Insider · CIK 0001434225

Carbeau Thomas

Reports to the SEC for 1 company · SAN FRANCISCO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001434225

Forms 4 and 5

Insider transactions

29 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2010-07-01	Thomas Weisel Partners Group, Inc.D Disposition to Issuer	Head Institutional Sales	DDisposition to Issuer	−19.5K sh	—	—	0
2010-07-01	Thomas Weisel Partners Group, Inc.Restricted Stock UnitD Disposition to Issuer	Head Institutional Sales	DDisposition to Issuer	−384K sh	—	—	0
2010-04-25	Thomas Weisel Partners Group, Inc.Restricted Stock UnitA Award	Head Institutional Sales	AAward	+100K sh	—	—	383,916
2010-04-25	Thomas Weisel Partners Group, Inc.Restricted Stock UnitJ Other	Head Institutional Sales	JOther	−100K sh	—	—	283,916
2010-04-23	Thomas Weisel Partners Group, Inc.Restricted Stock UnitA Award	Head Institutional Sales	AAward	+100K sh	—	—	383,916
2010-03-08	Thomas Weisel Partners Group, Inc.Restricted Stock UnitM Exercise/Conversion	Head Institutional Sales	MExercise/Conversion	−12.6K sh	—	—	291,060
2010-03-08	Thomas Weisel Partners Group, Inc.M Exercise/Conversion	Head Institutional Sales	MExercise/Conversion	+12.6K sh	—	—	19,469
2010-03-08	Thomas Weisel Partners Group, Inc.Restricted Stock UnitF Tax Payment	Head Institutional Sales	FTax Payment	−7,144 sh	—	—	283,916
2010-02-23	Thomas Weisel Partners Group, Inc.Restricted Stock UnitM Exercise/Conversion	Head Institutional Sales	MExercise/Conversion	−6,888 sh	—	—	307,552
2010-02-23	Thomas Weisel Partners Group, Inc.M Exercise/Conversion	Head Institutional Sales	MExercise/Conversion	+6,888 sh	—	—	6,888
2010-02-23	Thomas Weisel Partners Group, Inc.Restricted Stock UnitF Tax Payment	Head Institutional Sales	FTax Payment	−3,911 sh	—	—	303,641
2010-02-12	Thomas Weisel Partners Group, Inc.Restricted Stock UnitA Award	Head Institutional Sales	AAward	+25K sh	—	—	244,438
2010-02-10	Thomas Weisel Partners Group, Inc.Restricted Stock UnitA Award	Head Institutional Sales	AAward	+70K sh	—	—	289,440
2009-09-04	Thomas Weisel Partners Group, Inc.S Sale	Head Institutional Sales	SSale	−4,123 sh	$4.33	−$17.8K	0
2009-09-03	Thomas Weisel Partners Group, Inc.Restricted Stock UnitF Tax Payment	Head Institutional Sales	FTax Payment	−2,105 sh	—	—	219,438
2009-09-03	Thomas Weisel Partners Group, Inc.Restricted Stock UnitM Exercise/Conversion	Head Institutional Sales	MExercise/Conversion	−4,123 sh	—	—	221,543
2009-09-03	Thomas Weisel Partners Group, Inc.M Exercise/Conversion	Head Institutional Sales	MExercise/Conversion	+4,123 sh	—	—	4,123
2009-03-17	Thomas Weisel Partners Group, Inc.S Sale	Head Institutional Sales	SSale	−1,225 sh	$4.00	−$4,900	0
2009-03-16	Thomas Weisel Partners Group, Inc.S Sale	Head Institutional Sales	SSale	−2,000 sh	$4.00	−$8,004	1,225
2009-03-13	Thomas Weisel Partners Group, Inc.S Sale	Head Institutional Sales	SSale	−1,589 sh	$4.00	−$6,356	3,225
2009-03-12	Thomas Weisel Partners Group, Inc.S Sale	Head Institutional Sales	SSale	−1,666 sh	$4.00	−$6,664	4,814
2009-02-27	Thomas Weisel Partners Group, Inc.Restricted Stock UnitA Award	Head Institutional Sales	AAward	+59.2K sh	—	—	225,666
2009-02-09	Thomas Weisel Partners Group, Inc.Restricted Stock UnitF Tax Payment	Head Institutional Sales	FTax Payment	−4,320 sh	—	—	166,493
2009-02-09	Thomas Weisel Partners Group, Inc.Restricted Stock UnitM Exercise/Conversion	Head Institutional Sales	MExercise/Conversion	−6,480 sh	—	—	170,813
2009-02-09	Thomas Weisel Partners Group, Inc.M Exercise/Conversion	Head Institutional Sales	MExercise/Conversion	+6,480 sh	—	—	6,480
2009-01-02	Thomas Weisel Partners Group, Inc.S Sale	Head Institutional Sales	SSale	−6,348 sh	$4.17	−$26.4K	0
2008-12-31	Thomas Weisel Partners Group, Inc.S Sale	Head Institutional Sales	SSale	−6,348 sh	$4.17	−$26.4K	0
2008-08-06	Thomas Weisel Partners Group, Inc.Restricted Stock UnitA Award	Head Institutional Sales	AAward	+100K sh	—	—	158,522
2008-08-06	Thomas Weisel Partners Group, Inc.Restricted Stock UnitA Award	Head Institutional Sales	AAward	+25K sh	—	—	183,522

Recent filings

Accepted (ET)
Jul 24
Carbeau Thomas0001144204-10-036534
SEC(opens sec.gov)
Apr 274
Carbeau Thomas0001144204-10-022435
SEC(opens sec.gov)
Mar 104
Carbeau Thomas0001144204-10-012616
SEC(opens sec.gov)
Feb 254
Carbeau Thomas0001144204-10-010000
SEC(opens sec.gov)
Feb 124
Carbeau Thomas0001144204-10-007584
SEC(opens sec.gov)
Sep 44
Carbeau Thomas0001144204-09-047336
SEC(opens sec.gov)
Mar 184
Carbeau Thomas0001144204-09-014848
SEC(opens sec.gov)
Mar 134
Carbeau Thomas0001144204-09-014026
SEC(opens sec.gov)

Companies

Thomas Weisel Partners Group, Inc.Head Institutional Sales

Address

C/O THOMAS WEISEL PARTNERS GROUP, INC. ONE MONTGOMERY STREET, SUITE 3700

SAN FRANCISCO, CA, US 94104