Insider · CIK 0001438914

Lochiatto Kenneth

Reports to the SEC for 1 company · WAUKEGAN, IL

sec.gov

Transactions

Companies

Filings

CIK

0001438914

Forms 4 and 5

Insider transactions

46 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-10-18	WMS INDUSTRIES INC /DE/D Disposition to Issuer	EVP and COO	DDisposition to Issuer	−78K sh	$26.00	−$2.03M	18,264
2013-10-18	WMS INDUSTRIES INC /DE/D Disposition to Issuer	EVP and COO	DDisposition to Issuer	−18.3K sh	—	—	0
2013-10-18	WMS INDUSTRIES INC /DE/Stock OptionD Disposition to Issuer	EVP and COO	DDisposition to Issuer	−40K sh	$7.74	−$310K	0
2013-10-18	WMS INDUSTRIES INC /DE/Stock OptionD Disposition to Issuer	EVP and COO	DDisposition to Issuer	−60.9K sh	$5.95	−$363K	0
2013-10-18	WMS INDUSTRIES INC /DE/Stock OptionD Disposition to Issuer	EVP and COO	DDisposition to Issuer	−45.4K sh	$9.48	−$431K	0
2013-09-25	WMS INDUSTRIES INC /DE/A Award	EVP and COO	AAward	+36.5K sh	—	—	96,217
2013-09-17	WMS INDUSTRIES INC /DE/F Tax Payment	EVP and COO	FTax Payment	−513 sh	$25.86	−$13.3K	59,688
2013-09-16	WMS INDUSTRIES INC /DE/F Tax Payment	EVP and COO	FTax Payment	−640 sh	$25.86	−$16.6K	60,201
2013-09-15	WMS INDUSTRIES INC /DE/F Tax Payment	EVP and COO	FTax Payment	−1,246 sh	$25.86	−$32.2K	60,841
2013-09-13	WMS INDUSTRIES INC /DE/F Tax Payment	EVP and COO	FTax Payment	−3,344 sh	$25.83	−$86.4K	62,087
2012-12-06	WMS INDUSTRIES INC /DE/A Award	EVP and COO	AAward	+18.5K sh	—	—	65,431
2012-12-06	WMS INDUSTRIES INC /DE/Stock OptionA Award	EVP and COO	AAward	+45.4K sh	—	—	45,437
2012-09-18	WMS INDUSTRIES INC /DE/F Tax Payment	EVP and COO	FTax Payment	−1,076 sh	$17.13	−$18.4K	46,893
2012-09-17	WMS INDUSTRIES INC /DE/F Tax Payment	EVP and COO	FTax Payment	−1,607 sh	$17.70	−$28.4K	47,969
2012-09-13	WMS INDUSTRIES INC /DE/A Award	EVP and COO	AAward	+14.5K sh	—	—	49,576
2011-09-19	WMS INDUSTRIES INC /DE/F Tax Payment	EVP and COO	FTax Payment	−1,694 sh	$19.78	−$33.5K	33,795
2011-09-16	WMS INDUSTRIES INC /DE/F Tax Payment	EVP and COO	FTax Payment	−429 sh	$20.05	−$8,601.45	35,489
2011-09-15	WMS INDUSTRIES INC /DE/Stock OptionA Award	EVP and COO	AAward	+25.9K sh	—	—	25,935
2011-09-15	WMS INDUSTRIES INC /DE/A Award	EVP and COO	AAward	+10.6K sh	—	—	35,918
2011-09-15	WMS INDUSTRIES INC /DE/Stock OptionA Award	EVP and COO	AAward	+35K sh	—	—	35,000
2011-08-11	WMS INDUSTRIES INC /DE/P Purchase	EVP and COO	PPurchase	+3,500 sh	$20.96	+$73.4K	25,311
2011-08-08	WMS INDUSTRIES INC /DE/A Award	EVP and COO	AAward	+5,570 sh	—	—	23,563
2011-08-08	WMS INDUSTRIES INC /DE/F Tax Payment	EVP and COO	FTax Payment	−1,752 sh	$18.22	−$31.9K	21,811
2010-11-03	WMS INDUSTRIES INC /DE/S Sale	EVP and COO	SSale	−40.6K sh	$43.15	−$1.75M	17,630
2010-11-03	WMS INDUSTRIES INC /DE/M Exercise/Conversion	EVP and COO	MExercise/Conversion	+22.5K sh	$18.26	+$411K	47,473
