Insider · CIK 0001429612

Rao Mahendra S.

Reports to the SEC for 2 companies · RANCHO CORDOVA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001429612

Forms 4 and 5

Insider transactions

22 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-05-10	THMOThermoGenesis Holdings, Inc. · Stock OptionsA Award	Director	AAward	+13.5K sh	$3.19	+$43.1K	13,500
2016-07-01	THMOThermoGenesis Holdings, Inc.A Award	Director	AAward	+2,448 sh	$2.86	+$7,001.28	5,255
2016-07-01	THMOThermoGenesis Holdings, Inc. · Stock OptionsA Award	Director	AAward	+1,250 sh	—	—	5,000
2016-04-01	THMOThermoGenesis Holdings, Inc.A Award	Director	AAward	+1,746 sh	$4.01	+$7,001.46	2,807
2015-09-30	THMOThermoGenesis Holdings, Inc.A Award	Director	AAward	+7,075 sh	$0.53	+$3,749.75	21,209
2015-07-01	THMOThermoGenesis Holdings, Inc. · OptionA Award	Director	AAward	−25K sh	—	—	90,000
2015-06-30	THMOThermoGenesis Holdings, Inc.A Award	Director	AAward	+4,412 sh	$0.85	+$3,750.2	14,134
2015-03-31	THMOThermoGenesis Holdings, Inc.A Award	Director	AAward	+9,722 sh	$0.90	+$8,749.8	9,722
2014-12-18	Q Therapeutics, Inc.Option to Purchase Common StockA Award	Chief Strategy Officer	AAward	+250K sh	$0.70	+$175K	1,250,000
2014-07-01	THMOThermoGenesis Holdings, Inc. · OptionA Award	Director	AAward	+25K sh	—	—	50,000
2011-07-29	THMOThermoGenesis Holdings, Inc.A Award	Director	AAward	+25K sh	$1.98	+$49.5K	31,250
2011-07-29	THMOThermoGenesis Holdings, Inc.G Gift	Director	GGift	−31.3K sh	—	—	0
2011-07-29	THMOThermoGenesis Holdings, Inc. · OptionsG Gift	Director	GGift	−6,250 sh	—	—	0
2011-07-29	THMOThermoGenesis Holdings, Inc. · OptionsG Gift	Director	GGift	−3,750 sh	—	—	0
2011-07-29	THMOThermoGenesis Holdings, Inc. · OptionsG Gift	Director	GGift	−3,750 sh	—	—	0
2011-07-29	THMOThermoGenesis Holdings, Inc. · OptionsG Gift	Director	GGift	−25K sh	—	—	0
2011-07-29	THMOThermoGenesis Holdings, Inc. · OptionsG Gift	Director	GGift	−15K sh	—	—	0
2011-07-01	THMOThermoGenesis Holdings, Inc. · OptionsA Award	Director	AAward	+15K sh	—	—	53,750
2010-10-29	THMOThermoGenesis Holdings, Inc. · OptionA Award	Director	AAward	+25K sh	—	—	38,750
2010-07-01	THMOThermoGenesis Holdings, Inc. · OptionA Award	Director	AAward	+15K sh	—	—	55,000
2009-07-01	THMOThermoGenesis Holdings, Inc. · OptionA Award	Director	AAward	+15K sh	—	—	40,000
2009-01-09	THMOThermoGenesis Holdings, Inc.A Award	Director	AAward	+25K sh	$0.56	+$14K	25,000

Recent filings

Accepted (ET)
May 124
CESCA THERAPEUTICS INC.0001140361-17-020156
SEC(opens sec.gov)
Jul 64
CESCA THERAPEUTICS INC.0001437749-16-034917
SEC(opens sec.gov)
Apr 54
CESCA THERAPEUTICS INC.0001437749-16-029064
SEC(opens sec.gov)
Oct 94
CESCA THERAPEUTICS INC.0001437749-15-018265
SEC(opens sec.gov)
Jul 24
CESCA THERAPEUTICS INC.0001140361-15-026579
SEC(opens sec.gov)
Apr 24
CESCA THERAPEUTICS INC.0001140361-15-014140
SEC(opens sec.gov)
Dec 224
Q Therapeutics, Inc.0001209191-14-077287
SEC(opens sec.gov)
Jul 24
CESCA THERAPEUTICS INC.0001140361-14-027532
SEC(opens sec.gov)
Aug 14
Rao Mahendra S.0001209191-11-041811
SEC(opens sec.gov)
Jul 14
Rao Mahendra S.0001209191-11-037340
SEC(opens sec.gov)
Nov 24
Rao Mahendra S.0001209191-10-052690
SEC(opens sec.gov)
Jul 24
Rao Mahendra S.0001209191-10-037200
SEC(opens sec.gov)

Companies

Address

2711 CITRUS RD.

RANCHO CORDOVA, CA, 95742