Insider · CIK 0001406756

SABES STEVEN F

Reports to the SEC for 1 company · MINNEAPOLIS, MN

sec.gov

Transactions

Companies

Filings

CIK

0001406756

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-04-26	GWG Holdings, Inc.J Other	Director, Exec VP & Secretary	JOther	−854K sh	—	—	0
2019-04-26	GWG Holdings, Inc.J Other	Director, Exec VP & Secretary	JOther	−1.07M sh	—	—	0
2019-04-26	GWG Holdings, Inc.J Other	Director, Exec VP & Secretary	JOther	−100K sh	—	—	0
2019-04-26	GWG Holdings, Inc.J Other	Director, Exec VP & Secretary	JOther	+2.03M sh	—	—	2,026,577
2019-04-26	GWG Holdings, Inc.J Other	Director, Exec VP & Secretary	JOther	−2.03M sh	—	—	0
2019-04-26	GWG Holdings, Inc.Stock Option (right to buy)J Other	Director, Exec VP & Secretary	JOther	−1,667 sh	—	—	0
2019-04-26	GWG Holdings, Inc.Stock Option (right to buy)J Other	Director, Exec VP & Secretary	JOther	−1,666 sh	—	—	0
2019-04-26	GWG Holdings, Inc.Stock Option (right to buy)J Other	Director, Exec VP & Secretary	JOther	−1,667 sh	—	—	0
2019-04-26	GWG Holdings, Inc.Stock Options (right to buy)J Other	Director, Exec VP & Secretary	JOther	−3,333 sh	—	—	0
2019-04-26	GWG Holdings, Inc.Stock Options (right to buy)J Other	Director, Exec VP & Secretary	JOther	−3,333 sh	—	—	0
2019-03-26	GWG Holdings, Inc.G Gift	Director, Exec VP & Secretary	GGift	−50K sh	—	—	854,195
2018-12-07	GWG Holdings, Inc.G Gift	Director, Exec VP & Secretary	GGift	−100K sh	—	—	952,739
2018-12-07	GWG Holdings, Inc.J Other	Director, Exec VP & Secretary	JOther	−48.5K sh	—	—	904,195
2018-08-21	GWG Holdings, Inc.M Exercise/Conversion	Director, Exec VP & Secretary	MExercise/Conversion	+27.5K sh	$8.28	+$228K	1,071,822
2018-08-21	GWG Holdings, Inc.F Tax Payment	Director, Exec VP & Secretary	FTax Payment	−23.7K sh	$11.05	−$262K	1,048,112
2018-08-21	GWG Holdings, Inc.M Exercise/Conversion	Director, Exec VP & Secretary	MExercise/Conversion	+5,000 sh	$8.20	+$41K	1,053,112
2018-08-21	GWG Holdings, Inc.F Tax Payment	Director, Exec VP & Secretary	FTax Payment	−4,291 sh	$11.05	−$47.4K	1,048,821
2018-08-21	GWG Holdings, Inc.M Exercise/Conversion	Director, Exec VP & Secretary	MExercise/Conversion	+5,000 sh	$8.71	+$43.6K	1,053,821
2018-08-21	GWG Holdings, Inc.F Tax Payment	Director, Exec VP & Secretary	FTax Payment	−4,440 sh	$11.05	−$49.1K	1,049,381
2018-08-21	GWG Holdings, Inc.M Exercise/Conversion	Director, Exec VP & Secretary	MExercise/Conversion	+5,000 sh	$9.01	+$45.1K	1,054,381
2018-08-21	GWG Holdings, Inc.F Tax Payment	Director, Exec VP & Secretary	FTax Payment	−4,539 sh	$11.05	−$50.2K	1,049,842
2018-08-21	GWG Holdings, Inc.M Exercise/Conversion	Director, Exec VP & Secretary	MExercise/Conversion	+2,500 sh	$10.18	+$25.5K	1,052,342
2018-08-21	GWG Holdings, Inc.F Tax Payment	Director, Exec VP & Secretary	FTax Payment	−2,402 sh	$11.05	−$26.5K	1,049,940
2018-08-21	GWG Holdings, Inc.M Exercise/Conversion	Director, Exec VP & Secretary	MExercise/Conversion	+5,000 sh	$8.55	+$42.8K	1,054,940
2018-08-21	GWG Holdings, Inc.F Tax Payment	Director, Exec VP & Secretary	FTax Payment	−4,435 sh	$11.05	−$49K	1,050,505
2018-08-21	GWG Holdings, Inc.M Exercise/Conversion	Director, Exec VP & Secretary	MExercise/Conversion	+3,333 sh	$6.60	+$22K	1,053,838
2018-08-21	GWG Holdings, Inc.F Tax Payment	Director, Exec VP & Secretary	FTax Payment	−2,662 sh	$11.05	−$29.4K	1,051,176
