Insider · CIK 0001398208

Batzer Max

Reports to the SEC for 3 companies · HOUSTON, TX

sec.gov

Transactions

Companies

Filings

CIK

0001398208

Forms 4 and 5

Insider transactions

28 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-04-30	TRANS WORLD CORPStock Option (right to purchase)D Disposition to Issuer	Director	DDisposition to Issuer	−10K sh	$1.21	−$12.1K	0
2015-04-15	TRANS WORLD CORPStock Option (right to purchase)A Award	Director	AAward	+10K sh	—	—	10,000
2015-04-06	TRANS WORLD CORPStock Option (right to purchase)A Award	Director	AAward	+10K sh	—	—	0
2013-06-12	Summer Infant, Inc.A Award	Director	AAward	+7,500 sh	—	—	30,056
2012-11-12	Summer Infant, Inc.A Award	Director	AAward	+22.6K sh	—	—	0
2010-08-12	CORNELL COMPANIES, INC.Stock option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,250 sh	—	—	0
2010-08-12	CORNELL COMPANIES, INC.D Disposition to Issuer	Director	DDisposition to Issuer	−16.1K sh	—	—	0
2010-07-16	CORNELL COMPANIES, INC.M Exercise/Conversion	Director	MExercise/Conversion	+3,750 sh	$23.08	+$86.6K	40,528
2010-07-16	CORNELL COMPANIES, INC.F Tax Payment	Director	FTax Payment	−24.4K sh	$27.26	−$665K	16,138.79
2010-07-16	CORNELL COMPANIES, INC.Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−15K sh	—	—	0
2010-07-16	CORNELL COMPANIES, INC.D Disposition to Issuer	Director	DDisposition to Issuer	−0.79 sh	$27.26	−$21.535	16,138
2010-07-16	CORNELL COMPANIES, INC.Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−3,750 sh	—	—	1,250
2010-07-16	CORNELL COMPANIES, INC.Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	—	—	0
2010-07-16	CORNELL COMPANIES, INC.Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	—	—	0
2010-07-16	CORNELL COMPANIES, INC.M Exercise/Conversion	Director	MExercise/Conversion	+15K sh	$25.00	+$375K	26,778
2010-07-16	CORNELL COMPANIES, INC.M Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	$22.68	+$113K	31,778
2010-07-16	CORNELL COMPANIES, INC.M Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	$17.98	+$89.9K	36,778
2010-04-07	CORNELL COMPANIES, INC.A Award	Director	AAward	+582 sh	—	—	11,778
2010-01-08	CORNELL COMPANIES, INC.A Award	Director	AAward	+1,045 sh	—	—	11,196
2010-01-04	CORNELL COMPANIES, INC.Stock OptionA Award	Director	AAward	+5,000 sh	—	—	5,000
2009-10-02	CORNELL COMPANIES, INC.A Award	Director	AAward	+861 sh	—	—	10,151
2009-07-08	CORNELL COMPANIES, INC.A Award	Director	AAward	+1,000 sh	—	—	9,290
2009-04-09	CORNELL COMPANIES, INC.A Award	Director	AAward	+1,236 sh	—	—	8,290
2009-01-09	CORNELL COMPANIES, INC.A Award	Director	AAward	+929 sh	—	—	7,054
2009-01-02	CORNELL COMPANIES, INC.Stock OptionA Award	Director	AAward	+5,000 sh	—	—	5,000
2008-04-10	CORNELL COMPANIES, INC.A Award	Director	AAward	+859 sh	—	—	4,500
2008-01-02	CORNELL COMPANIES, INC.Stock OptionA Award	Director	AAward	+5,000 sh	—	—	5,000
2007-10-15	CORNELL COMPANIES, INC.A Award	Director	AAward	+1,720 sh	—	—	2,591

Recent filings

Accepted (ET)
Apr 304
Batzer Max0001144204-18-023969
SEC(opens sec.gov)
Apr 164/A
TRANS WORLD CORP0001144204-15-023284
SEC(opens sec.gov)
Apr 84
TRANS WORLD CORP0001144204-15-021808
SEC(opens sec.gov)
Jun 174
Summer Infant, Inc.0001144204-13-035100
SEC(opens sec.gov)
Nov 144
Batzer Max0001144204-12-062413
SEC(opens sec.gov)
Aug 134
Batzer Max0001179110-10-012566
SEC(opens sec.gov)
Jul 204
Batzer Max0001179110-10-011747
SEC(opens sec.gov)
Apr 94
Batzer Max0001179110-10-006794
SEC(opens sec.gov)
Jan 124
Batzer Max0001179110-10-000952
SEC(opens sec.gov)
Jan 54
Batzer Max0001179110-10-000260
SEC(opens sec.gov)

Companies

Address

1700 WEST LOOP SOUTH SUITE 1500

HOUSTON, TX, 77027