Insider · CIK 0001437165

Neuhauser James C

Reports to the SEC for 3 companies · ARLINGTON, VA

sec.gov

Transactions

Companies

Filings

CIK

0001437165

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-08-02	FATAQFat Brands, IncA Award	Director, Executive Chairman	AAward	+10K sh	—	—	198,037
2022-07-12	FATAQFat Brands, IncA Award	Director, Executive Chairman	AAward	+100K sh	—	—	188,037
2021-10-19	FATAQFat Brands, Inc · Stock option (right to buy)A Award	Director, Executive Chairman	AAward	+30.6K sh	—	—	30,636
2021-08-26	FATAQFat Brands, IncS Sale	Director, Executive Chairman	SSale	−14.7K sh	$22.07	−$324K	0
2021-08-25	FATAQFat Brands, IncS Sale	Director, Executive Chairman	SSale	−5,000 sh	$22.46	−$112K	14,685
2021-08-24	FATAQFat Brands, IncS Sale	Director, Executive Chairman	SSale	−5,000 sh	$22.62	−$113K	19,685
2020-12-23	FATAQFat Brands, IncJ Other	Director, Executive Chairman	JOther	+20.4K sh	—	—	24,685
2020-10-13	FATAQFat Brands, Inc · Stock OptionA Award	Director, Executive Chairman	AAward	+30.6K sh	—	—	30,636
2020-08-04	FATAQFat Brands, IncA Award	Director, Executive Chairman	AAward	+18K sh	—	—	88,037
2020-07-16	FATAQFat Brands, IncA Award	Director, Executive Chairman	AAward	+261 sh	—	—	4,261
2020-07-16	FATAQFat Brands, Inc · WARRANT TO PURCHASE COMMON STOCKD Disposition to Issuer	Director, Executive Chairman	DDisposition to Issuer	−2,400 sh	—	—	0
2020-07-16	FATAQFat Brands, Inc · WARRANT TO PURCHASE COMMON STOCKA Award	Director, Executive Chairman	AAward	+20K sh	—	—	20,000
2020-05-12	FATAQFat Brands, IncA Award	Director, Executive Chairman	AAward	+4,559 sh	—	—	70,073
2020-02-11	FATAQFat Brands, IncA Award	Director, Executive Chairman	AAward	+3,272 sh	—	—	65,514
2019-11-14	FATAQFat Brands, IncA Award	Director, Executive Chairman	AAward	+2,732 sh	—	—	62,242
2019-10-03	FATAQFat Brands, IncP Purchase	Director, Executive Chairman	PPurchase	+4,000 sh	—	—	4,000
2019-10-03	FATAQFat Brands, Inc · WARRANT TO PURCHASE COMMON STOCKP Purchase	Director, Executive Chairman	PPurchase	+2,400 sh	—	—	2,400
2019-09-24	FATAQFat Brands, Inc · Stock OptionA Award	Director, Executive Chairman	AAward	+15.3K sh	—	—	15,318
2019-09-24	FATAQFat Brands, IncA Award	Director, Executive Chairman	AAward	+2,857 sh	—	—	59,510
2019-09-24	FATAQFat Brands, Inc · Stock OptionA Award	Director, Executive Chairman	AAward	+15K sh	—	—	15,000
2019-06-13	FATAQFat Brands, IncP Purchase	Director, Executive Chairman	PPurchase	+5,000 sh	$4.18	+$20.9K	56,653
2019-06-12	FATAQFat Brands, IncP Purchase	Director, Executive Chairman	PPurchase	+6,000 sh	$4.07	+$24.4K	51,653
2019-05-21	FATAQFat Brands, IncA Award	Director, Executive Chairman	AAward	+3,236 sh	—	—	45,653
2019-02-28	FATAQFat Brands, IncP Purchase	Director, Executive Chairman	PPurchase	+298 sh	$5.64	+$1,680.72	41,886
2019-02-22	FATAQFat Brands, IncA Award	Director, Executive Chairman	AAward	+2,564 sh	—	—	41,588
2019-02-22	FATAQFat Brands, IncP Purchase	Director, Executive Chairman	PPurchase	+2,564 sh	$5.85	+$15K	41,588
2018-12-10	FATAQFat Brands, IncP Purchase	Director, Executive Chairman	PPurchase	+2,783 sh	$5.39	+$15K	39,024
2018-12-10	FATAQFat Brands, Inc · Stock OptionsA Award	Director, Executive Chairman	AAward	+15K sh	—	—	30,000
2018-11-21	FATAQFat Brands, IncP Purchase	Director, Executive Chairman	PPurchase	+5,000 sh	$6.25	+$31.2K	36,241
2018-10-04	PHH CORPD Disposition to Issuer	Director	DDisposition to Issuer	−7,942 sh	—	—	0
2018-09-20	FATAQFat Brands, IncP Purchase	Director, Executive Chairman	PPurchase	+1,747 sh	$8.59	+$15K	31,241
2018-06-15	FATAQFat Brands, IncP Purchase	Director, Executive Chairman	PPurchase	+9,494 sh	$7.90	+$75K	29,494
2018-05-16	FATAQFat Brands, IncP Purchase	Director, Executive Chairman	PPurchase	+10K sh	$6.91	+$69.1K	20,000
2018-05-15	FATAQFat Brands, IncP Purchase	Director, Executive Chairman	PPurchase	+4,000 sh	$6.56	+$26.2K	10,000
2018-05-14	FATAQFat Brands, IncP Purchase	Director, Executive Chairman	PPurchase	+6,000 sh	$6.58	+$39.5K	6,000
2017-06-28	PHH CORPA Award	Director	AAward	+7,942 sh	—	—	7,942
2016-05-05	FBR & Co.A Award	Ex VP	AAward	+30.6K sh	—	—	129,139
2016-05-05	FBR & Co.F Tax Payment	Ex VP	FTax Payment	−15.6K sh	$18.62	−$290K	113,548
2016-02-10	FBR & Co.A Award	Ex VP	AAward	+3,027 sh	—	—	98,353
2016-02-08	FBR & Co.F Tax Payment	Ex VP	FTax Payment	−13.9K sh	$16.28	−$226K	95,326
2016-02-05	FBR & Co.F Tax Payment	Ex VP	FTax Payment	−5,243 sh	$16.66	−$87.3K	109,198
2015-07-31	FBR & Co.M Exercise/Conversion	Ex VP	MExercise/Conversion	+1,666 sh	$16.88	+$28.1K	3,195
2015-07-31	FBR & Co.F Tax Payment	Ex VP	FTax Payment	−1,363 sh	$23.50	−$32K	1,832
2015-07-31	FBR & Co.Employee Stock Option (Right to Buy)M Exercise/Conversion	Ex VP	MExercise/Conversion	−1,666 sh	—	—	0
2015-07-17	FBR & Co.M Exercise/Conversion	Ex VP	MExercise/Conversion	+40K sh	$22.44	+$898K	152,197
2015-07-17	FBR & Co.F Tax Payment	Ex VP	FTax Payment	−37.8K sh	$24.53	−$928K	114,367
2015-07-17	FBR & Co.Employee Stock Option (Right to Buy)M Exercise/Conversion	Ex VP	MExercise/Conversion	−40K sh	—	—	0
2015-04-29	FBR & Co.D Disposition to Issuer	Ex VP	DDisposition to Issuer	−20K sh	$21.41	−$428K	112,197
2015-02-23	FBR & Co.F Tax Payment	Ex VP	FTax Payment	−3,404 sh	$24.06	−$81.9K	130,802
2015-02-10	FBR & Co.A Award	Ex VP	AAward	+2,950 sh	—	—	134,206

