Insider · CIK 0001451084

Richer Clare Stack

Reports to the SEC for 3 companies · DES MOINES, IA

sec.gov

Transactions

Companies

Filings

CIK

0001451084

Forms 4 and 5

Insider transactions

43 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-09-25	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+138 sh	—	—	21,550
2026-06-26	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+142 sh	—	—	21,412
2026-05-19	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+2,175 sh	—	—	21,270
2026-03-27	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+174 sh	—	—	19,095
2025-12-19	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+167 sh	—	—	18,922
2025-09-26	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+175 sh	—	—	18,755
2025-06-27	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+177 sh	—	—	18,580
2025-05-20	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+2,484 sh	—	—	18,403
2025-03-28	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+142 sh	—	—	15,919
2025-03-17	BCSFBain Capital Specialty Finance, Inc.P Purchase	Director	PPurchase	+1,530 sh	$16.43	+$25.1K	20,834.77
2024-12-18	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+152 sh	—	—	15,777
2024-09-27	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+130 sh	—	—	15,625
2024-06-28	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+137 sh	—	—	15,495
2024-05-21	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+2,395 sh	—	—	15,358
2024-03-28	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+103 sh	—	—	12,963
2023-12-20	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+109 sh	—	—	12,860
2023-09-29	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+114 sh	—	—	12,751
2023-06-30	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+106 sh	—	—	12,637
2023-05-16	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+2,750 sh	—	—	12,531
2023-03-31	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+84 sh	—	—	9,781
2022-12-19	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+73 sh	—	—	9,697
2022-09-30	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+85 sh	—	—	9,624
2022-08-10	BCSFBain Capital Specialty Finance, Inc.P Purchase	Director	PPurchase	+3,400 sh	$14.59	+$49.6K	16,784.17
2022-06-24	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+88 sh	—	—	9,539
2022-05-17	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+2,336 sh	—	—	9,451
2022-03-25	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+61 sh	—	—	7,115
2022-03-03	BCSFBain Capital Specialty Finance, Inc.P Purchase	Director	PPurchase	+3,090.02 sh	$16.18	+$50K	12,792.43
2021-12-21	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+64 sh	—	—	7,054
2021-09-24	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+68 sh	—	—	6,990
2021-06-25	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+65 sh	—	—	6,922
2021-05-18	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+2,512 sh	—	—	6,857
2021-05-11	BCSFBain Capital Specialty Finance, Inc.P Purchase	Director	PPurchase	+1,563 sh	$15.90	+$24.9K	9,087.49
2021-03-26	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+40 sh	—	—	4,345
2020-12-21	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+50 sh	—	—	4,305
2020-09-25	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+61 sh	—	—	4,255
2020-06-26	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+59 sh	—	—	4,194
2020-06-23	BCSFBain Capital Specialty Finance, Inc.J Other	Director	JOther	+596 sh	$10.22	+$6,091.12	7,367
2020-06-05	BCSFBain Capital Specialty Finance, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,354 sh	$10.22	+$13.8K	6,771
2020-06-05	BCSFBain Capital Specialty Finance, Inc. · Subscription RightsM Exercise/Conversion	Director	MExercise/Conversion	−5,417 sh	—	—	0
2020-06-05	BCSFBain Capital Specialty Finance, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,354 sh	$10.22	+$13.8K	6,771
2020-06-05	BCSFBain Capital Specialty Finance, Inc. · Subscription RightsM Exercise/Conversion	Director	MExercise/Conversion	+5,417 sh	—	—	0
2020-05-26	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Director	AAward	+4,135 sh	—	—	4,135
2019-08-28	BCSFBain Capital Specialty Finance, Inc.P Purchase	Director	PPurchase	+5,417 sh	$18.46	+$100K	5,417

Recent filings

Accepted (ET)
Sep 294
Richer Clare Stack0001126328-26-000215
SEC(opens sec.gov)
Jun 304
Richer Clare Stack0001126328-26-000175
SEC(opens sec.gov)
May 214
Richer Clare Stack0001126328-26-000123
SEC(opens sec.gov)
Mar 314
Richer Clare Stack0001126328-26-000095
SEC(opens sec.gov)
Dec 234
Richer Clare Stack0001126328-25-000105
SEC(opens sec.gov)
Sep 304
Richer Clare Stack0001126328-25-000039
SEC(opens sec.gov)
Jul 14
Richer Clare Stack0001062993-25-012380
SEC(opens sec.gov)
May 224
Richer Clare Stack0001062993-25-010044
SEC(opens sec.gov)
Apr 14
Richer Clare Stack0001062993-25-006725
SEC(opens sec.gov)
Mar 174
Richer Clare Stack0001451084-25-000001
SEC(opens sec.gov)
Dec 204
Richer Clare Stack0001062993-24-021030
SEC(opens sec.gov)
Oct 14
Richer Clare Stack0001062993-24-017162
SEC(opens sec.gov)
Jul 14
Richer Clare Stack0001062993-24-013211
SEC(opens sec.gov)
May 234
Richer Clare Stack0001062993-24-011072
SEC(opens sec.gov)
Apr 14
Richer Clare Stack0001062993-24-007651
SEC(opens sec.gov)
Dec 224
Richer Clare Stack0001062993-23-023148
SEC(opens sec.gov)
Oct 34
Richer Clare Stack0001062993-23-018851
SEC(opens sec.gov)
Jul 54
Richer Clare Stack0001062993-23-014566
SEC(opens sec.gov)
May 184
Richer Clare Stack0001062993-23-011670
SEC(opens sec.gov)
Apr 44
Richer Clare Stack0001062993-23-008625
SEC(opens sec.gov)

Companies

Address

711 HIGH STREET

DES MOINES, IA, 50392