Insider · CIK 0001434007

Hathaway David R

Reports to the SEC for 1 company · FRAMINGHAM, MA

sec.gov

Transactions

Companies

Filings

CIK

0001434007

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-03-11	HeartWare International, Inc.M Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	+2,812 sh	$18.02	+$50.7K	2,812
2014-03-11	HeartWare International, Inc.S Sale	Chief Medical Officer	SSale	−2,812 sh	$95.00	−$267K	0
2014-03-11	HeartWare International, Inc.Stock Option (right to buy)M Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	−2,812 sh	—	—	0
2014-03-10	HeartWare International, Inc.M Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	+299 sh	$18.08	+$5,405.92	1,601
2014-03-10	HeartWare International, Inc.S Sale	Chief Medical Officer	SSale	−1,601 sh	$95.00	−$152K	0
2014-03-10	HeartWare International, Inc.Stock Option (right to buy)M Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	−299 sh	—	—	2,812
2013-12-23	HeartWare International, Inc.S Sale	Chief Medical Officer	SSale	−602 sh	$91.03	−$54.8K	1,302
2013-12-21	HeartWare International, Inc.M Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	+1,250 sh	—	—	1,904
2013-12-21	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	−1,250 sh	—	—	3,762
2013-12-20	HeartWare International, Inc.M Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	+1,263 sh	—	—	1,263
2013-12-20	HeartWare International, Inc.S Sale	Chief Medical Officer	SSale	−489 sh	$91.56	−$44.8K	774
2013-12-20	HeartWare International, Inc.S Sale	Chief Medical Officer	SSale	−120 sh	$92.32	−$11.1K	654
2013-12-20	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	−1,263 sh	—	—	5,012
2013-05-28	HeartWare International, Inc.M Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	+4,491 sh	$19.22	+$86.3K	5,934
2013-05-28	HeartWare International, Inc.S Sale	Chief Medical Officer	SSale	−5,934 sh	$95.05	−$564K	0
2013-05-28	HeartWare International, Inc.Stock Option (right to buy)M Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	−4,491 sh	—	—	3,111
2013-05-22	HeartWare International, Inc.M Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	+2,400 sh	$19.55	+$46.9K	3,843
2013-05-22	HeartWare International, Inc.S Sale	Chief Medical Officer	SSale	−2,400 sh	$95.15	−$228K	1,443
2013-05-22	HeartWare International, Inc.Stock Option (right to buy)M Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	−715 sh	—	—	9,287
2013-05-22	HeartWare International, Inc.Stock Option (right to buy)M Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	−1,685 sh	—	—	7,602
2013-05-21	HeartWare International, Inc.M Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	+17.1K sh	$19.51	+$334K	18,583
2013-05-21	HeartWare International, Inc.S Sale	Chief Medical Officer	SSale	−12.8K sh	$95.46	−$1.23M	5,741
2013-05-21	HeartWare International, Inc.S Sale	Chief Medical Officer	SSale	−2,398 sh	$96.16	−$231K	3,343
2013-05-21	HeartWare International, Inc.S Sale	Chief Medical Officer	SSale	−1,900 sh	$97.31	−$185K	1,443
2013-05-21	HeartWare International, Inc.Stock Option (right to buy)M Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	−8,570 sh	—	—	18,572
2013-05-21	HeartWare International, Inc.Stock Option (right to buy)M Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	−8,570 sh	—	—	10,002
2013-05-20	HeartWare International, Inc.M Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	+10K sh	$19.40	+$194K	11,443
2013-05-20	HeartWare International, Inc.S Sale	Chief Medical Officer	SSale	−8,200 sh	$97.63	−$801K	3,243
2013-05-20	HeartWare International, Inc.S Sale	Chief Medical Officer	SSale	−1,800 sh	$98.15	−$177K	1,443
2013-05-20	HeartWare International, Inc.Stock Option (right to buy)M Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	−9,285 sh	—	—	27,857
2013-05-20	HeartWare International, Inc.Stock Option (right to buy)M Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	−715 sh	—	—	27,142
2012-12-21	HeartWare International, Inc.M Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	+1,250 sh	—	—	1,975
2012-12-21	HeartWare International, Inc.S Sale	Chief Medical Officer	SSale	−203 sh	$81.69	−$16.6K	1,772
2012-12-21	HeartWare International, Inc.S Sale	Chief Medical Officer	SSale	−329 sh	$82.26	−$27.1K	1,443
2012-12-21	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	−1,250 sh	—	—	6,275
2012-12-20	HeartWare International, Inc.M Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	+1,262 sh	—	—	1,262
2012-12-20	HeartWare International, Inc.S Sale	Chief Medical Officer	SSale	−537 sh	$82.09	−$44.1K	725
2012-12-20	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	−1,262 sh	—	—	7,525
2012-12-13	HeartWare International, Inc.S Sale	Chief Medical Officer	SSale	−5,640 sh	$81.10	−$457K	0
2012-12-12	HeartWare International, Inc.S Sale	Chief Medical Officer	SSale	−6,000 sh	$81.81	−$491K	5,640
2012-12-11	HeartWare International, Inc.S Sale	Chief Medical Officer	SSale	−6,000 sh	$82.17	−$493K	11,640
2012-09-18	HeartWare International, Inc.S Sale	Chief Medical Officer	SSale	−406 sh	$91.94	−$37.3K	18,150
2012-09-18	HeartWare International, Inc.S Sale	Chief Medical Officer	SSale	−510 sh	$92.84	−$47.3K	17,640
2012-09-17	HeartWare International, Inc.S Sale	Chief Medical Officer	SSale	−459 sh	$91.69	−$42.1K	21,435
2012-09-17	HeartWare International, Inc.S Sale	Chief Medical Officer	SSale	−2,879 sh	$92.49	−$266K	18,556
2012-09-16	HeartWare International, Inc.M Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	+10K sh	—	—	21,894
2012-09-16	HeartWare International, Inc.Restricted Stock UnitM Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	−10K sh	—	—	8,787
2011-12-21	HeartWare International, Inc.Restricted Stock UnitA Award	Chief Medical Officer	AAward	+5,000 sh	—	—	18,787
2011-12-20	HeartWare International, Inc.M Exercise/Conversion	Chief Medical Officer	MExercise/Conversion	+1,263 sh	—	—	12,448
2011-12-20	HeartWare International, Inc.S Sale	Chief Medical Officer	SSale	−420 sh	$68.09	−$28.6K	12,028

Recent filings

Accepted (ET)
Mar 124
HeartWare International, Inc.0001209191-14-019933
SEC(opens sec.gov)
Dec 244
HeartWare International, Inc.0001209191-13-058574
SEC(opens sec.gov)
May 304
Hathaway David R0001209191-13-029683
SEC(opens sec.gov)
May 224
Hathaway David R0001209191-13-028269
SEC(opens sec.gov)

Companies

HeartWare International, Inc.Chief Medical Officer

Address

C/O HEARTWARE INTERNATIONAL, INC. 205 NEWBURY STREET

FRAMINGHAM, MA, 01701