Recent filings

Accepted (ET)
Aug 44
Neuhauser James C0001493152-22-021382
SEC(opens sec.gov)
Jul 134
Neuhauser James C0001493152-22-019225
SEC(opens sec.gov)
Oct 214
Neuhauser James C0001493152-21-026028
SEC(opens sec.gov)
Aug 264
Neuhauser James C0001493152-21-021369
SEC(opens sec.gov)
Jan 194
Neuhauser James C0001493152-21-001287
SEC(opens sec.gov)
Oct 154
Neuhauser James C0001493152-20-019495
SEC(opens sec.gov)
Aug 104
Neuhauser James C0001493152-20-015159
SEC(opens sec.gov)
Jul 244
Neuhauser James C0001493152-20-013995
SEC(opens sec.gov)
May 134
Neuhauser James C0001493152-20-008479
SEC(opens sec.gov)
Feb 134
Neuhauser James C0001493152-20-002248
SEC(opens sec.gov)
Nov 184
Neuhauser James C0001493152-19-017892
SEC(opens sec.gov)
Oct 94/A
Neuhauser James C0001493152-19-015331
SEC(opens sec.gov)
Oct 74
Neuhauser James C0001493152-19-015187
SEC(opens sec.gov)
Sep 264
Neuhauser James C0001493152-19-014648
SEC(opens sec.gov)

Companies

Address

1001 NINETEENTH STREET NORTH

ARLINGTON, VA, 22209