Allorto Richard T JR

CIK 00013952606 companiesNEW YORK, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001395260

Recent Transactions

23 trades

Purchase
PennantPark Floating Rate Capital Ltd.$PFLT
Common Stock
2024-05-30$11.30/sh+10,000→ 10,000 total
Purchase
PENNANTPARK INVESTMENT CORP$PNNT
Common Stock
2024-03-12$6.80/sh+5,000→ 15,000 total
Purchase
PENNANTPARK INVESTMENT CORP$PNNT
Common Stock
2023-05-15$5.35/sh+10,000→ 10,000 total
Conversion
MEDLEY MANAGEMENT INC.
Medley LLC Units
2021-01-19−73,471→ 0 total
Conversion
MEDLEY MANAGEMENT INC.
Class A Common Stock
2021-01-19+73,471→ 133,224 total
Award
MEDLEY MANAGEMENT INC.
Class A Common Stock
2021-01-15+59,753→ 59,753 total
Disposition to Issuer
MEDLEY MANAGEMENT INC.
Medley LLC Units
2021-01-15−59,753→ 0 total
Award
MEDLEY MANAGEMENT INC.
Medley LLC Units
2020-07-06+92,230→ 1,332,259 total
Award
MEDLEY MANAGEMENT INC.
Medley LLC Units
2019-06-04+335,968→ 1,240,029 total
Award
MEDLEY MANAGEMENT INC.
Medley LLC Units
2018-05-11+49,000→ 825,061 total
Award
MEDLEY MANAGEMENT INC.
Medley LLC Units
2018-05-11+79,000→ 904,061 total
Award
MEDLEY MANAGEMENT INC.
Medley LLC Units
2018-03-28+70,000→ 776,061 total
Award
MEDLEY MANAGEMENT INC.
Medley LLC Units
2017-02-22+50,000→ 656,061 total
Disposition to Issuer
MEDLEY MANAGEMENT INC.
Restricted Stock Units
2017-02-22−50,000→ 0 total
Award
MEDLEY MANAGEMENT INC.
Medley LLC Units
2017-02-22+50,000→ 706,061 total
Award
MEDLEY MANAGEMENT INC.
Restricted Stock Units
2016-03-16+50,000→ 50,000 total
Purchase
PhenixFIN Corp$PFX
Common Stock, par value $0.001 per share
2015-05-28$9.34/sh+5,000→ 20,000 total
Purchase
PhenixFIN Corp$PFX
Common Stock, par value $0.001 per share
2014-12-11$8.99/sh+10,000→ 15,000 total
Purchase
PhenixFIN Corp$PFX
Common Stock, par value $0.001 per share
2011-12-21$9.50/sh+5,000→ 5,000 total
Purchase
SARATOGA INVESTMENT CORP.$SAR
Common Stock
2008-01-23$10.45/sh+500→ 7,680 total
Purchase
SARATOGA INVESTMENT CORP.$SAR
Common Stock
2008-01-22$10.49/sh+200→ 7,180 total
Purchase
SARATOGA INVESTMENT CORP.$SAR
Common Stock
2007-11-02$11.50/sh+5,800→ 6,280 total
Purchase
SARATOGA INVESTMENT CORP.$SAR
Common Stock
2007-11-02$11.50/sh+350→ 6,630 total

Companies

Recent Filings

Address

C/O MEDLEY CAPITAL CORPORATION 375 PARK AVENUE, SUITE 3304

NEW YORK, NY, 10152

View on SEC.gov