Insider · CIK 0001404237

LaRose Jeffrey

Reports to the SEC for 1 company · FRAMINGHAM, MA

sec.gov

Transactions

Companies

Filings

CIK

0001404237

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-08-23	HeartWare International, Inc.U Disposition from Tender	Chief Scientific Officer	UDisposition from Tender	−12.5K sh	$58.00	−$724K	0
2016-08-23	HeartWare International, Inc.Restricted Stock UnitD Disposition to Issuer	Chief Scientific Officer	DDisposition to Issuer	−2,250 sh	—	—	0
2016-08-23	HeartWare International, Inc.Restricted Stock UnitD Disposition to Issuer	Chief Scientific Officer	DDisposition to Issuer	−3,000 sh	—	—	0
2016-08-23	HeartWare International, Inc.Restricted Stock UnitD Disposition to Issuer	Chief Scientific Officer	DDisposition to Issuer	−1,600 sh	—	—	0
2016-08-23	HeartWare International, Inc.Restricted Stock UnitD Disposition to Issuer	Chief Scientific Officer	DDisposition to Issuer	−2,400 sh	—	—	0
2016-08-23	HeartWare International, Inc.Restricted Stock UnitD Disposition to Issuer	Chief Scientific Officer	DDisposition to Issuer	−3,000 sh	—	—	0
2016-08-23	HeartWare International, Inc.Restricted Stock UnitD Disposition to Issuer	Chief Scientific Officer	DDisposition to Issuer	−1,600 sh	—	—	0
2016-08-23	HeartWare International, Inc.Restricted Stock UnitD Disposition to Issuer	Chief Scientific Officer	DDisposition to Issuer	−1,200 sh	—	—	0
2016-08-23	HeartWare International, Inc.Restricted Stock UnitD Disposition to Issuer	Chief Scientific Officer	DDisposition to Issuer	−3,000 sh	—	—	0
2016-08-23	HeartWare International, Inc.Stock Option (right to buy)D Disposition to Issuer	Chief Scientific Officer	DDisposition to Issuer	−5,000 sh	—	—	0
2016-02-25	HeartWare International, Inc.S Sale	Chief Scientific Officer	SSale	−254 sh	$28.80	−$7,315.2	12,582
2016-02-25	HeartWare International, Inc.S Sale	Chief Scientific Officer	SSale	−100 sh	$30.15	−$3,015	12,482
2016-02-24	HeartWare International, Inc.S Sale	Chief Scientific Officer	SSale	−205 sh	$32.41	−$6,644.05	11,636
2016-02-24	HeartWare International, Inc.M Exercise/Conversion	Chief Scientific Officer	MExercise/Conversion	+1,200 sh	—	—	12,836
2016-02-24	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Chief Scientific Officer	MExercise/Conversion	−1,200 sh	—	—	9,250
2016-02-23	HeartWare International, Inc.M Exercise/Conversion	Chief Scientific Officer	MExercise/Conversion	+750 sh	—	—	11,841
2016-02-23	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Chief Scientific Officer	MExercise/Conversion	−750 sh	—	—	10,450
2016-02-19	HeartWare International, Inc.Restricted Stock UnitA Award	Chief Scientific Officer	AAward	+3,000 sh	—	—	11,200
2016-02-19	HeartWare International, Inc.Stock Option (right to buy)A Award	Chief Scientific Officer	AAward	+5,000 sh	—	—	5,000
2016-02-08	HeartWare International, Inc.S Sale	Chief Scientific Officer	SSale	−160 sh	$34.76	−$5,561.6	11,491
2016-02-08	HeartWare International, Inc.S Sale	Chief Scientific Officer	SSale	−300 sh	$36.94	−$11.1K	11,191
2016-02-08	HeartWare International, Inc.S Sale	Chief Scientific Officer	SSale	−100 sh	$38.12	−$3,812	11,091
2016-02-07	HeartWare International, Inc.M Exercise/Conversion	Chief Scientific Officer	MExercise/Conversion	+1,600 sh	—	—	11,651
2016-02-07	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Chief Scientific Officer	MExercise/Conversion	−1,600 sh	—	—	8,200
2015-12-22	HeartWare International, Inc.S Sale	Chief Scientific Officer	SSale	−1,121 sh	$46.29	−$51.9K	10,151
2015-12-22	HeartWare International, Inc.S Sale	Chief Scientific Officer	SSale	−100 sh	$47.55	−$4,755	10,051
