Roman Emmanuel

CIK 000141618528 companiesNEW YORK, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001416185

Recent Transactions

50 trades

Purchase
PIMCO Flexible Real Estate Income Fund
COMMON SHARES
2025-05-30$10.48/sh+95,419.85→ 95,419.85 total
Purchase
PIMCO Flexible Real Estate Income Fund
COMMON SHARES
2025-05-30$10.48/sh+95,419.85→ 95,419.85 total
Purchase
PIMCO Flexible Real Estate Income Fund
COMMON SHARES
2024-10-31$10.48/sh+95,419.847→ 95,419.847 total
Purchase
PIMCO Dynamic Income Opportunities Fund$PDO
COMMON SHARES
2023-04-14$12.79/sh+18,774→ 270,000 total
Purchase
PIMCO Dynamic Income Opportunities Fund$PDO
COMMON SHARES
2023-04-13$12.84/sh+58,589→ 251,226 total
Purchase
PIMCO Dynamic Income Opportunities Fund$PDO
COMMON SHARES
2023-04-12$12.76/sh+22,637→ 192,637 total
Purchase
PIMCO Dynamic Income Opportunities Fund$PDO
COMMON SHARES
2022-09-13$14.93/sh+23,401→ 170,000 total
Purchase
PIMCO Dynamic Income Opportunities Fund$PDO
COMMON SHARES
2022-09-12$15.00/sh+46,599→ 146,599 total
Award
PIMCO Dynamic Income Fund$PDI
COMMON SHARES
2021-12-10+77,758→ 77,758 total
Disposition to Issuer
PIMCO Dynamic Credit & Mortgage Income Fund
COMMON SHARES
2021-12-10−95,000→ 0 total
Purchase
PIMCO Dynamic Income Opportunities Fund$PDO
Common Stock
2021-01-27$20.00/sh+100,000→ 100,000 total
Purchase
PIMCO Flexible Municipal Income Fund$PMFAX
Common Stock (institutional)
2020-11-18$11.16/sh+268,817→ 268,817 total
Sale
PIMCO Dynamic Income Strategy Fund$PDX
Common Shares
2019-11-07$16.74/sh−100,000→ 0 total
Purchase
PIMCO Flexible Municipal Income Fund$PMFAX
Common Stock
2019-09-27$10.74/sh+279,329→ 279,329 total
Purchase
PIMCO Dynamic Income Strategy Fund$PDX
Common Shares
2019-01-30$20.00/sh+100,000→ 100,000 total
Purchase
PIMCO Dynamic Credit & Mortgage Income Fund
COMMON STOCK
2017-03-13$20.53/sh+61,100→ 95,000 total
Purchase
PIMCO Dynamic Credit & Mortgage Income Fund
COMMON STOCK
2017-03-13+61,100→ 95,000 total
Purchase
PIMCO Dynamic Credit & Mortgage Income Fund
COMMON STOCK
2017-03-10+33,900→ 33,900 total
Purchase
PIMCO Dynamic Credit & Mortgage Income Fund
COMMON STOCK
2017-03-10$20.54/sh+33,900→ 33,900 total
Other
GLG Partners, Inc.
Warrant (right to buy)
2010-10-14$0.13/sh−90,200→ 0 total
Other
GLG Partners, Inc.
5.00% Dollar -Denominated Conv. Subordinated Notes Due 2014
2010-10-14$5000000.00/sh−5,000,000→ 0 total
Other
GLG Partners, Inc.
Common Stock
2010-10-14$4.50/sh−90,200→ 0 total
Disposition to Issuer
GLG Partners, Inc.
Common Stock
2010-10-14$4.50/sh−348,696→ 0 total
Disposition to Issuer
GLG Partners, Inc.
Common Stock
2010-10-14−17,988,050→ 0 total
Disposition to Issuer
GLG Partners, Inc.
Common Stock
2010-10-14−1,466→ 348,696 total
Other
GLG Partners, Inc.
Warrant (right to buy)
2009-10-28−300,000→ 90,200 total
Other
GLG Partners, Inc.
Common Stock
2009-10-28−300,000→ 90,200 total
Purchase
GLG Partners, Inc.
5.00% Dollar -Denominated Conv. Subordinated Notes Due 2014
2009-05-12$5000000.00/sh→ 5,000,000 total
Purchase
GLG Partners, Inc.
5.00% Dollar -Denominated Conv. Subordinated Notes Due 2014
2009-05-12$5000000.00/sh
Gift
GLG Partners, Inc.
Common Stock
2009-04-06−710,479→ 17,988,050 total
Purchase
GLG Partners, Inc.
Common Stock
2009-03-03$2.17/sh+800→ 350,162 total
Purchase
GLG Partners, Inc.
Common Stock
2009-03-02$2.20/sh+12,004→ 349,362 total
Purchase
GLG Partners, Inc.
Common Stock
2009-02-27$2.25/sh+5,550→ 337,358 total
Sale
GLG Partners, Inc.
Warrant (right to buy)
2009-02-26−2,000→ 391,700 total
Sale
GLG Partners, Inc.
Warrant (right to buy)
2009-02-26−40→ 397,700 total
Sale
GLG Partners, Inc.
Common Stock
2009-02-26−1,500→ 390,200 total
Sale
GLG Partners, Inc.
Warrant (right to buy)
2009-02-26−1,500→ 393,700 total
Sale
GLG Partners, Inc.
Common Stock
2009-02-26−2,500→ 395,200 total
Sale
GLG Partners, Inc.
Common Stock
2009-02-26−2,000→ 391,700 total
Purchase
GLG Partners, Inc.
Common Stock
2009-02-26$2.17/sh+700→ 329,908 total
Purchase
GLG Partners, Inc.
Common Stock
2009-02-26$2.16/sh+300→ 329,208 total
Sale
GLG Partners, Inc.
Warrant (right to buy)
2009-02-26−2,500→ 395,200 total
Purchase
GLG Partners, Inc.
Common Stock
2009-02-26$2.15/sh+200→ 328,908 total
Purchase
GLG Partners, Inc.
Common Stock
2009-02-26$2.14/sh+400→ 328,708 total
Sale
GLG Partners, Inc.
Warrant (right to buy)
2009-02-26−560→ 397,740 total
Sale
GLG Partners, Inc.
Common Stock
2009-02-26−1,500→ 393,700 total
Sale
GLG Partners, Inc.
Common Stock
2009-02-26−560→ 397,740 total
Purchase
GLG Partners, Inc.
Common Stock
2009-02-26$2.25/sh+500→ 331,808 total
Purchase
GLG Partners, Inc.
Common Stock
2009-02-26$2.18/sh+800→ 330,708 total
Sale
GLG Partners, Inc.
Common Stock
2009-02-26−40→ 397,700 total

Companies

Recent Filings

Address

C/O GLG PARTNERS, INC. 399 PARK AVE., 38TH FLOOR

NEW YORK, NY, 10022

View on SEC.gov