Insider · CIK 0001403224

Grinsfelder Gary

Reports to the SEC for 2 companies · SAN DIEGO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001403224

Forms 4 and 5

Insider transactions

23 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-10-20	ROYALE ENERGY FUNDS, INCA Award	Director	AAward	+10.6K sh	—	—	126,093
2016-07-11	ROYALE ENERGY FUNDS, INCA Award	Director	AAward	+14.5K sh	—	—	115,500
2016-04-12	ROYALE ENERGY FUNDS, INCA Award	Director	AAward	+16.9K sh	—	—	100,965
2016-03-01	ROYALE ENERGY FUNDS, INCA Award	Director	AAward	+78.6K sh	$0.16	+$12.5K	84,073
2014-11-03	Escalera Resources Co.Options: Right to BuyA Award	VP, Mergers and Acquisitions	AAward	+114K sh	—	—	113,847
2014-11-03	Escalera Resources Co.A Award	VP, Mergers and Acquisitions	AAward	+42.7K sh	—	—	42,735
2014-10-13	ROYALE ENERGY FUNDS, INCEmployee Stock OptionA Award	Director	AAward	+5,000 sh	—	—	50,000
2014-10-13	ROYALE ENERGY FUNDS, INCEmployee Stock OptionA Award	Director	AAward	+5,000 sh	—	—	55,000
2014-10-13	ROYALE ENERGY FUNDS, INCEmployee Stock OptionA Award	Director	AAward	+5,000 sh	—	—	60,000
2014-10-13	ROYALE ENERGY FUNDS, INCEmployee Stock OptionA Award	Director	AAward	+5,000 sh	—	—	45,000
2011-11-06	ROYALE ENERGY FUNDS, INCA Award	Director	AAward	+3,334 sh	$3.35	+$11.2K	5,440
2011-10-20	ROYALE ENERGY FUNDS, INCS Sale	Director	SSale	+24K sh	$3.23	+$77.6K	2,106
2011-10-20	ROYALE ENERGY FUNDS, INCS Sale	Director	SSale	−24K sh	$3.23	−$77.6K	2,106
2011-03-23	ROYALE ENERGY FUNDS, INCStock OptionsM Exercise/Conversion	Director	MExercise/Conversion	−45K sh	—	—	55,000
2011-03-23	ROYALE ENERGY FUNDS, INCM Exercise/Conversion	Director	MExercise/Conversion	+18.4K sh	$3.50	+$64.5K	26,106
2010-12-10	ROYALE ENERGY FUNDS, INCStock OptionsA Award	Director	AAward	+50K sh	—	—	100,000
2010-11-06	ROYALE ENERGY FUNDS, INCA Award	Director	AAward	+3,333 sh	—	—	7,666
2009-11-06	ROYALE ENERGY FUNDS, INCA Award	Director	AAward	+3,333 sh	$2.54	+$8,465.82	4,333
2009-04-14	ROYALE ENERGY FUNDS, INCS Sale	Director	SSale	−2,544 sh	$1.98	−$5,037.12	1,300
2009-04-14	ROYALE ENERGY FUNDS, INCS Sale	Director	SSale	−300 sh	$1.99	−$597	1,000
2009-04-07	ROYALE ENERGY FUNDS, INCS Sale	Director	SSale	−4,000 sh	$1.91	−$7,640	3,884
2009-04-07	ROYALE ENERGY FUNDS, INCS Sale	Director	SSale	−4,000 sh	$1.91	−$7,640	3,844
2007-06-22	ROYALE ENERGY FUNDS, INCP Purchase	Director	PPurchase	+1,000 sh	$3.99	+$3,992	1,000

Recent filings

Accepted (ET)
Oct 204
ROYALE ENERGY INC0001162677-16-000241
SEC(opens sec.gov)
Jul 124
ROYALE ENERGY INC0001162677-16-000193
SEC(opens sec.gov)
Apr 144
ROYALE ENERGY INC0001162677-16-000168
SEC(opens sec.gov)
Mar 14
ROYALE ENERGY INC0001162677-16-000152
SEC(opens sec.gov)
Nov 144
Escalera Resources Co.0001209191-14-068931
SEC(opens sec.gov)
Nov 64
ROYALE ENERGY INC0001162677-14-000097
SEC(opens sec.gov)
Dec 24
Grinsfelder Gary0001162677-11-000135
SEC(opens sec.gov)
Oct 244/A
Grinsfelder Gary0001162677-11-000112
SEC(opens sec.gov)
Oct 214
Grinsfelder Gary0001162677-11-000111
SEC(opens sec.gov)
Apr 14
Grinsfelder Gary0001162677-11-000064
SEC(opens sec.gov)
Dec 304
Grinsfelder Gary0001162677-10-000298
SEC(opens sec.gov)
Dec 134
Grinsfelder Gary0001162677-10-000285
SEC(opens sec.gov)
Feb 165
Grinsfelder Gary0001162677-10-000022
SEC(opens sec.gov)
Apr 144
Grinsfelder Gary0001162677-09-000085
SEC(opens sec.gov)

Companies

Address

7676 HAZARD CENTER BLVD SUITE 1500

SAN DIEGO, CA, 92108