Insider · CIK 0001430594

Cappel Anne Tuttle

Reports to the SEC for 2 companies · PALO ALTO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001430594

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-05-15	COURCoursera, Inc.F Tax Payment	SVP General Counsel, Secretary	FTax Payment	−37K sh	$12.07	−$447K	390,623
2023-02-15	COURCoursera, Inc.F Tax Payment	SVP General Counsel, Secretary	FTax Payment	−3,043 sh	$15.65	−$47.6K	427,627
2022-11-15	COURCoursera, Inc.F Tax Payment	SVP General Counsel, Secretary	FTax Payment	−930 sh	$14.01	−$13K	430,670
2022-10-03	COURCoursera, Inc.M Exercise/Conversion	SVP General Counsel, Secretary	MExercise/Conversion	+19.4K sh	$7.91	+$154K	431,600
2022-10-03	COURCoursera, Inc. · Stock Option (right to buy)M Exercise/Conversion	SVP General Counsel, Secretary	MExercise/Conversion	−19.4K sh	—	—	70,590
2022-10-03	COURCoursera, Inc. · Stock Option (right to buy)M Exercise/Conversion	SVP General Counsel, Secretary	MExercise/Conversion	−20.8K sh	—	—	0
2022-10-03	COURCoursera, Inc.M Exercise/Conversion	SVP General Counsel, Secretary	MExercise/Conversion	+20.8K sh	$2.23	+$46.5K	412,190
2022-09-30	COURCoursera, Inc.A Award	SVP General Counsel, Secretary	AAward	+66.4K sh	—	—	391,356
2022-08-15	COURCoursera, Inc.F Tax Payment	SVP General Counsel, Secretary	FTax Payment	−649 sh	$13.95	−$9,053.55	324,226
2022-05-15	COURCoursera, Inc.F Tax Payment	SVP General Counsel, Secretary	FTax Payment	−670 sh	$15.39	−$10.3K	324,875
2022-02-15	COURCoursera, Inc.F Tax Payment	SVP General Counsel, Secretary	FTax Payment	−769 sh	$20.85	−$16K	325,545
2021-11-30	COURCoursera, Inc. · Stock Option (right to buy)A Award	SVP General Counsel, Secretary	AAward	+45.2K sh	—	—	45,222
2021-11-30	COURCoursera, Inc.A Award	SVP General Counsel, Secretary	AAward	+22.6K sh	—	—	326,963
2021-11-15	COURCoursera, Inc.F Tax Payment	SVP General Counsel, Secretary	FTax Payment	−649 sh	$35.74	−$23.2K	326,314
2021-11-12	COURCoursera, Inc.S Sale	SVP General Counsel, Secretary	SSale	−11.5K sh	$35.01	−$403K	304,352
2021-11-11	COURCoursera, Inc.S Sale	SVP General Counsel, Secretary	SSale	−1,000 sh	$35.01	−$35K	315,852
2021-08-15	COURCoursera, Inc.F Tax Payment	SVP General Counsel, Secretary	FTax Payment	−2,594 sh	$38.49	−$99.8K	316,095
2016-02-26	Financial Engines, LLCRestricted Stock UnitM Exercise/Conversion	EVP, General Counsel	MExercise/Conversion	−894 sh	—	—	1,788
2016-02-26	Financial Engines, LLCF Tax Payment	EVP, General Counsel	FTax Payment	−336 sh	$24.59	−$8,262.24	12,061
2016-02-26	Financial Engines, LLCM Exercise/Conversion	EVP, General Counsel	MExercise/Conversion	+894 sh	—	—	12,394
2016-02-18	Financial Engines, LLCF Tax Payment	EVP, General Counsel	FTax Payment	−710 sh	$26.06	−$18.5K	11,503
2016-02-18	Financial Engines, LLCM Exercise/Conversion	EVP, General Counsel	MExercise/Conversion	+1,621 sh	—	—	12,213
2016-02-18	Financial Engines, LLCPerformance Stock UnitsM Exercise/Conversion	EVP, General Counsel	MExercise/Conversion	−1,621 sh	—	—	0
2015-11-18	Financial Engines, LLCM Exercise/Conversion	EVP, General Counsel	MExercise/Conversion	+995 sh	—	—	11,587
2015-11-18	Financial Engines, LLCF Tax Payment	EVP, General Counsel	FTax Payment	−374 sh	$32.59	−$12.2K	11,213
2015-11-18	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	EVP, General Counsel	MExercise/Conversion	−995 sh	—	—	0
2015-11-16	Financial Engines, LLCF Tax Payment	EVP, General Counsel	FTax Payment	−393 sh	$33.53	−$13.2K	10,592
2015-11-16	Financial Engines, LLCM Exercise/Conversion	EVP, General Counsel	MExercise/Conversion	+1,045 sh	—	—	10,985
2015-11-16	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	EVP, General Counsel	MExercise/Conversion	−1,045 sh	—	—	1,045
2015-11-11	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	EVP, General Counsel	MExercise/Conversion	−1,909 sh	—	—	5,728
2015-11-11	Financial Engines, LLCF Tax Payment	EVP, General Counsel	FTax Payment	−718 sh	$34.47	−$24.7K	9,940
2015-11-11	Financial Engines, LLCM Exercise/Conversion	EVP, General Counsel	MExercise/Conversion	+1,909 sh	—	—	10,658
2015-11-03	Financial Engines, LLCS Sale	EVP, General Counsel	SSale	−3,589 sh	$33.40	−$120K	8,749
2015-11-03	Financial Engines, LLCM Exercise/Conversion	EVP, General Counsel	MExercise/Conversion	+3,589 sh	$21.39	+$76.8K	12,338
2015-11-03	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP, General Counsel	MExercise/Conversion	−411 sh	—	—	4,000
2015-11-03	Financial Engines, LLCS Sale	EVP, General Counsel	SSale	−1,032 sh	$34.45	−$35.6K	10,592
2015-11-03	Financial Engines, LLCM Exercise/Conversion	EVP, General Counsel	MExercise/Conversion	+411 sh	$21.39	+$8,791.29	11,624
2015-11-03	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP, General Counsel	MExercise/Conversion	−3,589 sh	—	—	4,411
2015-07-23	Financial Engines, LLCM Exercise/Conversion	EVP, General Counsel	MExercise/Conversion	+4,000 sh	$21.39	+$85.6K	12,749
2015-07-23	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP, General Counsel	MExercise/Conversion	−4,000 sh	—	—	8,000
2015-07-23	Financial Engines, LLCS Sale	EVP, General Counsel	SSale	−4,000 sh	$44.36	−$177K	8,749
2015-06-08	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP, General Counsel	MExercise/Conversion	−4,000 sh	—	—	20,290
2015-06-08	Financial Engines, LLCS Sale	EVP, General Counsel	SSale	−4,000 sh	$44.88	−$180K	8,749
2015-06-08	Financial Engines, LLCM Exercise/Conversion	EVP, General Counsel	MExercise/Conversion	+4,000 sh	$26.22	+$105K	12,749
2015-05-20	Financial Engines, LLCM Exercise/Conversion	EVP, General Counsel	MExercise/Conversion	+4,000 sh	$21.39	+$85.6K	12,749
2015-05-20	Financial Engines, LLCS Sale	EVP, General Counsel	SSale	−4,000 sh	$40.88	−$164K	8,749
2015-05-20	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP, General Counsel	MExercise/Conversion	−4,000 sh	—	—	12,000
2015-05-14	Financial Engines, LLCS Sale	EVP, General Counsel	SSale	−4,030 sh	$40.91	−$165K	8,749
2015-05-14	Financial Engines, LLCM Exercise/Conversion	EVP, General Counsel	MExercise/Conversion	+3,710 sh	$21.39	+$79.4K	12,779
2015-05-14	Financial Engines, LLCM Exercise/Conversion	EVP, General Counsel	MExercise/Conversion	+320 sh	$6.51	+$2,083.2	9,069

