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Insider · CIK 0001440659

Bartlett Joseph P

Reports to the SEC for 5 companies · PACIFIC PALISADES, CA

Transactions

11

Companies

5

Filings

3

CIK

0001440659

Forms 4 and 5

Insider transactions

11 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-03-20	THERMOENERGY CORPStock OptionA Award	Director	AAward	+100K sh	—	—	100,000
2012-05-15	THERMOENERGY CORPStock OptionA Award	Director	AAward	+30K sh	—	—	30,000
2009-12-21	APPLIED SOLAR, INC.WarrantP Purchase	10% Owner	PPurchase	+233M sh	—	—	232,643,678
2009-12-21	APPLIED SOLAR, INC.WarrantP Purchase	10% Owner	PPurchase	+17.5M sh	—	—	17,467,876
2009-12-21	APPLIED SOLAR, INC.WarrantP Purchase	10% Owner	PPurchase	+3.58M sh	—	—	3,577,891
2009-12-21	APPLIED SOLAR, INC.WarrantP Purchase	10% Owner	PPurchase	+3.65M sh	—	—	3,653,564
2009-12-21	APPLIED SOLAR, INC.WarrantP Purchase	10% Owner	PPurchase	+848K sh	—	—	847,655
2009-12-21	APPLIED SOLAR, INC.WarrantP Purchase	10% Owner	PPurchase	+235M sh	—	—	235,000,000
2009-12-21	APPLIED SOLAR, INC.WarrantP Purchase	10% Owner	PPurchase	+15.1M sh	—	—	15,123,300
2009-12-21	APPLIED SOLAR, INC.WarrantP Purchase	10% Owner	PPurchase	+12.1M sh	—	—	15,123,300
2009-12-21	APPLIED SOLAR, INC.Convertible NoteP Purchase	10% Owner	PPurchase	+20M sh	—	—	20,000,000

Recent filings

3

Accepted (ET)
Mar 204
Bartlett Joseph P0001144204-13-016481
SEC(opens sec.gov)
May 164
Bartlett Joseph P0001144204-12-030145
SEC(opens sec.gov)
Dec 234
Bartlett Joseph P0001019687-09-004667
SEC(opens sec.gov)

Companies

5

Address

17050 SUNSET BLVD. #D

PACIFIC PALISADES, CA, 90272