Insider · CIK 0001407336

Schramm David

Reports to the SEC for 2 companies · SAN DIEGO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001407336

Forms 4 and 5

Insider transactions

43 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-08-15	MAXWELL TECHNOLOGIES INCS Sale	Director, CEO and President	SSale	−1,689 sh	$9.27	−$15.7K	178,643
2013-02-13	MAXWELL TECHNOLOGIES INCA Award	Director, CEO and President	AAward	+33.9K sh	—	—	112,538
2013-02-13	MAXWELL TECHNOLOGIES INCA Award	Director, CEO and President	AAward	+67.8K sh	—	—	180,332
2013-02-08	MAXWELL TECHNOLOGIES INCF Tax Payment	Director, CEO and President	FTax Payment	−1,872 sh	$10.77	−$20.2K	78,642
2012-08-15	MAXWELL TECHNOLOGIES INCP Purchase	Director, CEO and President	PPurchase	+10K sh	$7.73	+$77.3K	12,800
2012-05-25	MAXWELL TECHNOLOGIES INCP Purchase	Director, CEO and President	PPurchase	+5,000 sh	$7.02	+$35.1K	142,789
2012-05-03	MAXWELL TECHNOLOGIES INCP Purchase	Director, CEO and President	PPurchase	+2,000 sh	$9.50	+$19K	137,789
2012-04-30	MAXWELL TECHNOLOGIES INCP Purchase	Director, CEO and President	PPurchase	+5,000 sh	$10.04	+$50.2K	135,789
2012-03-15	MAXWELL TECHNOLOGIES INCG Gift	Director, CEO and President	GGift	−1,660 sh	—	—	130,789
2012-02-15	MAXWELL TECHNOLOGIES INCD Disposition to Issuer	Director, CEO and President	DDisposition to Issuer	−10K sh	—	—	78,975
2012-02-08	MAXWELL TECHNOLOGIES INCF Tax Payment	Director, CEO and President	FTax Payment	−1,768 sh	$20.65	−$36.5K	88,975
2012-02-07	MAXWELL TECHNOLOGIES INCA Award	Director, CEO and President	AAward	+37.2K sh	—	—	90,743
2011-11-07	MAXWELL TECHNOLOGIES INCG Gift	Director, CEO and President	GGift	−1,500 sh	—	—	132,449
2011-07-25	MAXWELL TECHNOLOGIES INCF Tax Payment	Director, CEO and President	FTax Payment	−2,292 sh	$14.47	−$33.2K	53,503
2011-06-10	MAXWELL TECHNOLOGIES INCA Award	Director, CEO and President	AAward	+1,000 sh	$13.92	+$13.9K	133,949
2011-06-03	MAXWELL TECHNOLOGIES INCD Disposition to Issuer	Director, CEO and President	DDisposition to Issuer	−1,000 sh	$14.66	−$14.7K	130,949
2011-06-03	MAXWELL TECHNOLOGIES INCA Award	Director, CEO and President	AAward	+1,000 sh	$14.66	+$14.7K	132,949
2011-04-25	MAXWELL TECHNOLOGIES INCF Tax Payment	Director, CEO and President	FTax Payment	−2,292 sh	$18.32	−$42K	56,473
2011-02-08	MAXWELL TECHNOLOGIES INCA Award	Director, CEO and President	AAward	+34.3K sh	—	—	58,765
2011-01-28	MAXWELL TECHNOLOGIES INCG Gift	Director, CEO and President	GGift	−30.8K sh	—	—	24,500
2011-01-28	MAXWELL TECHNOLOGIES INCG Gift	Director, CEO and President	GGift	+30.8K sh	—	—	131,949
2011-01-24	MAXWELL TECHNOLOGIES INCF Tax Payment	Director, CEO and President	FTax Payment	−2,610 sh	$17.65	−$46.1K	45,277
2010-11-04	MAXWELL TECHNOLOGIES INCG Gift	Director, CEO and President	GGift	−875 sh	—	—	101,172
2010-10-25	MAXWELL TECHNOLOGIES INCF Tax Payment	Director, CEO and President	FTax Payment	−2,292 sh	$16.98	−$38.9K	47,887
2010-10-12	MAXWELL TECHNOLOGIES INCD Disposition to Issuer	Director, CEO and President	DDisposition to Issuer	−20K sh	—	—	53,847
2010-10-12	MAXWELL TECHNOLOGIES INCF Tax Payment	Director, CEO and President	FTax Payment	−3,668 sh	$16.37	−$60K	50,179
2010-07-23	MAXWELL TECHNOLOGIES INCF Tax Payment	Director, CEO and President	FTax Payment	−2,292 sh	$11.20	−$25.7K	73,847
2010-06-11	MAXWELL TECHNOLOGIES INCD Disposition to Issuer	Director, CEO and President	DDisposition to Issuer	−1,500 sh	—	—	102,047
2010-04-23	MAXWELL TECHNOLOGIES INCF Tax Payment	Director, CEO and President	FTax Payment	−2,292 sh	$13.53	−$31K	74,738
2010-03-17	MAXWELL TECHNOLOGIES INCG Gift	Director, CEO and President	GGift	−4,000 sh	—	—	103,574
2010-02-09	MAXWELL TECHNOLOGIES INCD Disposition to Issuer	Director, CEO and President	DDisposition to Issuer	−10K sh	—	—	67,030
2010-02-09	MAXWELL TECHNOLOGIES INCA Award	Director, CEO and President	AAward	+10K sh	—	—	77,030
2010-01-23	MAXWELL TECHNOLOGIES INCF Tax Payment	Director, CEO and President	FTax Payment	−2,736 sh	$17.23	−$47.1K	77,030
2009-10-23	MAXWELL TECHNOLOGIES INCF Tax Payment	Director, CEO and President	FTax Payment	−2,234 sh	$20.51	−$45.8K	79,766
2009-09-22	MAXWELL TECHNOLOGIES INCG Gift	Director, CEO and President	GGift	−7,952 sh	—	—	82,000
2009-09-22	MAXWELL TECHNOLOGIES INCG Gift	Director, CEO and President	GGift	+7,952 sh	—	—	107,547
2009-09-01	MAXWELL TECHNOLOGIES INCG Gift	Director, CEO and President	GGift	−75.6K sh	—	—	89,952
2009-09-01	MAXWELL TECHNOLOGIES INCG Gift	Director, CEO and President	GGift	+75.6K sh	—	—	99,595
2009-08-10	MAXWELL TECHNOLOGIES INCA Award	Director, CEO and President	AAward	+22.7K sh	—	—	168,758
2009-08-10	MAXWELL TECHNOLOGIES INCF Tax Payment	Director, CEO and President	FTax Payment	−3,211 sh	$13.69	−$44K	165,547
2009-08-03	MAXWELL TECHNOLOGIES INCF Tax Payment	Director, CEO and President	FTax Payment	−7,150 sh	$14.18	−$101K	146,100
2009-07-23	MAXWELL TECHNOLOGIES INCF Tax Payment	Director, CEO and President	FTax Payment	−2,234 sh	$14.71	−$32.9K	153,250
2009-04-23	MAXWELL TECHNOLOGIES INCF Tax Payment	Director, CEO and President	FTax Payment	−2,234 sh	$8.86	−$19.8K	150,554