2010-11-03	WMS INDUSTRIES INC /DE/Stock OptionM Exercise/Conversion	EVP and COO	MExercise/Conversion	−10.8K sh	—	—	0
2010-11-03	WMS INDUSTRIES INC /DE/Stock OptionM Exercise/Conversion	EVP and COO	MExercise/Conversion	−22.5K sh	—	—	40,000
2010-11-03	WMS INDUSTRIES INC /DE/M Exercise/Conversion	EVP and COO	MExercise/Conversion	+10.8K sh	$16.95	+$183K	58,263
2010-09-19	WMS INDUSTRIES INC /DE/F Tax Payment	EVP and COO	FTax Payment	−256 sh	$39.13	−$10K	24,613
2010-09-18	WMS INDUSTRIES INC /DE/F Tax Payment	EVP and COO	FTax Payment	−1,008 sh	$39.13	−$39.4K	24,869
2010-09-17	WMS INDUSTRIES INC /DE/F Tax Payment	EVP and COO	FTax Payment	−322 sh	$39.01	−$12.6K	25,877
2010-09-16	WMS INDUSTRIES INC /DE/A Award	EVP and COO	AAward	+5,452 sh	—	—	26,199
2010-09-16	WMS INDUSTRIES INC /DE/Stock OptionA Award	EVP and COO	AAward	+14.2K sh	—	—	14,187
2010-08-06	WMS INDUSTRIES INC /DE/F Tax Payment	EVP and COO	FTax Payment	−1,483 sh	$38.71	−$57.4K	20,747
2010-08-06	WMS INDUSTRIES INC /DE/A Award	EVP and COO	AAward	+5,034 sh	—	—	22,230
2010-02-11	WMS INDUSTRIES INC /DE/Stock OptionM Exercise/Conversion	EVP and COO	MExercise/Conversion	−5,395 sh	—	—	10,790
2010-02-11	WMS INDUSTRIES INC /DE/S Sale	EVP and COO	SSale	−5,395 sh	$39.00	−$210K	16,917
2010-02-11	WMS INDUSTRIES INC /DE/M Exercise/Conversion	EVP and COO	MExercise/Conversion	+5,395 sh	$16.95	+$91.4K	22,312
2009-09-21	WMS INDUSTRIES INC /DE/S Sale	EVP and COO	SSale	−3,024 sh	$42.36	−$128K	16,356
2009-09-21	WMS INDUSTRIES INC /DE/F Tax Payment	EVP and COO	FTax Payment	−256 sh	$43.28	−$11.1K	19,380
2009-09-18	WMS INDUSTRIES INC /DE/F Tax Payment	EVP and COO	FTax Payment	−1,008 sh	$44.28	−$44.6K	19,636
2009-09-17	WMS INDUSTRIES INC /DE/A Award	EVP and COO	AAward	+4,363 sh	—	—	20,644
2009-09-17	WMS INDUSTRIES INC /DE/Stock OptionA Award	EVP and COO	AAward	−10.3K sh	—	—	10,321
2009-08-07	WMS INDUSTRIES INC /DE/S Sale	EVP and COO	SSale	−3,670 sh	$41.70	−$153K	16,281
2009-08-07	WMS INDUSTRIES INC /DE/F Tax Payment	EVP and COO	FTax Payment	−1,532 sh	$40.01	−$61.3K	19,951
2009-08-07	WMS INDUSTRIES INC /DE/A Award	EVP and COO	AAward	+5,202 sh	—	—	21,483

Recent filings

Accepted (ET)
Oct 184
WMS INDUSTRIES INC /DE/0001181431-13-054473
SEC(opens sec.gov)
Sep 264
WMS INDUSTRIES INC /DE/0001181431-13-050656
SEC(opens sec.gov)
Sep 174
WMS INDUSTRIES INC /DE/0001181431-13-049496
SEC(opens sec.gov)
Dec 104
Lochiatto Kenneth0001181431-12-063408
SEC(opens sec.gov)
Sep 184
Lochiatto Kenneth0001181431-12-051030
SEC(opens sec.gov)
Sep 174
Lochiatto Kenneth0001181431-12-050769
SEC(opens sec.gov)
Sep 194
Lochiatto Kenneth0001181431-11-049803
SEC(opens sec.gov)

Companies

WMS INDUSTRIES INC /DE/EVP and COO

Address

800 S. NORTHPOINT BLVD

WAUKEGAN, IL, 60085