Recent filings

Accepted (ET)
May 174
Cappel Anne Tuttle0001209191-23-030427
SEC(opens sec.gov)
Feb 174
Cappel Anne Tuttle0001209191-23-010760
SEC(opens sec.gov)
Nov 174
Cappel Anne Tuttle0001209191-22-057618
SEC(opens sec.gov)
Oct 44
Cappel Anne Tuttle0001209191-22-052451
SEC(opens sec.gov)
Aug 174
Cappel Anne Tuttle0001209191-22-046473
SEC(opens sec.gov)
May 174
Cappel Anne Tuttle0000899243-22-018473
SEC(opens sec.gov)
Feb 174
Cappel Anne Tuttle0000899243-22-006870
SEC(opens sec.gov)
Jan 204
Cappel Anne Tuttle0000899243-22-002711
SEC(opens sec.gov)
Dec 24
Cappel Anne Tuttle0000899243-21-046659
SEC(opens sec.gov)
Nov 154
Cappel Anne Tuttle0000899243-21-044638
SEC(opens sec.gov)
Aug 174
Cappel Anne Tuttle0000899243-21-033323
SEC(opens sec.gov)
Feb 294
Financial Engines, Inc.0001209191-16-103540
SEC(opens sec.gov)

Companies

Address

1804 EMBARCADERO ROAD

PALO ALTO, CA, 94303