Recent filings

Accepted (ET)
Aug 154
MAXWELL TECHNOLOGIES INC0001181431-13-045132
SEC(opens sec.gov)
Feb 154
Schramm David0001181431-13-010177
SEC(opens sec.gov)
Feb 124
Schramm David0001181431-13-008541
SEC(opens sec.gov)
Aug 154
Schramm David0001181431-12-045643
SEC(opens sec.gov)
May 294
Schramm David0001181431-12-032994
SEC(opens sec.gov)
May 34
Schramm David0001181431-12-027266
SEC(opens sec.gov)
Apr 304
Schramm David0001181431-12-026170
SEC(opens sec.gov)
Mar 194
Schramm David0001181431-12-018299
SEC(opens sec.gov)
Feb 174
Schramm David0001181431-12-009998
SEC(opens sec.gov)
Feb 94
Schramm David0001181431-12-007482
SEC(opens sec.gov)
Nov 84
Schramm David0001181431-11-055335
SEC(opens sec.gov)
Jul 274
Schramm David0001181431-11-042627
SEC(opens sec.gov)
Jun 104
Schramm David0001181431-11-036059
SEC(opens sec.gov)
Jun 64/A
Schramm David0001181431-11-035067
SEC(opens sec.gov)
Jun 34
Schramm David0001181431-11-034800
SEC(opens sec.gov)
Apr 264
Schramm David0001181431-11-025446
SEC(opens sec.gov)
Feb 104
Schramm David0001181431-11-009149
SEC(opens sec.gov)

Companies

Address

C/O MAXWELL TECHNOLOGIES, INC. 9244 BALBOA AVENUE

SAN DIEGO, CA, 92123