Insider · CIK 0001425518

Carroll John

Reports to the SEC for 2 companies · MELVILLE, NY

sec.gov

Transactions

Companies

Filings

CIK

0001425518

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-09-25	Whole Earth Brands, Inc.J Other	10% Owner, Former CEO and Director	JOther	+156K sh	—	—	156,000
2020-09-25	Whole Earth Brands, Inc.J Other	10% Owner, Former CEO and Director	JOther	−4.5M sh	—	—	0
2020-06-25	Whole Earth Brands, Inc.J Other	10% Owner, Former CEO and Director	JOther	−3M sh	—	—	4,500,000
2020-06-25	Whole Earth Brands, Inc.WarrantsJ Other	10% Owner, Former CEO and Director	JOther	−6.75M sh	—	—	0
2020-06-24	Whole Earth Brands, Inc.Class B Ordinary SharesC Conversion	10% Owner, Former CEO and Director	CConversion	−7.5M sh	—	—	7,500,000
2020-06-24	Whole Earth Brands, Inc.C Conversion	10% Owner, Former CEO and Director	CConversion	+7.5M sh	—	—	7,500,000
2019-04-30	Whole Earth Brands, Inc.Class B Ordinary SharesJ Other	10% Owner, Former CEO and Director	JOther	−3,750 sh	—	—	7,500,000
2016-11-20	HAINHAIN CELESTIAL GROUP INCF Tax Payment	Executive Vice President	FTax Payment	−1,402 sh	$39.45	−$55.3K	243,787
2016-03-07	HAINHAIN CELESTIAL GROUP INC · Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−299K sh	—	—	0
2016-03-07	HAINHAIN CELESTIAL GROUP INCF Tax Payment	Executive Vice President	FTax Payment	−176K sh	$39.30	−$6.9M	245,189
2016-03-07	HAINHAIN CELESTIAL GROUP INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+299K sh	$5.88	+$1.76M	420,805
2015-11-20	HAINHAIN CELESTIAL GROUP INCF Tax Payment	Executive Vice President	FTax Payment	−1,402 sh	$41.07	−$57.6K	122,219
2015-11-19	HAINHAIN CELESTIAL GROUP INCF Tax Payment	Executive Vice President	FTax Payment	−3,864 sh	$41.02	−$159K	123,621
2015-11-19	HAINHAIN CELESTIAL GROUP INCF Tax Payment	Executive Vice President	FTax Payment	−3,864 sh	$41.02	−$159K	127,485
2015-10-05	HAINHAIN CELESTIAL GROUP INCA Award	Executive Vice President	AAward	+4,756 sh	—	—	128,464
2015-10-05	HAINHAIN CELESTIAL GROUP INCF Tax Payment	Executive Vice President	FTax Payment	−2,452 sh	$53.34	−$131K	126,012
2015-10-05	HAINHAIN CELESTIAL GROUP INCA Award	Executive Vice President	AAward	+5,337 sh	—	—	131,349
2015-03-05	HAINHAIN CELESTIAL GROUP INC · Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−100K sh	—	—	298,586
2015-03-05	HAINHAIN CELESTIAL GROUP INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+100K sh	$5.88	+$588K	223,708
2015-03-05	HAINHAIN CELESTIAL GROUP INCS Sale	Executive Vice President	SSale	−100K sh	$62.80	−$6.28M	123,708
2015-02-25	HAINHAIN CELESTIAL GROUP INCS Sale	Executive Vice President	SSale	−100K sh	$62.17	−$6.22M	123,708
2015-02-25	HAINHAIN CELESTIAL GROUP INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+22.9K sh	$9.10	+$208K	146,590
2015-02-25	HAINHAIN CELESTIAL GROUP INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+77.1K sh	$5.88	+$453K	223,708
2015-02-25	HAINHAIN CELESTIAL GROUP INC · Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−22.9K sh	—	—	0
2015-02-25	HAINHAIN CELESTIAL GROUP INC · Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−77.1K sh	—	—	398,586
2014-12-10	HAINHAIN CELESTIAL GROUP INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+30.1K sh	$30.35	+$913K	91,938
2014-12-10	HAINHAIN CELESTIAL GROUP INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+8,391 sh	$11.76	+$98.7K	100,329
