payment	Director	FTax Payment	−58 sh	$48.29	−$2,800.82	12,012
2020-06-18	LIVNLivaNova PLCM Exercise/Conversion	Director	MExercise/Conversion	+1,500 sh	—	—	12,070
2020-06-18	LIVNLivaNova PLCF Tax Payment	Director	FTax Payment	−675 sh	$48.29	−$32.6K	11,395
2020-06-16	LIVNLivaNova PLCP Purchase	Director	PPurchase	+1,000 sh	$46.71	+$46.7K	10,570
2019-11-12	Dova Pharmaceuticals Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−6,901 sh	—	—	0
2019-11-12	Dova Pharmaceuticals Inc.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−33K sh	—	—	0
2019-11-12	Dova Pharmaceuticals Inc.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−10K sh	—	—	0
2019-06-18	LIVNLivaNova PLC · Restricted Stock UnitsA Award	Director	AAward	+1,500 sh	—	—	1,500
2019-06-15	LIVNLivaNova PLCM Exercise/Conversion	Director	MExercise/Conversion	+1,048 sh	—	—	10,042
2019-06-15	LIVNLivaNova PLC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,048 sh	—	—	0
2019-06-15	LIVNLivaNova PLCF Tax Payment	Director	FTax Payment	−472 sh	$71.93	−$34K	9,570
2019-05-09	LIVNLivaNova PLCS Sale	Director	SSale	−1,300 sh	$70.63	−$91.8K	8,994
2019-04-26	Dova Pharmaceuticals Inc.Stock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2019-02-05	Dova Pharmaceuticals Inc.A Award	Director	AAward	+6,901 sh	—	—	6,901
2018-12-15	LIVNLivaNova PLCM Exercise/Conversion	Director	MExercise/Conversion	+1,715 sh	—	—	11,065
2018-12-15	LIVNLivaNova PLC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,715 sh	—	—	1,048
2018-12-15	LIVNLivaNova PLCF Tax Payment	Director	FTax Payment	−771 sh	$94.45	−$72.8K	10,294
2018-12-11	LIVNLivaNova PLCS Sale	Director	SSale	−500 sh	$97.16	−$48.6K	9,350
2018-06-19	Dova Pharmaceuticals Inc.Stock Option (Right to Buy)A Award	Director	AAward	+10K sh	—	—	10,000
2018-06-15	LIVNLivaNova PLC · Restricted Stock UnitsA Award	Director	AAward	+1,048 sh	—	—	2,763
2018-06-14	LIVNLivaNova PLCS Sale	Director	SSale	−1,000 sh	$104.43	−$104K	9,850
2018-05-09	LIVNLivaNova PLCS Sale	Director	SSale	−1,000 sh	$84.02	−$84K	10,850
2017-12-15	LIVNLivaNova PLC · Restricted Stock UnitsA Award	Director	AAward	+1,715 sh	—	—	1,715
2017-11-22	LIVNLivaNova PLCS Sale	Director	SSale	−2,000 sh	$85.77	−$172K	11,850
2017-08-05	LIVNLivaNova PLCM Exercise/Conversion	Director	MExercise/Conversion	+3,327 sh	—	—	15,347
2017-08-05	LIVNLivaNova PLCF Tax Payment	Director	FTax Payment	−1,497 sh	$60.41	−$90.4K	13,850
2017-08-05	LIVNLivaNova PLC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,327 sh	—	—	0
2017-05-22	LIVNLivaNova PLCS Sale	Director	SSale	−1,000 sh	$58.49	−$58.5K	12,020
2016-08-05	LIVNLivaNova PLC · Restricted Stock UnitsA Award	Director	AAward	+3,327 sh	—	—	3,327
2016-06-15	LIVNLivaNova PLCM Exercise/Conversion	Director	MExercise/Conversion	+1,209 sh	$48.48	+$58.6K	14,229
2016-06-15	LIVNLivaNova PLCD Disposition to Issuer	Director	DDisposition to Issuer	−1,209 sh	$48.48	−$58.6K	13,020
2016-06-15	LIVNLivaNova PLC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,209 sh	—	—	0
2016-05-06	LIVNLivaNova PLCS Sale	Director	SSale	−4,000 sh	$51.12	−$204K	13,020

Recent filings

Accepted (ET)
May 54
Novak Alfred J0001213900-26-052256
SEC(opens sec.gov)
Oct 274
Novak Alfred J0001213900-25-102680
SEC(opens sec.gov)
Jun 144
Novak Alfred J0001213900-24-053005
SEC(opens sec.gov)
Apr 54/A
Novak Alfred J0001213900-24-030960
SEC(opens sec.gov)
Mar 14
Novak Alfred J0001213900-24-019220
SEC(opens sec.gov)
Oct 244
Novak Alfred J0001213900-22-065696
SEC(opens sec.gov)
Jun 174
Novak Alfred J0001639691-22-000067
SEC(opens sec.gov)
Nov 124
Novak Alfred J0001639691-21-000113
SEC(opens sec.gov)
Jul 14
Novak Alfred J0001639691-21-000076
SEC(opens sec.gov)
Jun 164
Novak Alfred J0001639691-21-000061
SEC(opens sec.gov)
Nov 64/A
Novak Alfred J0001639691-20-000115
SEC(opens sec.gov)
Jul 14
Novak Alfred J0001639691-20-000085
SEC(opens sec.gov)
Jun 224
Novak Alfred J0001639691-20-000073
SEC(opens sec.gov)

Companies

Address

1111 LINCOLN ROAD SUITE 500

MIAMI BEACH, FL, 33139