Insider · CIK 0001444364

Lee Dickson V

Reports to the SEC for 1 company · SEATTLE, WA

sec.gov

Transactions

Companies

Filings

CIK

0001444364

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-11-01	L & L ENERGY, INC.P Purchase	Director, Chairman & CEO, 10% Owner	PPurchase	+3,000 sh	$1.42	+$4,274.7	7,406,597
2013-10-18	L & L ENERGY, INC.P Purchase	Director, Chairman & CEO, 10% Owner	PPurchase	+3,000 sh	$1.73	+$5,192.1	7,403,597
2013-09-26	L & L ENERGY, INC.J Other	Director, Chairman & CEO, 10% Owner	JOther	+750K sh	—	—	7,200,597
2013-09-24	L & L ENERGY, INC.A Award	Director, Chairman & CEO, 10% Owner	AAward	+200K sh	$1.09	+$218K	7,400,597
2013-04-30	L & L ENERGY, INC.A Award	Director, Chairman & CEO, 10% Owner	AAward	+28.6K sh	$1.75	+$50K	6,450,150
2013-04-30	L & L ENERGY, INC.A Award	Director, Chairman & CEO, 10% Owner	AAward	+28.6K sh	$1.75	+$50K	6,445,350
2012-10-31	L & L ENERGY, INC.S Sale	Director, Chairman & CEO, 10% Owner	SSale	−750K sh	$2.13	−$1.6M	6,416,779
2012-10-31	L & L ENERGY, INC.S Sale	Director, Chairman & CEO, 10% Owner	SSale	−750K sh	$2.13	−$1.6M	6,421,579
2012-08-31	L & L ENERGY, INC.OptionsA Award	Director, Chairman & CEO, 10% Owner	AAward	+20K sh	—	—	60,000
2012-08-31	L & L ENERGY, INC.OptionsA Award	Director, Chairman & CEO, 10% Owner	AAward	+20K sh	—	—	80,000
2012-08-31	L & L ENERGY, INC.OptionsA Award	Director, Chairman & CEO, 10% Owner	AAward	+20K sh	—	—	20,000
2012-08-31	L & L ENERGY, INC.OptionsA Award	Director, Chairman & CEO, 10% Owner	AAward	+20K sh	—	—	40,000
2011-10-28	L & L ENERGY, INC.WarrantA Award	Director, Chairman & CEO, 10% Owner	AAward	+26.3K sh	—	—	26,250
2011-09-22	L & L ENERGY, INC.P Purchase	Director, Chairman & CEO, 10% Owner	PPurchase	+4,800 sh	$2.77	+$13.3K	7,172,026
2011-08-29	L & L ENERGY, INC.P Purchase	Director, Chairman & CEO, 10% Owner	PPurchase	+49.4K sh	$8.50	+$420K	7,167,226
2011-04-06	L & L ENERGY, INC.P Purchase	Director, Chairman & CEO, 10% Owner	PPurchase	+1,600 sh	$5.93	+$9,483.04	7,117,815
2011-01-26	L & L ENERGY, INC.S Sale	Director, Chairman & CEO, 10% Owner	SSale	−300 sh	$7.73	−$2,319	7,116,215
2011-01-25	L & L ENERGY, INC.S Sale	Director, Chairman & CEO, 10% Owner	SSale	−179K sh	$7.56	−$1.35M	7,116,515
2011-01-24	L & L ENERGY, INC.S Sale	Director, Chairman & CEO, 10% Owner	SSale	−36.8K sh	$7.80	−$287K	7,295,515
2011-01-21	L & L ENERGY, INC.S Sale	Director, Chairman & CEO, 10% Owner	SSale	+300 sh	$7.73	+$2,319	7,116,215
2011-01-20	L & L ENERGY, INC.S Sale	Director, Chairman & CEO, 10% Owner	SSale	+179K sh	$7.56	+$1.35M	7,116,515
2011-01-19	L & L ENERGY, INC.S Sale	Director, Chairman & CEO, 10% Owner	SSale	+36.8K sh	$7.80	+$287K	7,295,515
2010-12-16	L & L ENERGY, INC.G Gift	Director, Chairman & CEO, 10% Owner	GGift	−200K sh	—	—	7,332,321
2010-09-15	L & L ENERGY, INC.A Award	Director, Chairman & CEO, 10% Owner	AAward	+111K sh	$7.29	+$811K	7,504,886
2010-09-15	L & L ENERGY, INC.A Award	Director, Chairman & CEO, 10% Owner	AAward	+27.4K sh	$7.29	+$200K	7,532,321
2010-08-25	L & L ENERGY, INC.M Exercise/Conversion	Director, Chairman & CEO, 10% Owner	MExercise/Conversion	+48K sh	$3.00	+$144K	7,387,610
2010-08-25	L & L ENERGY, INC.WarrantM Exercise/Conversion	Director, Chairman & CEO, 10% Owner	MExercise/Conversion	−48K sh	—	—	6,000
2010-08-25	L & L ENERGY, INC.WarrantM Exercise/Conversion	Director, Chairman & CEO, 10% Owner	MExercise/Conversion	−6,000 sh	—	—	0
2010-08-25	L & L ENERGY, INC.M Exercise/Conversion	Director, Chairman & CEO, 10% Owner	MExercise/Conversion	+6,000 sh	$2.25	+$13.5K	7,393,610
2010-07-01	L & L ENERGY, INC.WarrantM Exercise/Conversion	Director, Chairman & CEO, 10% Owner	MExercise/Conversion	−14K sh	—	—	144,000
2010-07-01	L & L ENERGY, INC.WarrantM Exercise/Conversion	Director, Chairman & CEO, 10% Owner	MExercise/Conversion	−42K sh	—	—	54,000
2010-07-01	L & L ENERGY, INC.WarrantM Exercise/Conversion	Director, Chairman & CEO, 10% Owner	MExercise/Conversion	−8,000 sh	—	—	96,000
2010-07-01	L & L ENERGY, INC.WarrantM Exercise/Conversion	Director, Chairman & CEO, 10% Owner	MExercise/Conversion	−20K sh	—	—	104,000
2010-07-01	L & L ENERGY, INC.WarrantM Exercise/Conversion	Director, Chairman & CEO, 10% Owner	MExercise/Conversion	−24K sh	—	—	206,000
2010-07-01	L & L ENERGY, INC.WarrantM Exercise/Conversion	Director, Chairman & CEO, 10% Owner	MExercise/Conversion	−24K sh	—	—	182,000
2010-07-01	L & L ENERGY, INC.WarrnatM Exercise/Conversion	Director, Chairman & CEO, 10% Owner	MExercise/Conversion	−24K sh	—	—	158,000
2010-07-01	L & L ENERGY, INC.WarrantM Exercise/Conversion	Director, Chairman & CEO, 10% Owner	MExercise/Conversion	−20K sh	—	—	124,000
2010-07-01	L & L ENERGY, INC.M Exercise/Conversion	Director, Chairman & CEO, 10% Owner	MExercise/Conversion	+24K sh	$2.25	+$54K	7,158,750
2010-07-01	L & L ENERGY, INC.M Exercise/Conversion	Director, Chairman & CEO, 10% Owner	MExercise/Conversion	+24K sh	$3.00	+$72K	7,182,750
2010-07-01	L & L ENERGY, INC.M Exercise/Conversion	Director, Chairman & CEO, 10% Owner	MExercise/Conversion	+24K sh	$2.25	+$54K	7,206,750
2010-07-01	L & L ENERGY, INC.M Exercise/Conversion	Director, Chairman & CEO, 10% Owner	MExercise/Conversion	+24K sh	$3.00	+$72K	7,230,750
2010-07-01	L & L ENERGY, INC.M Exercise/Conversion	Director, Chairman & CEO, 10% Owner	MExercise/Conversion	+14K sh	$2.25	+$31.5K	7,244,750
2010-07-01	L & L ENERGY, INC.M Exercise/Conversion	Director, Chairman & CEO, 10% Owner	MExercise/Conversion	+20K sh	$3.00	+$60K	7,264,750
2010-07-01	L & L ENERGY, INC.M Exercise/Conversion	Director, Chairman & CEO, 10% Owner	MExercise/Conversion	+20K sh	$2.25	+$45K	7,284,750
2010-07-01	L & L ENERGY, INC.M Exercise/Conversion	Director, Chairman & CEO, 10% Owner	MExercise/Conversion	+8,000 sh	$3.00	+$24K	7,292,750
2010-07-01	L & L ENERGY, INC.M Exercise/Conversion	Director, Chairman & CEO, 10% Owner	MExercise/Conversion	+42K sh	$2.25	+$94.5K	7,334,750
2010-07-01	L & L ENERGY, INC.WarrantM Exercise/Conversion	Director, Chairman & CEO, 10% Owner	MExercise/Conversion	−24K sh	—	—	230,000
2010-06-02	L & L ENERGY, INC.P Purchase	Director, Chairman & CEO, 10% Owner	PPurchase	+12K sh	$8.56	+$103K	7,134,750
2010-04-30	L & L ENERGY, INC.WarrantA Award	Director, Chairman & CEO, 10% Owner	AAward	+48K sh	—	—	254,000
2010-04-30	L & L ENERGY, INC.WarrantA Award	Director, Chairman & CEO, 10% Owner	AAward	+48K sh	—	—	254,000

