Insider · CIK 0001391795

Gelbaum David

Reports to the SEC for 18 companies · COSTA MESA,, CA

sec.gov

Transactions

Companies

Filings

CIK

0001391795

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2012-07-12	THERMOENERGY CORPCommon Stock Purchase WarrantJ Other	10% Owner	JOther	+650K sh	—	—	650,000
2012-07-11	THERMOENERGY CORPP Purchase	10% Owner	PPurchase	+650K sh	$0.10	+$65K	8,011,344
2012-04-09	Axion Power International, Inc.S Sale	10% Owner	SSale	−10K sh	$0.43	−$4,290	2,055,352
2012-04-05	Axion Power International, Inc.S Sale	10% Owner	SSale	−12K sh	$0.43	−$5,160	2,065,352
2012-04-04	Axion Power International, Inc.S Sale	10% Owner	SSale	−49K sh	$0.43	−$21K	2,077,352
2012-01-06	EFOIENERGY FOCUS, INC/DES Sale	10% Owner	SSale	−2,400 sh	$0.18	−$444	1,132,480
2011-10-05	Axion Power International, Inc.S Sale	10% Owner	SSale	−5,000 sh	$0.50	−$2,500	3,537,652
2011-10-04	Axion Power International, Inc.S Sale	10% Owner	SSale	−32K sh	$0.46	−$14.8K	3,542,652
2011-10-03	Axion Power International, Inc.S Sale	10% Owner	SSale	−35K sh	$0.47	−$16.4K	3,574,652
2011-09-30	Axion Power International, Inc.S Sale	10% Owner	SSale	−37.8K sh	$0.52	−$19.5K	3,609,652
2011-09-29	Axion Power International, Inc.S Sale	10% Owner	SSale	−6,300 sh	$0.55	−$3,433.5	3,674,452
2011-09-28	Axion Power International, Inc.S Sale	10% Owner	SSale	−6,500 sh	$0.55	−$3,549	3,653,752
2011-09-27	Axion Power International, Inc.S Sale	10% Owner	SSale	−6,500 sh	$0.55	−$3,577.6	3,660,252
2011-09-13	Axion Power International, Inc.S Sale	10% Owner	SSale	−20K sh	$0.65	−$12.9K	3,712,052
2011-09-12	Axion Power International, Inc.S Sale	10% Owner	SSale	−18K sh	$0.64	−$11.5K	3,732,052
2011-09-09	Axion Power International, Inc.S Sale	10% Owner	SSale	−19K sh	$0.64	−$12.1K	3,788,052
2011-09-08	Axion Power International, Inc.S Sale	10% Owner	SSale	−35K sh	$0.64	−$22.4K	3,769,052
2011-09-07	Axion Power International, Inc.S Sale	10% Owner	SSale	−71K sh	$0.66	−$47K	3,804,052
2011-09-06	Axion Power International, Inc.S Sale	10% Owner	SSale	−145K sh	$0.63	−$91.6K	3,875,052
2011-08-03	Axion Power International, Inc.S Sale	10% Owner	SSale	−500K sh	$0.54	−$270K	5,220,714
2011-08-02	Axion Power International, Inc.S Sale	10% Owner	SSale	−14.2K sh	$0.61	−$8,647.386	5,720,714
2011-08-01	Axion Power International, Inc.S Sale	10% Owner	SSale	−30K sh	$0.64	−$19.2K	5,734,904
2011-07-19	Axion Power International, Inc.S Sale	10% Owner	SSale	−64K sh	$0.64	−$40.7K	5,905,399
2011-07-18	Axion Power International, Inc.S Sale	10% Owner	SSale	−17K sh	$0.65	−$11.1K	5,969,399
2011-07-15	Axion Power International, Inc.S Sale	10% Owner	SSale	−10K sh	$0.67	−$6,680	5,986,399
2011-06-27	EFOIENERGY FOCUS, INC/DES Sale	10% Owner	SSale	−3.97M sh	$0.40	−$1.59M	1,134,880
2011-06-17	EFOIENERGY FOCUS, INC/DES Sale	10% Owner	SSale	−3,500 sh	$0.42	−$1,463.7	5,099,880