2014-12-10	HAINHAIN CELESTIAL GROUP INCS Sale	Executive Vice President	SSale	−38.5K sh	$113.48	−$4.37M	61,854
2014-12-10	HAINHAIN CELESTIAL GROUP INC · Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−8,391 sh	—	—	237,852
2014-12-10	HAINHAIN CELESTIAL GROUP INC · Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−30.1K sh	—	—	0
2014-12-08	HAINHAIN CELESTIAL GROUP INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+15K sh	$11.76	+$176K	76,854
2014-12-08	HAINHAIN CELESTIAL GROUP INC · Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−15K sh	—	—	246,243
2014-12-08	HAINHAIN CELESTIAL GROUP INCS Sale	Executive Vice President	SSale	−15K sh	$115.79	−$1.74M	61,854
2014-12-05	HAINHAIN CELESTIAL GROUP INC · Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−15K sh	—	—	261,243
2014-12-05	HAINHAIN CELESTIAL GROUP INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+15K sh	$11.76	+$176K	76,854
2014-12-05	HAINHAIN CELESTIAL GROUP INCS Sale	Executive Vice President	SSale	−15K sh	$114.91	−$1.72M	61,854
2014-12-04	HAINHAIN CELESTIAL GROUP INCS Sale	Executive Vice President	SSale	−11.4K sh	$112.83	−$1.29M	61,854
2014-12-04	HAINHAIN CELESTIAL GROUP INC · Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−11.4K sh	—	—	11,441
2014-12-04	HAINHAIN CELESTIAL GROUP INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+11.4K sh	$18.20	+$208K	73,295
2014-11-20	HAINHAIN CELESTIAL GROUP INCA Award	Executive Vice President	AAward	+8,161 sh	$106.14	+$866K	61,854
2014-11-15	HAINHAIN CELESTIAL GROUP INCF Tax Payment	Executive Vice President	FTax Payment	−5,187 sh	$108.41	−$562K	53,693
2014-09-23	HAINHAIN CELESTIAL GROUP INCA Award	Executive Vice President	AAward	+8,320 sh	—	—	63,170
2014-09-23	HAINHAIN CELESTIAL GROUP INCF Tax Payment	Executive Vice President	FTax Payment	−4,290 sh	$100.41	−$431K	58,880
2014-08-28	HAINHAIN CELESTIAL GROUP INC · Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−1,376 sh	—	—	30,084
2014-08-28	HAINHAIN CELESTIAL GROUP INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+1,376 sh	$30.35	+$41.8K	56,226
2014-08-28	HAINHAIN CELESTIAL GROUP INCS Sale	Executive Vice President	SSale	−1,376 sh	$98.00	−$135K	54,850
2014-08-27	HAINHAIN CELESTIAL GROUP INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+2,624 sh	$30.35	+$79.6K	57,474
2014-08-27	HAINHAIN CELESTIAL GROUP INC · Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−2,624 sh	—	—	31,460
2014-08-27	HAINHAIN CELESTIAL GROUP INCS Sale	Executive Vice President	SSale	−2,624 sh	$98.05	−$257K	54,850
2014-08-25	HAINHAIN CELESTIAL GROUP INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+10K sh	$30.35	+$304K	64,850

Recent filings

Accepted (ET)
Sep 294
Carroll John0001104659-20-109887
SEC(opens sec.gov)
Jun 264
Carroll John0001104659-20-077501
SEC(opens sec.gov)
May 24
Carroll John0001213900-19-007722
SEC(opens sec.gov)
Nov 224
HAIN CELESTIAL GROUP INC0000910406-16-000151
SEC(opens sec.gov)
Mar 94
HAIN CELESTIAL GROUP INC0000910406-16-000106
SEC(opens sec.gov)
Nov 234
HAIN CELESTIAL GROUP INC0000910406-15-000082
SEC(opens sec.gov)
Oct 74
HAIN CELESTIAL GROUP INC0000910406-15-000047
SEC(opens sec.gov)
Mar 94
HAIN CELESTIAL GROUP INC0001181431-15-004402
SEC(opens sec.gov)

Companies

Address

C/O THE HAIN CELESTIAL GROUP, INC. 58 SOUTH SERVICE ROAD

MELVILLE, NY, 11747