2018-08-21	GWG Holdings, Inc.M Exercise/Conversion	Director, Exec VP & Secretary	MExercise/Conversion	+3,333 sh	$6.35	+$21.2K	1,054,509
2018-08-21	GWG Holdings, Inc.F Tax Payment	Director, Exec VP & Secretary	FTax Payment	−2,625 sh	$11.05	−$29K	1,051,884
2018-08-21	GWG Holdings, Inc.M Exercise/Conversion	Director, Exec VP & Secretary	MExercise/Conversion	+3,333 sh	$6.41	+$21.4K	1,055,217
2018-08-21	GWG Holdings, Inc.F Tax Payment	Director, Exec VP & Secretary	FTax Payment	−2,634 sh	$11.05	−$29.1K	1,052,583
2018-08-21	GWG Holdings, Inc.M Exercise/Conversion	Director, Exec VP & Secretary	MExercise/Conversion	+1,667 sh	$9.64	+$16.1K	1,054,250
2018-08-21	GWG Holdings, Inc.F Tax Payment	Director, Exec VP & Secretary	FTax Payment	−1,561 sh	$11.05	−$17.2K	1,052,689
2018-08-21	GWG Holdings, Inc.M Exercise/Conversion	Director, Exec VP & Secretary	MExercise/Conversion	+1,667 sh	$10.38	+$17.3K	1,054,356
2018-08-21	GWG Holdings, Inc.F Tax Payment	Director, Exec VP & Secretary	FTax Payment	−1,617 sh	$11.05	−$17.9K	1,052,739
2018-08-21	GWG Holdings, Inc.Stock Options (right to buy)M Exercise/Conversion	Director, Exec VP & Secretary	MExercise/Conversion	−27.5K sh	—	—	0
2018-08-21	GWG Holdings, Inc.Stock Options (right to buy)M Exercise/Conversion	Director, Exec VP & Secretary	MExercise/Conversion	−5,000 sh	—	—	0
2018-08-21	GWG Holdings, Inc.Stock Options (right to buy)M Exercise/Conversion	Director, Exec VP & Secretary	MExercise/Conversion	−5,000 sh	—	—	0
2018-08-21	GWG Holdings, Inc.Stock Options (right to buy)M Exercise/Conversion	Director, Exec VP & Secretary	MExercise/Conversion	−5,000 sh	—	—	0
2018-08-21	GWG Holdings, Inc.Stock Options (right to buy)M Exercise/Conversion	Director, Exec VP & Secretary	MExercise/Conversion	−2,500 sh	—	—	0
2018-08-21	GWG Holdings, Inc.Stock Options (right to buy)M Exercise/Conversion	Director, Exec VP & Secretary	MExercise/Conversion	−5,000 sh	—	—	0
2018-08-21	GWG Holdings, Inc.Stock Options (right to buy)M Exercise/Conversion	Director, Exec VP & Secretary	MExercise/Conversion	−3,333 sh	—	—	1,667
2018-08-21	GWG Holdings, Inc.Stock Options (right to buy)M Exercise/Conversion	Director, Exec VP & Secretary	MExercise/Conversion	−3,333 sh	—	—	1,667
2018-08-21	GWG Holdings, Inc.Stock Options (right to buy)M Exercise/Conversion	Director, Exec VP & Secretary	MExercise/Conversion	−3,333 sh	—	—	1,667
2018-08-21	GWG Holdings, Inc.Stock Options (right to buy)M Exercise/Conversion	Director, Exec VP & Secretary	MExercise/Conversion	−1,667 sh	—	—	3,333
2018-08-21	GWG Holdings, Inc.Stock Options (right to buy)M Exercise/Conversion	Director, Exec VP & Secretary	MExercise/Conversion	−1,667 sh	—	—	3,333
2017-04-18	GWG Holdings, Inc.Stock Options (right to buy)A Award	Director, Exec VP & Secretary	AAward	+5,000 sh	—	—	5,000
2016-12-23	GWG Holdings, Inc.J Other	Director, Exec VP & Secretary	JOther	−1.07M sh	—	—	0
2016-12-23	GWG Holdings, Inc.J Other	Director, Exec VP & Secretary	JOther	+1.07M sh	—	—	1,072,382
2016-09-19	GWG Holdings, Inc.Stock Options (right to buy)A Award	Director, Exec VP & Secretary	AAward	+5,000 sh	—	—	5,000

Recent filings

Accepted (ET)
Apr 304
SABES STEVEN F0001179110-19-005273
SEC(opens sec.gov)
Feb 135
SABES STEVEN F0001179110-19-001849
SEC(opens sec.gov)
Sep 54
SABES STEVEN F0001182489-18-000328
SEC(opens sec.gov)

Companies

GWG Holdings, Inc.Director, Exec VP & Secretary

Address

220 SOUTH SIXTH STREET, SUITE 1200

MINNEAPOLIS, MN, 55402