2011-06-16	EFOIENERGY FOCUS, INC/DES Sale	10% Owner	SSale	−7,800 sh	$0.42	−$3,311.88	5,102,580
2011-06-15	EFOIENERGY FOCUS, INC/DES Sale	10% Owner	SSale	−20K sh	$0.34	−$6,834	5,110,380
2011-06-14	EFOIENERGY FOCUS, INC/DES Sale	10% Owner	SSale	−2,500 sh	$0.51	−$1,267.25	5,130,380
2011-06-02	Axion Power International, Inc.S Sale	10% Owner	SSale	−45K sh	$0.74	−$33.4K	6,448,120
2011-06-01	Axion Power International, Inc.S Sale	10% Owner	SSale	−10K sh	$0.74	−$7,395	6,493,120
2011-05-31	Axion Power International, Inc.S Sale	10% Owner	SSale	−70K sh	$0.73	−$51.2K	6,503,120
2011-05-24	Axion Power International, Inc.S Sale	10% Owner	SSale	−19K sh	$0.79	−$14.9K	6,632,485
2011-05-23	Axion Power International, Inc.S Sale	10% Owner	SSale	−28K sh	$0.80	−$22.3K	6,651,485
2011-05-20	Axion Power International, Inc.S Sale	10% Owner	SSale	−28.7K sh	$0.80	−$23K	6,679,485
2011-05-19	Axion Power International, Inc.S Sale	10% Owner	SSale	−25.2K sh	$0.79	−$20K	6,708,135
2011-05-18	Axion Power International, Inc.S Sale	10% Owner	SSale	−8,000 sh	$0.79	−$6,338.4	6,733,335
2011-05-17	Axion Power International, Inc.S Sale	10% Owner	SSale	−40K sh	$0.77	−$30.8K	6,741,335
2011-05-16	Axion Power International, Inc.S Sale	10% Owner	SSale	−19.8K sh	$0.78	−$15.4K	6,781,335
2011-05-13	Axion Power International, Inc.S Sale	10% Owner	SSale	−17K sh	$0.80	−$13.6K	6,801,135
2011-05-11	Axion Power International, Inc.S Sale	10% Owner	SSale	−24K sh	$0.81	−$19.5K	6,818,135
2011-05-10	Axion Power International, Inc.S Sale	10% Owner	SSale	−16K sh	$0.80	−$12.8K	6,842,135
2011-05-09	Axion Power International, Inc.S Sale	10% Owner	SSale	−16K sh	$0.80	−$12.7K	6,858,135
2011-05-06	EFOIENERGY FOCUS, INC/DES Sale	10% Owner	SSale	−8,000 sh	$0.70	−$5,602.4	5,132,880
2011-05-05	EFOIENERGY FOCUS, INC/DES Sale	10% Owner	SSale	−8,500 sh	$0.70	−$5,965.3	5,140,380
2011-05-04	EFOIENERGY FOCUS, INC/DES Sale	10% Owner	SSale	−16K sh	$0.74	−$11.9K	5,148,880
2011-05-04	Axion Power International, Inc.S Sale	10% Owner	SSale	−13K sh	$0.78	−$10.1K	6,906,135
2011-05-03	Axion Power International, Inc.S Sale	10% Owner	SSale	−17K sh	$0.79	−$13.5K	6,919,135
2011-05-02	Axion Power International, Inc.S Sale	10% Owner	SSale	−14K sh	$0.81	−$11.3K	6,936,135

Recent filings

Accepted (ET)
Jul 124
Gelbaum David0001144204-12-039253
SEC(opens sec.gov)
Apr 164/A
Gelbaum David0001019687-12-001376
SEC(opens sec.gov)
Jan 94
Gelbaum David0001019687-12-000092
SEC(opens sec.gov)
Oct 74
Gelbaum David0001019687-11-003175
SEC(opens sec.gov)
Sep 144
Gelbaum David0001019687-11-002981
SEC(opens sec.gov)
Sep 84
Gelbaum David0001019687-11-002933
SEC(opens sec.gov)
Aug 44
Gelbaum David0001019687-11-002456
SEC(opens sec.gov)

Companies

Address

1835 NEWPORT BLVD. A109-PMB 467

COSTA MESA,, CA, 92627