Recent filings

Accepted (ET)
Nov 44
L & L ENERGY, INC.0001444364-13-000006
SEC(opens sec.gov)
Oct 214
L & L ENERGY, INC.0001444364-13-000005
SEC(opens sec.gov)
Sep 304
L & L ENERGY, INC.0001444364-13-000004
SEC(opens sec.gov)
Sep 264
L & L ENERGY, INC.0001444364-13-000003
SEC(opens sec.gov)
Sep 254/A
L & L ENERGY, INC.0001444364-13-000002
SEC(opens sec.gov)
May 34
Lee Dickson V0001444364-13-000001
SEC(opens sec.gov)
Nov 74
Lee Dickson V0001444364-12-000002
SEC(opens sec.gov)
Nov 54
Lee Dickson V0001444364-12-000001
SEC(opens sec.gov)
Dec 74/A
Lee Dickson V0001444364-11-000006
SEC(opens sec.gov)
Oct 314
Lee Dickson V0001444364-11-000005
SEC(opens sec.gov)
Sep 224
Lee Dickson V0001444364-11-000004
SEC(opens sec.gov)
Aug 314
Lee Dickson V0001444364-11-000003
SEC(opens sec.gov)
Apr 64
Lee Dickson V0001444364-11-000002
SEC(opens sec.gov)
Jan 314
Lee Dickson V0001444364-11-000001
SEC(opens sec.gov)

Companies

L & L ENERGY, INC.Director, Chairman & CEO, 10% Owner

Address

130 ANDOVER PARK EAST SUITE 101

SEATTLE, WA, 98188