2015-12-21	HeartWare International, Inc.M Exercise/Conversion	Chief Scientific Officer	MExercise/Conversion	+4,375 sh	—	—	11,272
2015-12-21	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Chief Scientific Officer	MExercise/Conversion	−4,375 sh	—	—	9,800
2015-02-25	HeartWare International, Inc.S Sale	Chief Scientific Officer	SSale	−337 sh	$89.92	−$30.3K	6,897
2015-02-24	HeartWare International, Inc.M Exercise/Conversion	Chief Scientific Officer	MExercise/Conversion	+1,200 sh	—	—	7,234
2015-02-24	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Chief Scientific Officer	MExercise/Conversion	−1,200 sh	—	—	14,175
2015-02-23	HeartWare International, Inc.Restricted Stock UnitA Award	Chief Scientific Officer	AAward	+3,000 sh	—	—	15,375
2015-02-09	HeartWare International, Inc.S Sale	Chief Scientific Officer	SSale	−491 sh	$86.46	−$42.5K	6,034
2015-02-07	HeartWare International, Inc.M Exercise/Conversion	Chief Scientific Officer	MExercise/Conversion	+1,600 sh	—	—	6,525
2015-02-07	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Chief Scientific Officer	MExercise/Conversion	−1,600 sh	—	—	12,375
2014-12-22	HeartWare International, Inc.S Sale	Chief Scientific Officer	SSale	−1,510 sh	$72.78	−$110K	6,487
2014-12-22	HeartWare International, Inc.S Sale	Chief Scientific Officer	SSale	−1,562 sh	$73.18	−$114K	4,925
2014-12-21	HeartWare International, Inc.M Exercise/Conversion	Chief Scientific Officer	MExercise/Conversion	+4,375 sh	—	—	7,997
2014-12-21	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Chief Scientific Officer	MExercise/Conversion	−4,375 sh	—	—	13,975
2014-12-20	HeartWare International, Inc.M Exercise/Conversion	Chief Scientific Officer	MExercise/Conversion	+2,800 sh	—	—	3,622
2014-12-20	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Chief Scientific Officer	MExercise/Conversion	−2,800 sh	—	—	18,350
2014-09-15	HeartWare International, Inc.P Purchase	Chief Scientific Officer	PPurchase	+150 sh	$77.11	+$11.6K	150
2014-08-19	HeartWare International, Inc.M Exercise/Conversion	Chief Scientific Officer	MExercise/Conversion	+2,179 sh	$35.88	+$78.2K	3,001
2014-08-19	HeartWare International, Inc.S Sale	Chief Scientific Officer	SSale	−2,179 sh	$81.51	−$178K	822
2014-08-19	HeartWare International, Inc.Stock Option (right to buy)M Exercise/Conversion	Chief Scientific Officer	MExercise/Conversion	−749 sh	—	—	1,430
2014-08-19	HeartWare International, Inc.Stock Option (right to buy)M Exercise/Conversion	Chief Scientific Officer	MExercise/Conversion	−1,430 sh	—	—	0
2014-03-10	HeartWare International, Inc.S Sale	Chief Scientific Officer	SSale	−5,018 sh	$93.56	−$469K	822
2014-03-03	HeartWare International, Inc.M Exercise/Conversion	Chief Scientific Officer	MExercise/Conversion	+2,179 sh	$15.61	+$34K	8,019
2014-03-03	HeartWare International, Inc.S Sale	Chief Scientific Officer	SSale	−1,653 sh	$92.95	−$154K	6,366
2014-03-03	HeartWare International, Inc.S Sale	Chief Scientific Officer	SSale	−526 sh	$93.78	−$49.3K	5,840

Recent filings

Accepted (ET)
Aug 244
HeartWare International, Inc.0000947871-16-001442
SEC(opens sec.gov)
Feb 264
HeartWare International, Inc.0001209191-16-103011
SEC(opens sec.gov)
Feb 254
HeartWare International, Inc.0001209191-16-102406
SEC(opens sec.gov)
Feb 234
HeartWare International, Inc.0001209191-16-101519
SEC(opens sec.gov)
Feb 94
HeartWare International, Inc.0001209191-16-096863
SEC(opens sec.gov)

Companies

HeartWare International, Inc.Chief Scientific Officer

Address

C/O HEARTWARE INTERNATIONAL, INC. 205 NEWBURY STREET

FRAMINGHAM, MA, 01701